Overview
Sponsor-declared trial summary
Mild to moderate Alzheimer's disease
To evaluate efficacy of rotigotine in combination with rivastigmine on frontal lobe cognitive functions as compared to rivastigmine in combination with placebo (change from Baseline to Week 24 in the FAB);
Key facts
- Sponsor
- Fondazione Santa Lucia IRCCS
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Nervous System Diseases [C10]
- Trial duration
- 25 Oct 2023 → ongoing
- Decision date (initial)
- 2023-09-18
- Transition trial
- No
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- No
- Funding sources
- Alzheimer's Drug Discovery Foundation (ADDF)
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Efficacy
To evaluate efficacy of rotigotine in combination with rivastigmine on frontal lobe cognitive functions as compared to rivastigmine in combination with placebo (change from Baseline to Week 24 in the FAB);
Secondary objectives 1
- To evaluate efficacy of rotigotine in combination with rivastigmine on activities of daily living as compared to rivastigmine in combination with placebo (change from Baseline to Week 24 in the ADCS-ADL).
Conditions and MedDRA coding
Mild to moderate Alzheimer's disease
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 20.0 | LLT | 10001896 | Alzheimer's disease | 10029205 |
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 1
- 1. Men and women (non-childbearing potential, as defined in Appendix 2) with a diagnosis of AD according to IWG criteria 2. Age 50-85 years 3. MRI or computerized tomography (CT) assessment within twelve months before baseline, corroborating the clinical diagnosis of AD and excluding other potential causes of dementia, especially cerebrovascular lesions (see exclusion criteria, number 3) 4. Patients who show CSF biomarker data supporting the diagnosis of AD measured within the last 3 years, or patients with a positive Amyloid Pet Scan within the last 3 years will qualify for the study 5. Mild to moderate stage of AD according to MMSE ≥18 and ≤26 6. Clinical Dementia Rating (CDR) total score of 0.5 or 1 (mild) 7. Evidence of frontal lobe dysfunctions as assessed by FAB ≤14 8. Absence of major depressive disease according to GDS of < 5 9. Formal education for eight or more years 10. Previous decline in cognition for more than six months as documented in patient medical records 11. A caregiver available and living in the same household or interacting with the patient and available if necessary to assure administration of drug 12. Patients living at home or nursing home setting without continuous nursing care 13. General health status acceptable for a participation in a 6-month clinical trial 14. Stable pharmacological treatment of any other chronic condition for at least one month prior to screening 15. No regular intake of prohibited medications. 16. Signed informed consent by the patient, prior to the initiation of any study specific procedure and signed consent of the caregiver
Exclusion criteria 1
- 1. Failure to perform screening or baseline examinations 2. Hospitalization or change of chronic concomitant medication one month prior to screening or during screening period 3. Clinical, laboratory or neuro-imaging findings consistent with: • other primary degenerative dementia (dementia with Lewy bodies, fronto-temporal dementia, Huntington’s disease, Creutzfeldt-Jakob Disease, Down’s syndrome, etc.); • other neurodegenerative condition (Parkinson’s disease, amyotrophic lateral sclerosis, etc.); • orthostatic hypotension and autonomic disorders • cerebrovascular disease (major infarct, one strategic or multiple lacunar infarcts, extensive white matter lesions > one quarter of the total white matter); • other central nervous system diseases (severe head trauma, tumors, subdural hematoma or other space occupying processes, etc.); • seizure disorder; • other infectious, metabolic, or systemic diseases affecting the central nervous system (syphilis, present hypothyroidism, present vitamin B12 or folate deficiency, serum electrolytes out of normal range, juvenile onset diabetes mellitus, etc.). 