Phase 3 study of SBRT ± pembrolizumab for participants with unresectable Stage I or II NSCLC

2022-500413-11-00 Protocol MK3475-867 Therapeutic confirmatory (Phase III) Ended

Start 17 Jun 2019 · End 20 Jan 2025 · Status Ended · 10 EU/EEA countries · 48 sites · Protocol MK3475-867

Overview

Sponsor-declared trial summary

Phase Therapeutic confirmatory (Phase III)
Status Ended
Participants planned 586
Countries 10
Sites 48

Unresected Stage I or II Non-Small Cell Lung Cancer (NSCLC)

1. To compare the Event free Survival (EFS)

Key facts

Sponsor
Merck Sharp & Dohme Corp.
Participant type
Patients
Age range
18-64 years, 65+ years
Gender
Male and Female
Therapeutic area
Diseases [C] - Neoplasms [C04]
Trial duration
17 Jun 2019 → 20 Jan 2025
Decision date (initial)
2023-02-20
Transition trial
Yes
Low-intervention
No
Rare-disease indication
No
Vulnerable population
Yes
Funding sources
Merck Sharp & Dohme LLC

External identifiers

EU CT number
2022-500413-11-00
EudraCT number
2018-004320-11
WHO UTN
U1111-1275-8515
ClinicalTrials.gov
NCT03924869

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Efficacy, Pharmacogenomic, Pharmacoeconomic, Safety, Pharmacogenetic, Therapy

1. To compare the Event free Survival (EFS)

Secondary objectives 4

  1. To compare Overall Survival (OS)
  2. To evaluate the time to death or distant metastases
  3. To evaluate the safety and tolerability of stereotactic body radiotherapy (SBRT) + pembrolizumab
  4. To evaluate the change from baseline scores in global health status/quality of life (QoL), cough, chest pain, dyspnea, and physical functioning scale

Conditions and MedDRA coding

Unresected Stage I or II Non-Small Cell Lung Cancer (NSCLC)

VersionLevelCodeTermSystem organ class
20.0 LLT 10025050 Lung cancer non-small cell stage I 10029104
20.0 LLT 10025051 Lung cancer non-small cell stage II 10029104

Regulatory references

Scientific advice from competent authorities
European Medicines Agency
Plan to share IPD
Yes

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 8

  1. Has previously untreated non-small cell lung cancer (NSCLC) diagnosed by histology or cytology and confirmed as Stage I or II (T1 to limited T3, N0, M0) NSCLC (American Joint Committee on Cancer, AJCC) by chest computed tomography (CT) and positron emission tomography (PET) scan. Participants with pericardium invasion, >2 nodules or 2 nodules that cannot be treated in one field (>2 cm apart and/or total planned target volume [PTV] >163 cc) and diaphragm elevation suggestive of phrenic nerve invasion are excluded
  2. Cannot undergo thoracic surgery due to existing medical illness(es) as determined by the site’s multi-disciplinary tumor board. Medically operable participants who decide to treat with stereotactic body radiotherapy (SBRT) as definitive therapy rather than surgery are also eligible, if patient’s unwillingness to undergo surgical resection is clearly documented
  3. Has a Eastern Cooperative Oncology Group (ECOG) Performance Status of 0, 1, or 2
  4. Is able to receive SBRT and does not have an ultra-centrally located tumor
  5. Has adequate organ function within 7 days prior to the start of study treatmet
  6. A female is eligible to participate if she is not pregnant, not breastfeeding, and at least one of the following conditions applies: a) not a women of childbearing potential (WOCBP) OR b) A WOCBP and uses contraceptive method that is highly effective (with a failure rate of <1% per year), or be abstinent from heterosexual intercourse as their preferred and usual lifestyle (abstinent on a long-term and persistent basis), during the intervention period and for at least 120 days after the last dose of pembrolizumab/placebo and 180 days after the last radiotherapy dose
  7. Male participants are eligible to participate if they agree to the following during the intervention period and for at least 90 days after the last dose of radiotherapy: refrain from donating sperm plus either be abstinent from heterosexual intercourse as their preferred and usual lifestyle (abstinent on a long-term and persistent basis) and agree to remain abstinent or must agree to use contraception per study protocol, unless confirmed to be azoospermic
  8. Has a radiation therapy plan approved by the central radiation therapy quality assurance vendor

