Overview
Sponsor-declared trial summary
Early-Stage Resectable Non-small cell lung cancer (NSCLC)
To evaluate the efficacy of neoadjuvant treatment with atezolizumab in combination with platinum-based chemotherapy followed by adjuvant atezolizumab based on independent review facility (IRF) -assessed event-free survival (EFS)
Key facts
- Sponsor
- F. Hoffmann-La Roche AG
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 4 Apr 2018 → 1 Jan 2026
- Decision date (initial)
- 2024-03-04
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
- Funding sources
- F. Hoffmann-La Roche AG
External identifiers
- EU CT number
- 2023-504209-35-00
- EudraCT number
- 2017-002857-12
- ClinicalTrials.gov
- NCT03456063
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Pharmacokinetic, Others, Efficacy, Safety
To evaluate the efficacy of neoadjuvant treatment with atezolizumab in combination with platinum-based chemotherapy followed by adjuvant atezolizumab based on independent review facility (IRF) -assessed event-free survival (EFS)
Secondary objectives 6
- Efficacy of neoadjuvant treatment with atezolizumab in combination with platinum-based chemotherapy based on pathological complete response (pCR), major pathological response (MPR), and objective response rate
- Efficacy of neoadjuvant treatment with atezolizumab in combination with platinum-based chemotherapy followed by adjuvant atezolizumab based on overall survival (OS), investigator assessed EFS and disease-free survival (DFS), 2-year and 3-year OS, 2-year and 3-year investigator and IRF assessed EFS
- Patient reported outcomes of health-related quality of life assessments associated with atezolizumab in combination with platinum-based chemotherapy as neoadjuvant treatment followed by adjuvant atezolizumab
- Safety of neoadjuvant treatment with atezolizumab in combination with platinum-based chemotherapy followed by adjuvant atezolizumab based on occurrence and severity of adverse events, surgical outcomes and measures to evaluate surgical safety.
- Immune response to atezolizumab
- Pharmacokinetic (PK) profile of atezolizumab when given in combination with platinum-based chemotherapy and PK profile of atezolizumab alone
Conditions and MedDRA coding
Early-Stage Resectable Non-small cell lung cancer (NSCLC)
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 21.1 | PT | 10061873 | Non-small cell lung cancer | 100000004864 |
Study design 5 periods
| # | Title | Allocation | Blinding | Roles blinded | Arms |
|---|---|---|---|---|---|
| 1 | Screening 42 days
|
Not Applicable | None | ||
| 2 | Eligibility Confirmation Upon confirmation of eligibility, participants will attend the visit. The study site will obtain the patient’s identification number and treatment assignment from the interactive voice or web-based response system (IxRS).
|
Randomised Controlled | Double | [{"id":153717,"code":2,"name":"Investigator"}] | |
| 3 | Neoadjuvant Treatment Phase Atezolizumab (1200 mg IV) or placebo: Day 1 of each 21-day cycle for 4 cycles
Nab-paclitaxel (100 mg/m2 IV): Days 1, 8, and 15 of each 21-day cycle for 4 cycles
Pemetrexed (500 mg/m2 IV): Day 1 of each 21-day cycle for 4 cycles
Carboplatin (IV, initial target AUC of 6 mg/mL/min): Day 1 of each 21-day cycle for 4 cycles
Cisplatin (75 mg/m2 IV): Day 1 of each 21-day cycle for 4 cycles
Gemcitabine (1250 mg/m2 IV): Days 1 and 8 of each 21-day cycle for 4 cycles
|
Randomised Controlled | Double | [{"id":153719,"code":1,"name":"Subject"}] | |
| 4 | Post-Operative Adjuvant Phase (Patients in Arm A Only) Atezolizumab (1200 mg IV) - Every 3 weeks for 16 cycles
|
Randomised Controlled | Double | [{"id":153721,"code":1,"name":"Subject"}] | |
| 5 | Safety follow-up The adverse events reporting period should be followed per protocol section 5.3.1. Patients who discontinued the study will not have safety follow-up per protocol.
|
Not Applicable | None |
Regulatory references
- Scientific advice from competent authorities
- European Medicines Agency
- Plan to share IPD
- No
- IPD plan description
- N/A
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 6
- 1. Age ≥ 18 years
- 2. Eligibility to receive a platinum-based chemotherapy regimen
- 3. Pathologically documented Stage II, IIIA, or select IIIB (T3N2 only) NSCLC of squamous or non-squamous histology Staging should be based on the 8th edition of the American Joint Committee on Cancer / Union Internationale Contre le Cancer NSCLC staging system- T4 primary NSCLC will be allowed only on the basis of size (tumors > 7 cm).
