Study of efficacy and safety of secukinumab in participants with moderate-severe rotator cuff tendinopathy

2022-502068-19-00 Protocol CAIN457O12301 Therapeutic confirmatory (Phase III) Ended

Start 16 Nov 2023 · End 13 Dec 2024 · Status Ended · 6 EU/EEA countries · 23 sites · Protocol CAIN457O12301

Overview

Sponsor-declared trial summary

Phase Therapeutic confirmatory (Phase III)
Status Ended
Participants planned 234
Countries 6
Sites 23

Moderate to severe rotator cuff tendinopathy

Demonstrate that the efficacy of secukinumab 300 mg s.c., is superior to placebo, in improving physical shoulder symptoms in participants with moderate to severe RCT at Week 16

Key facts

Sponsor
Novartis Pharma AG
Participant type
Patients
Age range
18-64 years
Gender
Male and Female
Therapeutic area
Diseases [C] - Musculoskeletal Diseases [C05]
Trial duration
16 Nov 2023 → 13 Dec 2024
Decision date (initial)
2023-08-28
Transition trial
No
Low-intervention
No
Rare-disease indication
No
Vulnerable population
Yes
Funding sources
Novartis Pharma AG

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Efficacy, Pharmacodynamic, Therapy, Safety, Pharmacogenetic, Pharmacogenomic, Pharmacokinetic

Demonstrate that the efficacy of secukinumab 300 mg s.c., is superior to placebo, in improving physical shoulder symptoms in participants with moderate to severe RCT at Week 16

Secondary objectives 6

  1. Demonstrate that the efficacy of secukinumab 300 mg s.c. is superior to placebo, in achieving a clinically meaningful response in improving physical shoulder symptoms in participants with moderate to severe RCT at Week 16
  2. Demonstrate that the efficacy of secukinumab 300 mg s.c. is superior to placebo, in improving symptoms caused by RCT and the associated impact on day-to-day functioning in participants with moderate to severe RCT at Week 16
  3. Demonstrate that the efficacy of secukinumab 300 mg s.c. is superior to placebo, in improving physical function in participants with moderate to severe RCT at Week 16
  4. Evaluate the ability of secukinumab 300 mg s.c. compared to placebo, to improve physical symptoms at Week 24
  5. Evaluate the pharmacokinetics (PK) of secukinumab 300 mg s.c., in the population of participants with moderate to severe RCT
  6. Evaluate safety, immunogenicity and tolerability of 300 mg s.c. secukinumab, in participants with moderate to severe RCT

Conditions and MedDRA coding

Moderate to severe rotator cuff tendinopathy

VersionLevelCodeTermSystem organ class
20.0 SOC 10028395 Musculoskeletal and connective tissue disorders 17

Regulatory references

Scientific advice from competent authorities
European Medicines Agency, Food And Drug Administration

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 7

  1. Unilateral rotator cuff tendinopathy with ≥ 6 weeks to ≤ 6 months symptom duration at BSL
  2. Nocturnal pain in shoulder on at least 3 out of 7 nights in the week prior to Baseline or "positive painful arc test" on examination
  3. Total WORC percentage score ≤ 40 at the Screening and Baseline visits
  4. Average weekly (i.e., the average of the 7 scores taken once a day) numerical rating scale (NRS) pain score of ≥5 during the past 7 days prior to the Baseline visit
  5. Refractory to standard of care: NSAIDs course as per local standard practice (if not intolerant or contraindicated) and a course of physiotherapy over a period of 8 weeks.
  6. Participant must agree to remain on stable NSAID dosage regimen (if not intolerant or having contraindications; NSAID dose is permitted to be reduced, but not increased above dose established at run-in) and physiotherapy regimen from run-in period until EOS
  7. Presence of tendinopathy in the affected shoulder on a centrally read MRI (Magnetic Resonance Imaging), with the following conditions: with no tear or partial tear (maximum 50% tendon thickness; AP length maximum 10 mm)