Exclusion criteria 16

  1. Has received prior therapy with an anti-programmed cell death-1 (anti-PD-1), anti-programmed cell death-ligand 1 (anti-PD-L1), or anti PD-L2 agent or with an agent directed to another stimulatory or co-inhibitory T-cell receptor (e.g. cytotoxic T-lymphocyte–associated antigen 4 [CTLA-4], tumor necrosis factor receptor superfamily member 4 [OX-40], tumor necrosis factor receptor superfamily member 9 [CD137])
  2. Has received prior radiotherapy to the thorax, including radiotherapy to the esophagus, mediastinum, or breast
  3. Has received a live vaccine within 30 days prior to the first dose of study intervention
  4. Has received an investigational agent or has used an investigational device within 4 weeks prior to the first dose of study intervention administration
  5. Has a diagnosis of immunodeficiency or is receiving chronic systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy within 7 days prior the first dose of study treatment
  6. Has a known additional malignancy that is progressing or has required active treatment within the past 3 years. A prior NSCLC that occurred and was treated curatively at least 2 years prior to the date of the current diagnosis would be considered a separate primary lung cancer, and therefore an additional malignancy. Note: Participants with basal cell carcinoma of the skin, squamous cell carcinoma of the skin, or carcinoma in situ (e.g. breast c carcinoma, cervical cancer in situ) that have undergone potentially curative therapy are not excluded.
  7. Has a known hypersensitivity (≥Grade 3) to pembrolizumab and/or any of its excipients
  8. Has a history of (non-infectious) pneumonitis that required steroids or has current pneumonitis
  9. Has a known history of Hepatitis B or known active Hepatitis C virus infection
  10. Has an active autoimmune disease that has required systemic treatment in past 2 years, except replacement therapy
  11. Has an active infection requiring systemic therapy
  12. Has a known history of human immunodeficiency virus (HIV) infection
  13. Has a known history of active tuberculosis (TB; Bacillus tuberculosis)
  14. Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the study, starting with the screening visit through 120 days after the last dose of pembrolizumab/placebo and 180 days after the last radiotherapy dose
  15. Have not adequately recovered from major surgery or have ongoing surgical complications
  16. Has had an allogenic tissue/solid organ transplant

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 1

  1. Event-Free Survival (EFS)

Secondary endpoints 9

  1. Overall Survival (OS)
  2. Time to Death or Distant Metastases (TDDM)
  3. Number of Participants Who Experience an Adverse Event (AE)
  4. Number of Participants Who Discontinue Study Treatment Due to an AE
  5. Change from Baseline in European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30) Global Health Status/Quality of Life (Items 29 and 30) Score
  6. Change from Baseline in European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-Lung Cancer Module 13 (EORTC QLQ-LC13) Cough (Item 1) Score
  7. Change from Baseline in European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-Lung Cancer Module 13 (EORTC QLQ-LC13) Chest Pain (Item 10) Score
  8. Change from Baseline in European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-Core 30 (EORTC QLQ-C30) Dyspnea (Item 8) Score
  9. Change from Baseline in European Organization for Research and Treatment of Cancer Quality of Life Questionnaire-C30 (EORTC QLQ-C30) Physical Functioning (Items 1-5) Score

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 1

KEYTRUDA 25 mg/mL concentrate for solution for infusion

PRD4323105 · Product

Active substance
Pembrolizumab
Substance synonyms
Lambrolizumab, MK-3475, SCH-900475, ABP 234
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS INFUSION
Max daily dose
200 mg milligram(s)
Max total dose
3400 mg milligram(s)
Max treatment duration
12 Month(s)
Authorisation status
Authorised
ATC code
L01FF02 — -
Marketing authorisation
EU/1/15/1024/002
MA holder
MERCK SHARP & DOHME BV
MA country
EU
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Placebo 1

Placebo to Keytruda-Normal Saline Solution

N/A · Product

Other product name
N/A
Pharmaceutical form
N/A
ATC code
N/A — N/A
Marketing authorisation
N/A
MA holder
N/A
MA country
Iceland
Paediatric formulation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

Merck Sharp & Dohme Corp.