- 4. Solid or subsolid appearance of NSCLC on CT scan with no appearance of purely ground-glass opacity (GGO)
- 5. Eligible for R0 resection with curative intent
- 6. Adequate pulmonary, cardiac, hematologic and end-organ function to be eligible for surgical resection with curative intent, as assessed by Pulmonary function tests (PFTs)
Exclusion criteria 6
- 1. Illness or condition that may interfere with a patient's capacity to understand, follow, and/or comply with study procedures
- 2. NSCLC with histology of large cell neuroendocrine carcinoma or sarcomatoid carcinoma
- 3. Mixed NSCLC and small cell lung cancer histology
- 4. Any prior therapy for lung cancer, including chemotherapy or radiotherapy
- 5. Major surgical procedure, other than for diagnosis, within 28 days prior to initiation of study treatment, or anticipation of need for non-protocol- -mandated major surgical procedure during the study
- 6. Activating mutation in the epidermal growth factor receptor (EGFR) or with an anaplastic lymphoma kinase (ALK) fusion oncogene
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 1
- IRF-assessed EFS
Secondary endpoints 13
- 1. IRF-assessed pCR
- 2. IRF-assessed MPR
- 3. MPR and pCR, as assessed by the investigator site pathology laboratory
- 4. Objective response by the investigator according to RECIST v1.1
- 5. OS
- 6. Investigator-assessed EFS
- 7. DFS as determined by the investigator
- 8. 2-year and 3-year OS, IRF assessed EFS and investigator-assessed EFS
- 9. Change from baseline in health-related quality of life (HRQoL) scores as assessed through use of the two-item global health status (GHS)/ QoL subscale (Questions 29 and 30) of the European Organisation for Research and Treatment of Cancer Quality-of-Life Questionnaire Core 30 at each assessment time point during the study through the completion of adjuvant treatment and observation follow up assessments
- 10. Occurrence and severity of adverse events, including serious adverse events and immune-related adverse events, with severity determined according to NCI CTCAE v5.0
- 11. Incidence and length of surgical delays, incidence of operative and post-operative complications, and/or reasons for surgical cancellations
- 12. Serum concentration of atezolizumab at specified timepoints
- 13. Incidence of anti-drug antibodies (ADAs) against atezolizumab during the study
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 2
Tecentriq 1 200 mg concentrate for solution for infusion
PRD5434939 · Product
- Active substance
- Atezolizumab
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 1200 mg milligram(s)
- Max total dose
- 24 g gram(s)
- Max treatment duration
- 60 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01FF05 — -
- Marketing authorisation
- EU/1/17/1220/001
- MA holder
- ROCHE REGISTRATION GMBH
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Abraxane 5 mg/ml powder for dispersion for infusion.
PRD9254301 · Product
- Active substance
- Paclitaxel Albumin-Bound
- Substance synonyms
- PACLITAXEL ALBUMINE-BOUND
- Pharmaceutical form
- DISPERSION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 100 mg/m2 milligram(s)/sq. meter
- Max total dose
- 1200 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01CD01 — PACLITAXEL
- Marketing authorisation
- EU/1/07/428/001
- MA holder
- BRISTOL-MYERS SQUIBB PHARMA EEIG
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Relabeled and repackaged for Clinical trial use
Placebo 1
N/A · Product
- Other product name
- N/A
- Pharmaceutical form
- N/A
- ATC code
- N/A — N/A
- Marketing authorisation
- N/A
- MA holder
- N/A
- MA country
- Iceland
- Paediatric formulation
- No
Auxiliary 4
ALIMTA 500 mg powder for concentrate for solution for infusion
PRD2433080 · Product
- Active substance
- Pemetrexed
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 500 mg/m2 milligram(s)/sq. meter
- Max total dose
- 2000 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01BA04 — -
- Marketing authorisation
- EU/1/04/290/001
- MA holder
- ELI LILLY NEDERLAND B.V.
- MA country
- Iceland
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Relabeled and repackaged for Clinical trial use
Cisplatin 1mg/ml concentrate for solution for infusion
PRD9305396 · Product
- Active substance
- Cisplatin
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 75 mg/m2 milligram(s)/sq. meter
- Max total dose
- 300 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XA01 — CISPLATIN
- Marketing authorisation
- PL15413/0104
- MA holder
- HIKMA FARMACÊUTICA (PORTUGAL), S.A.