4. A current DSM-V diagnosis of active major depression, schizophrenia, or bipolar disorder 5. Clinically significant, advanced, or unstable disease that may interfere with primary or secondary variable evaluations, and which may bias the assessment of the clinical or mental status of the patient or put the patient at special risk, such as: • chronic liver disease, liver function test abnormalities or other signs of hepatic insufficiency (ALT, AST, Gamma GT, alkaline phosphatase > 2.5 ULN); • respiratory insufficiency; • renal insufficiency (serum creatinine >2 mg/dl) or creatinine clearance ≤ 30 mL/min according to Cockcroft-Gault formula). In case of creatinine clearance ≤30 mL/min, an alternative verification of the renal function must be completed using Cystatin C analysis. In case of normal level of Cystatin C, the patient can be included; • heart disease (myocardial infarction, unstable angina, heart failure, Cardiomyopathy within six months before screening); • bradycardia (heart beat <50/min.) or tachycardia (heart beat >95/min); • hypertension (>180/95) or hypotension (<90/60) requiring treatment with more than three drugs; •AV block (type II / Mobitz II and type III), congenital long QT syndrome, sinus node dysfunction or prolonged QTcB-interval (males >450 and females >470 msec); • uncontrolled diabetes defined by HbA1c >8.5;
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 1
- ● to evaluate efficacy of rotigotine in combination with rivastigmine on frontal lobe cognitive functions as compared to rivastigmine in combination with placebo (change from Baseline to Week 24 in the FAB);
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 2
Neupro 4mg/24h transdermal patch
PRD5478782 · Product
- Active substance
- Rotigotine
- Pharmaceutical form
- TRANSDERMAL PATCH
- Route of administration
- TRANSDERMAL USE
- Max daily dose
- 4 mg milligram(s)
- Max total dose
- 4 mg milligram(s)
- Max treatment duration
- 6 Month(s)
- Authorisation status
- Authorised
- ATC code
- N04BC09 — -
- Marketing authorisation
- EU/1/05/331/004
- MA holder
- UCB PHARMA S.A. (ANDERL BE)
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- The patches are not imprinted.
Neupro 2 mg/24 h transdermal patch
PRD5476459 · Product
- Active substance
- Rotigotine
- Pharmaceutical form
- TRANSDERMAL PATCH
- Route of administration
- TRANSDERMAL USE
- Max daily dose
- 2 mg milligram(s)
- Max total dose
- 8 mg milligram(s)
- Max treatment duration
- 24 Week(s)
- Authorisation status
- Authorised
- ATC code
- N04BC09 — -
- Marketing authorisation
- EU/1/05/331/001
- MA holder
- UCB PHARMA S.A. (ANDERL BE)
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- The patches are not imprinted.
Placebo 1
Identical with the MP patches but without the active substance
N/A · Product
- Other product name
- N/A
- Pharmaceutical form
- N/A
- ATC code
- N/A — N/A
- Marketing authorisation
- N/A
- MA holder
- N/A
- MA country
- Iceland
- Paediatric formulation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Fondazione Santa Lucia IRCCS
- Sponsor organisation
- Fondazione Santa Lucia IRCCS
- Address
- Via Ardeatina 306
- City
- Rome
- Postcode
- 00179
- Country
- Italy
Scientific contact point
- Organisation
- Fondazione Santa Lucia IRCCS
- Contact name
- Dr. Giacomo Koch
Public contact point
- Organisation
- Fondazione Santa Lucia IRCCS
- Contact name
- Francesco Di Lorenzo, MD
Third parties 4
| Organisation | City, country | Duties |
|---|---|---|
| Datamedrix GmbH ORG-100043342
|
Vienna, Austria | Code 10 |
| Neuroscios GmbH ORG-100008287
|
Sankt Radegund Bei Graz, Austria | On site monitoring, Code 11, Code 12, Code 2, Code 5, Data management, Code 8, Code 9 |
| GCP-Service International Limited & Co. KG ORG-100036955
|
Bremen, Germany | On site monitoring, Code 5 |
| Fondazione Santa Lucia IRCCS ORG-100046816
|
Rome, Italy | Laboratory analysis |
Locations
4 EU/EEA countries · 21 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Czechia | Ended | 40 | 3 |
| Germany | Ongoing, recruiting | 30 | 3 |
| Italy | Ongoing, recruiting | 278 | 9 |
| Spain | Authorised, recruitment pending | 30 | 6 |
| Rest of world | — | 0 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Czechia | 2023-11-09 | 2024-06-28 | |||
| Germany | 2024-02-22 | 2024-03-20 | |||
| Italy | 2023-10-25 | 2023-12-12 |
Oversight and notifications
Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77
Serious breaches 1 · Art. 52 CTR
Serious breach SB-111460
- Sponsor became aware
- 2025-12-09
- Date of breach
- 2025-10-29
- Submission date
- 2025-12-16
- Member states concerned
- Germany, Italy, Czechia, Spain
- Categories
- Regulation
- Areas impacted
- Subject safety
- Benefit-risk balance changed
- No
- Description
- On 09DEC2025, it was discovered that one patient had been taking an expired batch of the investigational medicinal product, Neupro 4mg/24h transdermal patch (EU/1/05/331/004) with the expiration date of 30SEP2025. The patient took the expired IMP from 29OCT2025 (baseline visit) until 09DEC2025 (the next visit after baseline).