Sponsor organisation
Merck Sharp & Dohme Corp.
Address
1 Merck Drive, PO Box 100 PO Box 100
City
Whitehouse Station
Postcode
08889-3400
Country
United States

Scientific contact point

Organisation
Merck Sharp & Dohme Corp.
Contact name
Andrew Song

Public contact point

Organisation
Merck Sharp & Dohme Corp.
Contact name
Andrew Song

Third parties 6

OrganisationCity, countryDuties
Almac
ORG-100013160
Souderton, United States Interactive response technologies (IRT)
Signant Health Management Limited
ORG-100040504
London, United Kingdom E-data capture
Bioclinica Inc.
ORG-100033079
Princeton, United States Other
Labcorp Central Laboratory Services LP
ORG-100044131
Indianapolis, United States Laboratory analysis
Perceptive Eclinical Limited
ORG-100041144
Nottingham, United Kingdom Other
Fortrea Inc.
ORG-100012602
Durham, United States Other

Locations

10 EU/EEA countries · 48 investigational sites

By country

CountryMS statusPlanned subjectsSites
Austria Ended 12 3
France Ended 45 8
Germany Ended 15 6
Hungary Ended 90 12
Italy Ended 14 4
Netherlands Ended 6 3
Norway Ended 20 2
Poland Ended 20 5
Romania Ended 5 3
Spain Ended 16 2
Rest of world
Korea, Republic of, Canada, Japan, Brazil, Australia, United States, Turkey, New Zealand, United Kingdom, Ukraine, Argentina, Taiwan, Switzerland, Russian Federation
343

Investigational sites

Austria

3 sites · Ended
Kepler Universitaetsklinikum GmbH
Pulmonary Clinic, Krankenhausstraße 9, 4020, Linz
Wiener Gesundheitsverbund
Department of Respiratory and Lung Diseases, Thomas-Klestil-Platz 7, Landstrasse, Vienna
Medizinische Universitaet Innsbruck
Hematology and Oncology, Anichstraße 35, 6020, Innsbruck

France

8 sites · Ended
Institut Curie
Oncology medical Department, 26 Rue D Ulm, 75005, Paris
Institut Regional Du Cancer De Montpellier
Medical Oncology, 208 Avenue Des Apothicaires, 34298, Montpellier Cedex 5
Institut Bergonie
Medical Oncology, 229 Cours De L Argonne, 33000, Bordeaux
CHU De Rouen
Service de Pneumologie, 1 Rue De Germont, Bp 96031, Rouen Cedex
Centre Hospitalier Universitaire De Poitiers
Service d'oncologie Medical, 2 Rue De La Miletrie, 86000, Poitiers
Centre Hospitalier Regional Et Universitaire De Brest
Institut de Cancerologie et Hematologie, 2 Avenue Marechal Foch, 29200, Brest
Centre Hospitalier Universitaire Amiens Picardie
SERVICE DE PNEUMOLOGIE, 1 Place Victor Pauchet, 80080, Amiens
Assistance Publique Hopitaux De Paris
Unité d'Oncologie Thoracique, 200 Rue Du Faubourg Saint Denis, 75010, Paris

Germany

6 sites · Ended
Universitatsklinikum Erlangen AöR
Strahlenklinik, Universitaetsstrasse 27, Innenstadt, Erlangen
Thoraxklinik At University Of Heidelberg
Studienzentrum Thoraxonkologie, Amalienstraße 5, Rohrbach, Heidelberg
Charite Universitatsmedizin Berlin KöR
Lungentumorzentrum Med. Klinik mit Schwerpunkt Infektiologie und Pneumologie, Augustenburger Platz 1, Wedding, Berlin
Pius-Hospital Oldenburg
Klinik für Hämatologie und Onkologie, Georgstrasse 12, Innenstadt, Oldenburg
Universityclinic Giessen And Marburg GmbH
Medizinische Klinik IV/V Organonkologie, Klinikstraße 33, 35392, Gießen
Klinikum Esslingen GmbH
Klinik für Kardiologie, Angiologie und Pneumologie, Hirschlandstraße 97, Oberesslingen, Esslingen Am Neckar