- MA country
- XI
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Relabeled and repackaged for Clinical trial use
Carboplatin 10 mg/ml Intravenous Infusion
PRD1161259 · Product
- Active substance
- Carboplatin
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 950 mg milligram(s)
- Max total dose
- 3800 mg milligram(s)
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XA02 — CARBOPLATIN
- Marketing authorisation
- PL 04515/0050
- MA holder
- HOSPIRA UK LIMITED
- MA country
- XI
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Relabeled and repackaged for Clinical trial use
Gemcitabine 38 mg/ml Concentrate for Solution for Infusion
PRD1164506 · Product
- Active substance
- Gemcitabine
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 1250 mg/m2 milligram(s)/sq. meter
- Max total dose
- 10000 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01BC05 — GEMCITABINE
- Marketing authorisation
- PL 04515/0224
- MA holder
- HOSPIRA UK LTD
- MA country
- XI
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Relabeled and repackaged for Clinical trial use
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
F. Hoffmann-La Roche AG
- Sponsor organisation
- F. Hoffmann-La Roche AG
- Address
- Grenzacherstrasse 124
- City
- Basel
- Postcode
- 4058
- Country
- Switzerland
Scientific contact point
- Organisation
- F. Hoffmann-La Roche AG
- Contact name
- Trial Information System - TISL
Public contact point
- Organisation
- F. Hoffmann-La Roche AG
- Contact name
- Trial Information System - TISL
Third parties 7
| Organisation | City, country | Duties |
|---|---|---|
| IQVIA Limited ORG-100008655
|
Reading, United Kingdom | On site monitoring |
| Transperfect Translations International Inc. ORG-100043494
|
New York, United States | Other |
| Labcorp Central Laboratory Services LP ORG-100032236
|
Indianapolis, United States | Laboratory analysis |
| Almac Clinical Technologies LLC ORG-100043036
|
Souderton, United States | Code 14 |
| Worldcare Clinical LLC ORG-100047766
|
Waltham, United States | Other |
| Columbia University ORG-100029536
|
New York, United States | Other |
| DHL Supply Chain Operations GmbH ORG-100040715
|
Florstadt, Germany | Code 14 |
Locations
8 EU/EEA countries · 42 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Austria | Ended | 37 | 4 |
| France | Ended | 24 | 6 |
| Germany | Ended | 51 | 8 |
| Italy | Ended | 19 | 5 |
| Poland | Ended | 27 | 3 |
| Slovenia | Ended | 1 | 1 |
| Spain | Ended | 36 | 11 |
| Sweden | Ended | 12 | 4 |
| Rest of world
Turkey, Switzerland, Israel, Serbia, Russian Federation, South Africa, Korea, Republic of, Brazil, United Kingdom, China, United States, Taiwan, Japan, Thailand, Australia, Ukraine
|
— | 245 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Austria | 2018-08-24 | 2025-12-31 | 2018-10-24 | 2021-07-23 | |
| France | 2018-10-12 | 2025-12-24 | 2019-01-22 | 2021-07-23 | |
| Germany | 2018-08-16 | 2025-12-31 | 2018-11-25 | 2021-07-23 | |
| Italy | 2018-05-22 | 2025-12-23 | 2018-09-13 | 2021-07-23 | |
| Poland | 2018-06-21 | 2025-12-31 | 2018-07-12 | 2021-07-23 | |
| Slovenia | 2019-02-05 | 2025-12-24 | 2019-07-05 | 2021-07-23 | |
| Spain | 2018-04-04 | 2025-12-31 | 2018-05-10 | 2021-07-23 | |
| Sweden | 2018-10-29 | 2025-12-31 | 2018-12-27 | 2021-07-23 |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 44 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_Protocol 2023-504209-35-00 Redacted.pdf | 11 |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_AT-DE | N/A |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_DE-DE | N/A |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_ES | N/A |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_FR-FR | N/A |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_IT | N/A |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_PL | N/A |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_SE-SE | N/A |
| Protocol (for publication) | D4_Patient facing documents_EQ5D5L_SI | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_AT-DE | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_DE-DE | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_ES | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_FR-FR | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_IT | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_PL | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_SE-SE | N/A |
| Protocol (for publication) | D4_Patient facing documents_LC13_SI | N/A |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_AT-DE | 3 |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_DE-DE | 3 |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_ES | 3 |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_FR-FR | 3 |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_IT | 3 |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_PL | 3.0 |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_SE-SE | 3 |
| Protocol (for publication) | D4_Patient facing documents_QLQC30_SI | 3.0 |
| Recruitment arrangements (for publication) | K1_Recuritment arrangements | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Addendum_2 | 2 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Addendum_3 | 3 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Addendum_4 | 4 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Addendum_5 | 5 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Addendum_6 | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF COVID | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Pregnant Partner | 2 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF RBR | 2 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Main | 8 |
| Summary of Product Characteristics (SmPC) (for publication) | E1_SmPC Abraxane | NA |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_AT-DE_2023-504209-35-00 | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_ENG 2023-504209-35-00.pdf | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_ES_2023-504209-35-00 | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_FR-FR_2023-504209-35-00 | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_IT_2023-504209-35-00 | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_PL_2023-504209-35-00 | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_SE-SE_2023-504209-35-00 | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_SI_2023-504209-35-00 | 1 |
Application history
5 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2024-01-11 | Germany | Acceptable 2024-02-28
|
2024-02-28 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2024-05-28 | Germany | Acceptable 2024-09-02
|
2024-09-02 |
| 3 | SUBSTANTIAL MODIFICATION | SM-4 | 2024-10-07 | Germany | Acceptable 2024-11-25
|
2024-11-25 |
| 4 | SUBSTANTIAL MODIFICATION | SM-5 | 2025-03-12 | Acceptable | 2025-04-22 | |
| 5 | SUBSTANTIAL MODIFICATION | SM-6 | 2025-11-13 | Germany | Acceptable 2026-01-07
|
2026-01-07 |