Exclusion criteria 6

  1. Rheumatological and non-rheumatological inflammatory diseases, including but not limited to polymyalgia rheumatica (PMR), psoriatic arthritis (PsA), axial spondyloarthritis (AS: Ankylosing Spondylitis, nr-axSpA: non-radiographic Axial Spondyloarthritis), psoriasis (PsO), and rheumatoid arthritis (RA); fibromyalgia or severe pain disorder unrelated to the target shoulder; gout; and systemic lupus erythematosus
  2. Rheumatoid factor (RF) or anti-cyclic citrullinated peptide (anti-CCP) antibodies positive at Screening.
  3. Oral, intramuscular or i.v. corticosteroid treatment within the last 12 weeks prior to randomization, or presence of any condition that might require intermittent corticosteroid use
  4. Lack of compliance with adhering to NSAID (unless intolerant or contraindicated) and physiotherapy regimen during run-in period
  5. Positive painful arc test result in contralateral shoulder
  6. Inability or unwillingness to undergo MRI of the shoulder (e.g., participants with pacemakers, or metal fragments/foreign objects in the body that are not compatible with performing an MRI) to fulfill eligibility criteria (unless centrally read MRI images acquired within 3 months of Baseline can be provided and the quality of images is deemed sufficient)

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 1

  1. Change from Baseline (BSL) in the Western Ontario Rotator Cuff Index (WORC) Physical Symptom Domain (PSD) score at Week 16

Secondary endpoints 6

  1. Proportion of participants who achieve an improvement (increase) of at least 40 points from BSL in WORC PSD at Week 16
  2. Proportion of participants receiving AIN457 compared to placebo who achieve an increase of 50 points in WORC Total score at Week 16
  3. Change from BSL in Patient-Reported Outcomes Measurement Information System (PROMIS) - Short Form (SF) Upper Extremity score at Week 16
  4. Proportion of participants who achieve an improvement (increase) of at least 40 points from BSL in WORC PSD at Week 24 Change from BSL in WORC PSD at Week 24
  5. Secukinumab serum concentrations on Day 1 and Weeks 4 and 16
  6. Safety and tolerability demonstrated by assessing: AEs and SAEs (incidence, severity, and relationship with study drug) Incidence of clinically significant changes in laboratory parameters and vital signs Incidence of binding and neutralizing anti-drug antibodies (ADAs) at Day 1 and Week 16

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 1

Secukinumab

SUB33242 · Substance

Active substance
Secukinumab
Pharmaceutical form
SOLUTION FOR INJECTION IN PRE-FILLED SYRINGE
Route of administration
SUBCUTANEOUS
Max daily dose
300 mg milligram(s)
Max total dose
2100 mg milligram(s)
Max treatment duration
12 Week(s)
Authorisation status
Authorised
ATC code
- — -
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
Yes
Modification description
Different secondary packaging site used in comparison to authorized product.

Placebo 1

Placebo to AIN457 150mg/1mL Solution for injection in pre-filled syringe

N/A · Product

Other product name
N/A
Pharmaceutical form
N/A
ATC code
N/A — N/A
Marketing authorisation
N/A
MA holder
N/A
MA country
Iceland
Paediatric formulation
No

Auxiliary 3

-

N02B · Product

Pharmaceutical form
-
Route of administration
ORAL USE
Max daily dose
3900 mg milligram(s)
Max total dose
655.2 g gram(s)
Max treatment duration
24 Week(s)
Authorisation status
Authorised
ATC code
N02B — OTHER ANALGESICS AND ANTIPYRETICS
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

-

N02A · Product

Pharmaceutical form
-
Route of administration
ORAL USE
Max daily dose
400 mg milligram(s)
Max total dose
67.2 g gram(s)
Max treatment duration
24 Week(s)
Authorisation status
Authorised
ATC code
N02A — OPIOIDS
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