Hungary

12 sites · Ended
Semmelweis University
Pulmonológiai Klinika, Tomo Utca 25-29, 1083, Budapest VIII
University Of Debrecen
Tüdőgyógyászati Klinika, Nagyerdei Korut 98, 4032, Debrecen
Koranyi National Institute For Pulmonology
VI. Tüdőbelosztály, Koranyi Frigyes Ut 1, 1121, Budapest XII
Koranyi National Institute For Pulmonology
XIV. Tüdőbelosztály, Koranyi Frigyes Ut 1, 1121, Budapest XII
Orszagos Onkologiai Intezet
Gyógyszerterápias Központ Mellkasi és Hasüregi Daganatok és Klinikai Farmakológiai Osztály, Rath Gyorgy Utca 7-9, Kerulet, Budapest XII
University Of Pecs
Onkoterápiás Intézet, Edesanyak Utja 17, 7624, Pecs
Fejer Varmegyei Szent Gyoergy Egyetemi Oktato Korhaz
Pulmonológiai Osztály, Seregelyesi Ut 3, 8000, Szekesfehervar
Toeroekbalinti Tuedogyogyintezet
Onko-pulmonológiai és Járóbeteg centrum, Munkacsy Mihaly Utca 70, 2045, Torokbalint
Gyor-Moson-Sopron Varmegyei Petz Aladar Egyetemi Oktato Korhaz
Pulmonológiai Osztály, Vasvari Pal Utca 2-4, 9024, Gyor
Somogy Varmegyei Kaposi Mor Oktato Korhaz
Pulmonológiai Osztály, Tallian Gyula Utca 20-32, 7400, Kaposvar
Jasz-Nagykun-Szolnok Varmegyei Hetenyi Geza Korhaz-Rendelointezet
Onkológiai Központ, Toszegi Ut 21, 5000, Szolnok
Bacs-Kiskun Varmegyei Oktatokorhaz
Onkoradiológiai Központ, Nyiri Ut 38, 6000, Kecskemet

Italy

4 sites · Ended
Careggi University Hospital
SOD Radioterapia, Largo Giovanni Alessandro Brambilla 3, 50134, Florence
Azienda Ospedaliero Universitaria Di Modena
Oncologia Day Hospital, Largo Del Pozzo 71, 41124, Modena
Azienda Ospedaliera S Giovanni Addolorata
UOC Oncologia, Via Dell' Amba Aradam 9, 00184, Rome
Fondazione Policlinico Universitario Agostino Gemelli IRCCS
UOC Radioterapia Oncologica, Largo Francesco Vito 1, 00168, Rome

Netherlands

3 sites · Ended
Stichting Rijnstate Ziekenhuis
Pulmonology, Wagnerlaan 55, 6815 AD, Arnhem
Tergooiziekenhuizen
Pulmonology, Van Riebeeckweg 212, 1213 XZ, Hilversum
Stichting Meander Medisch Centrum
Internal Medicine, Maatweg 3, 3813 TZ, Amersfoort

Norway

2 sites · Ended
Helse Bergen HF
Lungeavdelingen, Jonas Lies Vei 65, 5021, Bergen
Oslo University Hospital Hf
Avd. for kreftbehandling, Kreftsenteret, Taarnbygget, Kirkeveien 166, Oslo