The clinical assessment performed during the visit on 09DEC2025 did not reveal any adverse events, and all vital signs were within normal limits. It was decided to replace the expired IMP with a non-expired kit and allowed the patient to continue the study treatment. The serious breach did not adversely affect the patient. - Sponsor actions
- On 09DEC2025 the administration of expired IMP was immediately stopped and replaced with a non-expired kit. The patient was examined, and no adverse events were found. The patient was informed of the incident and will receive weekly clinical monitoring until the next scheduled regular visit (6 weeks from the last scheduled visit on 09DEC2025).
This site and all other sites were instructed to check if they had expired IMP on site and to destroy or to send back expired IMP to the IMP distribution company. All sites were instructed that after eCRF IMP allocation, they must check the expiry date on the allocated IMP. Further, all expired IMP numbers were deleted from the eCRF IMP allocation system.
An investigator meeting was arranged for 14JAN2026 to discuss this issue with the investigators.
Further, UCB Pharma S.A., the IMP manufacturer, was contacted and the case was described to them. Their QA will come back to us with advice.
To prevent the reoccurrence of the serious breach, monitors will make sure that no expired IMP is left at the sites if another batch of IMP expires and expired IMP numbers will be immediately deleted from the eCRF IMP allocation system.
| Organisation | City | Country | Type |
|---|---|---|---|
| Azienda Ospedaliero-Universitaria Maggiore Della Carita | Novara | Italy | Clinical investigator |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 13 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D_DOPAD-3 Protocol-public | 6.1 |
| Recruitment arrangements (for publication) | K_DOPAD-3_DE_Recruitment and Informed Consent Procedure | 1 |
| Subject information and informed consent form (for publication) | DOPAD-3_ESP_ HIP-CI_Paciente | 1.1 |
| Subject information and informed consent form (for publication) | DOPAD-3_ESP_Hoja Informacion_Cuidador | 1.1 |
| Subject information and informed consent form (for publication) | DOPAD-3_ESP_Hoja Informacion_Pareja Embarazada | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | G_DOPAD-3_ Neupro SmPC_DE | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | G_DOPAD-3_ Neupro SmPC_EN | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | G_DOPAD-3_ Neupro SmPC_IT | 1 |
| Synopsis of the protocol (for publication) | D_DOPAD-3_Synopsis_ CZ | 6.1 |
| Synopsis of the protocol (for publication) | D_DOPAD-3_Synopsis_ DE | 6.1 |
| Synopsis of the protocol (for publication) | D_DOPAD-3_Synopsis_ EN | 6.1 |
| Synopsis of the protocol (for publication) | D_DOPAD-3_Synopsis_ IT | 6.1 |
| Synopsis of the protocol (for publication) | D_DOPAD-3_Synopsis_ES | 6.1 |
Application history
8 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2023-05-30 | Italy | Acceptable with conditions 2023-09-18
|
2023-09-18 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2023-11-13 | Italy | Acceptable 2024-02-06
|
2024-02-06 |
| 3 | SUBSTANTIAL MODIFICATION | SM-2 | 2024-04-10 | Italy | Acceptable 2024-06-03
|
2024-06-05 |
| 4 | SUBSEQUENT ADDITION OF MSC | APP-4 | 2025-01-17 | Acceptable 2024-06-03
|
2025-04-08 | |
| 5 | SUBSTANTIAL MODIFICATION | SM-4 | 2025-05-30 | Italy | Acceptable 2025-07-01
|
2025-07-02 |
| 6 | NON SUBSTANTIAL MODIFICATION | NSM-1 | 2025-10-08 | Acceptable 2025-07-01
|
2025-10-08 | |
| 7 | NON SUBSTANTIAL MODIFICATION | NSM-2 | 2025-10-09 | Acceptable 2025-07-01
|
2025-10-09 | |
| 8 | NON SUBSTANTIAL MODIFICATION | NSM-4 | 2026-03-24 | Acceptable 2025-07-01
|
2026-03-24 |