-

M01A · Product

Pharmaceutical form
-
Route of administration
ORAL USE
Max daily dose
3200 mg milligram(s)
Max total dose
896 g gram(s)
Max treatment duration
40 Week(s)
Authorisation status
Authorised
ATC code
M01A — ANTIINFLAMMATORY AND ANTIRHEUMATIC PRODUCTS, NON-STEROIDS
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

Novartis Pharma AG

Sponsor organisation
Novartis Pharma AG
Address
Lichtstrasse 35
City
Basel Town
Postcode
4056
Country
Switzerland

Scientific contact point

Organisation
Novartis Pharma AG
Contact name
Novartis Pharma Arzneimittel GmbH

Public contact point

Organisation
Novartis Pharma AG
Contact name
Novartis Pharma Arzneimittel GmbH

Third parties 18

OrganisationCity, countryDuties
Iqvia Rds Inc.
ORG-100043858
Durham, United States Code 14, Interactive response technologies (IRT)
Iqvia Limited
ORG-100008655
Reading, United Kingdom Other
Specific Pharma A/S
ORG-100015041
Copenhagen Sv, Denmark Code 14, Other
Q Squared Solutions Limited
ORG-100042527
Reading, United Kingdom Laboratory analysis
S & D Pharma Logistics BG EOOD
ORG-100017521
Sofia, Bulgaria Code 14
Q Squared Solutions Limited
ORG-100042527
Reading, United Kingdom Laboratory analysis
Epl Pathology Archives LLC
ORG-100042096
Sterling, United States Other
Q Squared Solutions LLC
ORG-100043195
Durham, United States Laboratory analysis
Kayentis
ORG-100037894
Meylan, France Other
Medidata Solutions Inc.
ORG-100016256
New York, United States E-data capture
Epl Pathology Archives LLC
ORG-100042096
Sterling, United States Other
RWS Life Sciences Inc.
ORG-100042348
East Hartford, United States Other
SGS France
ORG-100011566
St Benoit, France Laboratory analysis
Biotel Research LLC
ORG-100039864
Rochester, United States Other
Parexel International (IRL) Limited
ORG-100022780
Dublin 2, Ireland Code 12
DHL Supply Chain Operations GmbH
ORG-100040715
Florstadt, Germany Other
Q Squared Solutions LLC
ORG-100043195
Durham, United States Laboratory analysis
World Courier Bulgaria Ltd
ORL-000001024
Sofia, Bulgaria Other

Locations

6 EU/EEA countries · 23 investigational sites

By country

CountryMS statusPlanned subjectsSites
Bulgaria Ended 12 2
Czechia Ended 15 4
Denmark Ended 9 1
France Ended 23 8
Portugal Ended 5 2
Slovakia Ended 17 6
Rest of world
Malaysia, Chile, Canada, Turkey, Argentina, United States, United Kingdom
153

Investigational sites

Bulgaria

2 sites · Ended
Mbal Lyulin EAD
2001 Department of Orthopedics and Traumatology, Lyulin 6, Ulitsa D-R Petir Dertliev 81, Sofiya
MBAT-Doverie AD
2002 Department of Orthopedics and Traumatology, Friedrich Gruenanger 2, 1632, Sofia

Czechia

4 sites · Ended
Ortopedicko-traumatologicka privatni ambulance MUDr. Jan Balik s.r.o.
#2501, Jaselska 265 Kolin III, 280 02, Kolin
H Praxe s.r.o.
#2505, Masarykovo Namesti 2667, Zelene Predmesti, Pardubice I
Mabi s.r.o.
#2503, Lovosicka 440/40, 190 00, Prague 9
Research Institute For Special Surgery And Trauma
#2502: Orthopaedics, Ponávka 6, 60200, Brno