Poland

5 sites · Ended
Narodowy Instytut Onkologii Im. Marii Sklodowskiej-Curie-Panstwowy Instytut Badawczy
II Klinika Radioterapii i Chemioterapii, Ul. Wybrzeze Armii Krajowej 15, 44-102, Gliwice
Centrum Onkologii Im. Prof. Franciszka Lukaszczyka W Bydgoszczy
Ambulatorium Chemioterapi, Ul. Izabeli Romanowskiej 2, 85-796, Bydgoszcz
Narodowy Instytut Onkologii Im. Marii Sklodowskiej-Curie-Panstwowy Instytut Badawczy
Klinika Nowotworów Płuca i Klatki Piersiowej, Ul. Wilhelma Konrada Roentgena 5, 02-781, Warsaw
Samodzielny Publiczny Zaklad Opieki Zdrowotnej Ministerstwa Spraw Wewnetrznych I Administracji Z Warminsko-Mazurskim Centrum Onkologii W Olsztynie
Klinika Radioterapii, Al. Wojska Polskiego 37, 10-228, Olsztyn
Wojewodzkie Wielospecjalistyczne Centrum Onkologii I Traumatologii Im.M.Kopernika W Lodzi
Zakład Teleradioterapii, Ul. Pabianicka 62, 93-513, Lodz

Romania

3 sites · Ended
Radiotherapy Center Cluj S.R.L.
Medical Oncology, Str. Razoare Nr. 486g Jud. Cluj, 407280, Floresti
Institute Of Oncology Prof. Dr. Ion Chiricuta Cluj-Napoca
Medical Oncology, Strada Republicii 34-36, 400015, Cluj-Napoca
Medical Center Gral S.R.L.
Medical Oncology, Blok A8 Parter Si Subsol, Strada Cuza Voda Nr 6, Ploiesti

Spain

2 sites · Ended
Hospital Universitari Vall D Hebron
Oncología médica, Passeig De La Vall D Hebron 119-129, 08035, Barcelona
Hospital General Universitario Gregorio Maranon
Oncología Radioterapia, Calle Del Doctor Esquerdo 46, 28009, Madrid

Country notifications

Trial-start, recruitment-start, end and early-termination notifications submitted per Member State

Country Trial startTrial end Recruitment startRecruitment end Early termination
Austria 2019-08-19 2019-10-14 2023-11-30
France 2019-10-03 2019-10-04 2023-11-30
Germany 2019-11-21 2020-02-05 2023-11-30
Hungary 2019-07-29 2019-08-15 2023-11-30
Italy 2019-10-11 2019-12-02 2023-11-30
Netherlands 2022-04-26 2022-08-25 2023-11-30
Norway 2019-06-17 2019-07-01 2023-11-30
Poland 2019-06-26 2019-09-30 2023-11-30
Romania 2023-10-13
Spain 2019-07-19 2019-10-15 2023-11-30

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Summary of results Art. 37(4) CTR

TitleSubmission dateStatusType
Summary of results_2022-500413-11_MK-3475-867
SUM-113103
2025-12-30T08:50:10 Submitted Summary of Results

Layperson summary Annex V

TitleSubmission dateStatusType
RPLS_2022-500413-11_MK-3475-867 2025-12-30T08:32:02 Submitted Laypersons Summary of Results
RPLS_2022-500413-11_AUT_MK-3475-867 2026-01-13T10:33:28 Submitted Laypersons Summary of Results

Documents 12 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Laypersons summary of results (for publication) RPLS_2022-500413-11_AUT_DE_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_DEU_DE_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_ESP_ES_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_FRA_FR_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_HUN_HU_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_ITA_IT_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_NLD_NL_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_NOR_NN_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_POL_PL_for pub 12NOV2025
Laypersons summary of results (for publication) RPLS_2022-500413-11_ROU_RO_for pub 12NOV2025
Summary of results (for publication) Summary of results_2022-500413-11_for pub 17DEC2025

Application history

5 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2022-11-17 Hungary Acceptable
2023-01-25
2023-01-27
2 SUBSTANTIAL MODIFICATION SM-1 2023-04-14 Hungary Acceptable
2023-07-17
2023-07-18
3 SUBSEQUENT ADDITION OF MSC APP-3 2023-07-25 Acceptable
2023-07-17
2023-09-18
4 SUBSTANTIAL MODIFICATION SM-2 2023-12-22 Hungary Acceptable
2024-04-08
2024-04-08
5 SUBSTANTIAL MODIFICATION SM-3 2024-05-30 Hungary Acceptable
2024-07-12
2024-07-12