Denmark

1 site · Ended
Sanos A/S
3101: Sanos Clinic Vejle, Boulevarden 19g, 7100, Vejle

France

8 sites · Ended
Groupe Hospitalier Diaconesses Croix Saint Simon
2107 Rheumatology, 125 Rue D Avron, 75020, Paris
Centre Hospitalier Le Mans
2108 Rheumatology, 194 Avenue Rubillard, 72037, Le Mans Cedex 9
Hospital Hotel Dieu
2101 Rheumatology, 1 Place Alexis Ricordeau, 44000, Nantes
Centre Hospitalier Universitaire De Saint Etienne
2104 Rheumatology, Avenue Albert Raimond, 42270, Saint-Priest-En-Jarez
Centre Hospitalier Regional Universitaire De Tours
2102 Rheumatology, Avenue De La Republique, 37170, Chambray Les Tours
Centre Hospitalier Universitaire De Limoges
2106 Rheumatology, 2 Avenue Martin Luther King, 87000, Limoges
Centre Hospitalier Regional D'orleans
2103 Rheumatology (IPROS), 14 Avenue De L Hopital, Cs 86709, Orleans Cedex 2
Centre Hospitalier Universitaire De Dijon
2105 Rheumatology, 14 Rue Paul Gaffarel, 21000, Dijon

Portugal

2 sites · Ended
Instituto Portugues De Reumatologia
#2201, Rua Da Beneficencia Nr 7, 1050-034, Lisbon
Unidade Local De Saude Do Alto Minho E.P.E.
#2202: Serviço de Reumatologia, Largo Conde De Bertiandos, 4990-041, Ponte De Lima

Slovakia

6 sites · Ended
Artromac N.O.
2301: Reumatologická ambulancia, Toryska 275/1, Zapad, Kosice
Narodny Ustav Reumatickych Chorob
2305: Ortopedická ambulancia, Nabrezie Ivana Krasku 4782/4, 921 01, Piestany
Orthos Paidion s.r.o.
2306: Ortopedická ambulancia, Vajnorska 40, 831 04, Bratislava
Algmed s.r.o.
2309: Algeziologická ambulancia, Rastislavova 45, Juh, Kosice - Juh
University Hospital Bratislava
2302:I. ortopedicko-traumatologická klinika LF UK, SZU a UNB, Ruzinovska 6, Ruzinov, Bratislava
Dolnooravska Nemocnica S Poliklinikou Mudr. L. N. Jegeho
2308:Ortopedická príjmová ambulancia, Nemocnicna 1944/10, 026 01, Dolny Kubin

Country notifications

Trial-start, recruitment-start, end and early-termination notifications submitted per Member State

Country Trial startTrial end Recruitment startRecruitment end Early termination
Bulgaria 2023-12-21 2024-10-07 2023-12-21 2024-05-07
Czechia 2023-11-22 2024-10-15 2023-11-22 2024-05-07
Denmark 2023-11-16 2023-11-16 2024-02-15
France 2023-11-20 2023-11-20 2024-05-07
Portugal 2023-11-20 2024-07-01 2023-11-20 2024-05-07
Slovakia 2024-01-22 2024-01-22 2024-05-07

Oversight and notifications

Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77

Temporary halts 6 · Art. 38 CTR

Temporary halt TH-24343

Halt date
2024-05-07
Member states concerned
Bulgaria
Publication date
2024-05-08
Reason
Feasibility (recruitment issues etc.)
Explanation
Significant challenges in trial recruitment due to a high screen failure rate in the CAIN457O12301 study, as well as in the second ongoing Phase-3 study CAIN457O12302, resulted in the decision to terminate the trials and the rotator cuff tendinopathy development program overall. There were no safety findings that contributed to this decision.
Follow-up measures
Study Investigators have been asked to permanently halt recruitment of the study and take the following actions:

• Inform participants about the plans to terminate the study and development of secukinumab for rotator cuff tendinopathy
• For patients who have already been randomized into the study: Inform participants of the possibility for them to continue the study as per protocol through Week 24.
• For patients currently in screening: Inform participants that they may continue in the study (on condition that all Visit 1 procedures are completed by 31-May-2024) and, if eligible, may proceed to randomization.
• No new patients should grant consent from (and including) 7th May 2024
Benefit-risk balance changed
No
Treatment stopped
No

Temporary halt TH-24340

Halt date
2024-05-07
Member states concerned
Denmark
Publication date
2024-05-08
Reason
Feasibility (recruitment issues etc.)
Explanation
Significant challenges in trial recruitment due to a high screen failure rate in the CAIN457O12301 study, as well as in the second ongoing Phase-3 study CAIN457O12302, resulted in the decision to terminate the trials and the rotator cuff tendinopathy development program overall. There were no safety findings that contributed to this decision.
Follow-up measures
Study Investigators have been asked to permanently halt recruitment of the study and take the following actions:

• Inform participants about the plans to terminate the study and development of secukinumab for rotator cuff tendinopathy
• For patients who have already been randomized into the study: Inform participants of the possibility for them to continue the study as per protocol through Week 24.
• For patients currently in screening: Inform participants that they may continue in the study (on condition that all Visit 1 procedures are completed by 31-May-2024) and, if eligible, may proceed to randomization.
• No new patients should grant consent from (and including) 7th May 2024
Benefit-risk balance changed
No
Treatment stopped
No

Temporary halt TH-24341

Halt date
2024-05-07
Member states concerned
Czechia
Publication date
2024-05-08
Reason
Feasibility (recruitment issues etc.)
Explanation
Significant challenges in trial recruitment due to a high screen failure rate in the CAIN457O12301 study, as well as in the second ongoing Phase-3 study CAIN457O12302, resulted in the decision to terminate the trials and the rotator cuff tendinopathy development program overall. There were no safety findings that contributed to this decision.
Follow-up measures
Study Investigators have been asked to permanently halt recruitment of the study and take the following actions:

• Inform participants about the plans to terminate the study and development of secukinumab for rotator cuff tendinopathy
• For patients who have already been randomized into the study: Inform participants of the possibility for them to continue the study as per protocol through Week 24.
• For patients currently in screening: Inform participants that they may continue in the study (on condition that all Visit 1 procedures are completed by 31-May-2024) and, if eligible, may proceed to randomization.
• No new patients should grant consent from (and including) 7th May 2024
Benefit-risk balance changed
No
Treatment stopped
No

Temporary halt TH-24337

Halt date
2024-05-07
Member states concerned
France
Publication date
2024-05-08
Reason
Feasibility (recruitment issues etc.)
Explanation
Significant challenges in trial recruitment due to a high screen failure rate in the CAIN457O12301 study, as well as in the second ongoing Phase-3 study CAIN457O12302, resulted in the decision to terminate the trials and the rotator cuff tendinopathy development program overall. There were no safety findings that contributed to this decision.
Follow-up measures
Study Investigators have been asked to permanently halt recruitment of the study and take the following actions:

• Inform participants about the plans to terminate the study and development of secukinumab for rotator cuff tendinopathy
• For patients who have already been randomized into the study: Inform participants of the possibility for them to continue the study as per protocol through Week 24.
• For patients currently in screening: Inform participants that they may continue in the study (on condition that all Visit 1 procedures are completed by 31-May-2024) and, if eligible, may proceed to randomization.
• No new patients should grant consent from (and including) 7th May 2024
Benefit-risk balance changed
No
Treatment stopped
No

Temporary halt TH-24335

Halt date
2024-05-07
Member states concerned
Portugal
Publication date
2024-05-08
Reason
Feasibility (recruitment issues etc.)
Explanation
Significant challenges in trial recruitment due to a high screen failure rate in the CAIN457O12301 study, as well as in the second ongoing Phase-3 study CAIN457O12302, resulted in the decision to terminate the trials and the rotator cuff tendinopathy development program overall. There were no safety findings that contributed to this decision.
Follow-up measures
Study Investigators have been asked to permanently halt recruitment of the study and take the following actions:

• Inform participants about the plans to terminate the study and development of secukinumab for rotator cuff tendinopathy
• For patients who have already been randomized into the study: Inform participants of the possibility for them to continue the study as per protocol through Week 24.
• For patients currently in screening: Inform participants that they may continue in the study (on condition that all Visit 1 procedures are completed by 31-May-2024) and, if eligible, may proceed to randomization.
• No new patients should grant consent from (and including) 7th May 2024
Benefit-risk balance changed
No
Treatment stopped
No

Temporary halt TH-24333

Halt date
2024-05-07
Member states concerned
Slovakia
Publication date
2024-05-08
Reason
Feasibility (recruitment issues etc.)
Explanation
Significant challenges in trial recruitment due to a high screen failure rate in the CAIN457O12301 study, as well as in the second ongoing Phase-3 study CAIN457O12302, resulted in the decision to terminate the trials and the rotator cuff tendinopathy development program overall. There were no safety findings that contributed to this decision.
Follow-up measures
Study Investigators have been asked to permanently halt recruitment of the study and take the following actions:

• Inform participants about the plans to terminate the study and development of secukinumab for rotator cuff tendinopathy
• For patients who have already been randomized into the study: Inform participants of the possibility for them to continue the study as per protocol through Week 24.
• For patients currently in screening: Inform participants that they may continue in the study (on condition that all Visit 1 procedures are completed by 31-May-2024) and, if eligible, may proceed to randomization.
• No new patients should grant consent from (and including) 7th May 2024
Benefit-risk balance changed
No
Treatment stopped
No

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Summary of results Art. 37(4) CTR

TitleSubmission dateStatusType
CAIN457O12301 summary of results
SUM-102666
2025-10-17T17:07:47 Submitted Summary of Results

Layperson summary Annex V

TitleSubmission dateStatusType
CAIN457O12301-Patient Summary-English-US 2025-11-24T17:28:24 Submitted Laypersons Summary of Results
CAIN457O12301- Patient Summary - Bulgarian 2026-04-10T15:34:31 Submitted Laypersons Summary of Results
CAIN457O12301 - Patient Summary - Czech 2026-04-10T15:34:25 Submitted Laypersons Summary of Results
CAIN457O12301 - Patient Summary - French-Canada 2026-04-10T15:34:20 Submitted Laypersons Summary of Results
CAIN457O12301 - Patient Summary - Portuguese 2026-04-10T15:34:14 Submitted Laypersons Summary of Results
CAIN457O12301 - Patient Summary - Spanish-Argentina 2026-04-10T15:34:09 Submitted Laypersons Summary of Results
CAIN457O12301 - Patient Summary - Spanish-US 2026-04-10T15:34:02 Submitted Laypersons Summary of Results

Documents 8 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Laypersons summary of results (for publication) CAIN457O12301_PatientSummary_Bulgarian 1
Laypersons summary of results (for publication) CAIN457O12301_PatientSummary_Czech 1
Laypersons summary of results (for publication) CAIN457O12301_PatientSummary_English-US 1
Laypersons summary of results (for publication) CAIN457O12301_PatientSummary_French-Canada 1
Laypersons summary of results (for publication) CAIN457O12301_PatientSummary_Portuguese 1
Laypersons summary of results (for publication) CAIN457O12301_PatientSummary_Spanish-Argentina 1
Laypersons summary of results (for publication) CAIN457O12301_PatientSummary_Spanish-US 1
Summary of results (for publication) CAIN457O12301 EU 2

Application history

2 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2023-04-28 Denmark Acceptable with conditions
2023-08-21
2023-08-21
2 SUBSTANTIAL MODIFICATION SM-1 2024-02-16 Denmark Acceptable
2024-04-15
2024-04-15