Overview
Sponsor-declared trial summary
Neoadjuvant/Adjuvant treatment for participants with Resectable Stage II or IIIA-B (N2) NSCLC
1. To evaluate event-free survival (EFS) by biopsy assessed by a local pathologist or by investigator-assessed imaging using RECIST 1.1. 2. To evaluate the overall survival (OS).
Key facts
- Sponsor
- Merck Sharp & Dohme LLC
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 21 Mar 2018 → ongoing
- Decision date (initial)
- 2023-10-06
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
- Funding sources
- Merck Sharp & Dohme LLC
External identifiers
- EU CT number
- 2023-504820-24-00
- EudraCT number
- 2017-001832-21
- WHO UTN
- U1111-1289-8426
- ClinicalTrials.gov
- NCT03425643
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Therapy, Pharmacogenetic, Safety, Efficacy, Pharmacogenomic
1. To evaluate event-free survival (EFS) by biopsy assessed by a local pathologist or by investigator-assessed imaging using RECIST 1.1.
2. To evaluate the overall survival (OS).
Secondary objectives 4
- To evaluate the rate of major pathological response (mPR) assessed by blinded central laboratory pathologist following NAC +/- pembrolizumab.
- To evaluate the rate of pathological complete response (pCR) in the resected primary tumor and lymph nodes assessed by blinded central laboratory pathologist following NAC +/- pembrolizumab.
- To evaluate mean change from baseline in the neoadjuvant phase and in the adjuvant phase in global health status/quality of life (QoL) using the European Organization for Research and Treatment of Cancer (EORTC) QoL questionnaire (QLQ)-C30.
- To evaluate the safety and tolerability of NAC plus pembrolizumab followed by surgery and adjuvant pembrolizumab.
Conditions and MedDRA coding
Neoadjuvant/Adjuvant treatment for participants with Resectable Stage II or IIIA-B (N2) NSCLC
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 21.1 | PT | 10061873 | Non-small cell lung cancer | 100000004864 |
Regulatory references
- Scientific advice from competent authorities
- European Medicines Agency
- Plan to share IPD
- Yes
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 6
- Have previously untreated and pathologically confirmed resectable Stage II, IIIA, or IIIB (N2) NSCLC.
- If male, must agree to use contraception or practice abstinence as well as refrain from donating sperm during the treatment period and for the time needed to eliminate each study intervention after the last dose of study intervention.
- If female, may participate if not pregnant or breastfeeding, and at least one of the following conditions apply: 1) not a woman of childbearing potential (WOCBP); or 2) a WOCBP who agrees to follow contraceptive guidance during the treatment period and for the time needed to eliminate each study intervention after the last dose of study intervention and agrees not to donate eggs (ova, oocytes) to others or freeze/store for her own use for the purpose of reproduction during this period.
- Have available formalin-fixed paraffin embedded (FFPE) tumor tissue sample blocks for submission. If blocks are not available, have unstained slides for submission for central programmed death-ligand 1 (PD-L1) testing.
- Have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 1 within 10 days of randomization.
- Have adequate organ function.
Exclusion criteria 19
- Has one of the following tumor locations/types:1) NSCLC involving the superior sulcus; 2) Large cell neuro-endocrine cancer (LCNEC); or 3) Sarcomatoid tumor.
- Has a history of (non-infectious) pneumonitis /interstitial lung disease that required steroids or has current pneumonitis/interstitial lung disease that requires steroids.
- Has an active infection requiring systemic therapy.
- Has had an allogenic tissue/sold organ transplant.
- Has a known severe hypersensitivity (≥ Grade 3) to pembrolizumab, its active substance and/or any of its excipients.
- Has a known severe hypersensitivity (≥ Grade 3) to any of the study chemotherapy agents and/or to any of their excipients.
- Has an active autoimmune disease that has required systemic treatment in past 2 years.
- Has a known history of human immunodeficiency virus (HIV) infection.
- Has a known history of Hepatitis B or Hepatitis C.
- Has a known history of active tuberculosis.
- Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the trial, interfere with the participant’s participation for the full duration of the trial, or is not in the best interest of the participant to participate.
- Has known psychiatric or substance abuse disorders that would interfere with cooperating with the requirements of the trial.
- Has received prior therapy with an anti-PD-1, anti-PD-L1, or anti-PD-L2 agent or with an agent directed to another co-inhibitory T-cell receptor.
- Has received prior systemic anti-cancer therapy including investigational agents for the current malignancy prior to randomization/allocation.
- Has received prior radiotherapy within 2 weeks of start of trial treatment.
- Has received a live vaccine within 30 days prior to the first dose of trial drug.
- Is currently participating in or has participated in a trial of an investigational agent or has used an investigational device within 4 weeks prior to the first dose of trial treatment.
- Has a diagnosis of immunodeficiency or is receiving either systemic steroid therapy or any other form of immunosuppressive therapy within 7 days prior the first dose of trial drug.
- Has a known additional malignancy that is progressing or requires active treatment within the past 5 years.
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 2
- Event Free Survival (EFS)
- Overall Survival (OS)
Secondary endpoints 6
- Major Pathological Response (mPR) Rate
- Pathological Complete Response (pCR) Rate
- Global Health Status/Quality of Life (GHS/QoL) Score using the European Organization for Research and Treatment (EORTC) QoL Questionnaire (QLQ-C30)
- Adverse Events (AEs)
- Perioperative Complications
- Treatment Discontinuations Due to AEs
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 1
KEYTRUDA 25 mg/mL concentrate for solution for infusion
PRD4323105 · Product
- Active substance
- Pembrolizumab
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 200 mg milligram(s)
- Max total dose
- 3400 mg milligram(s)
- Max treatment duration
- 11 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01FF02 — -
- Marketing authorisation
- EU/1/15/1024/002
- MA holder
- MERCK SHARP & DOHME BV
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Placebo 1
N/A · Product
- Other product name
- N/A
- Pharmaceutical form
- N/A
- ATC code
- N/A — N/A
- Marketing authorisation
- N/A
- MA holder
- N/A
- MA country
- Iceland
- Paediatric formulation
- No
Auxiliary 3
SCP60141047 · ATC
- Active substance
- Pemetrexed
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 500 mg/m2 milligram(s)/sq. meter
- Max total dose
- 2000 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 9 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01BA04 — PEMETREXED
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP1686259 · ATC
- Active substance
- Gemcitabine
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 1000 mg/m2 milligram(s)/sq. meter
- Max total dose
- 8000 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 9 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01BC05 — GEMCITABINE
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP26873719 · ATC
- Active substance
- Cisplatin
- Substance synonyms
- Cis-diamminedichloroplatinum, (SP-4-2)-cis -diamminedichloroplatinum, CDDP
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 75 mg/m2 milligram(s)/sq. meter
- Max total dose
- 300 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 9 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XA01 — CISPLATIN
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Merck Sharp & Dohme LLC
- Sponsor organisation
- Merck Sharp & Dohme LLC
- Address
- 126 East Lincoln Avenue
- City
- Rahway
- Postcode
- 07065-4607
- Country
- United States
Scientific contact point
- Organisation
- Merck Sharp & Dohme LLC
- Contact name
- Steven Keller
Public contact point
- Organisation
- Merck Sharp & Dohme LLC
- Contact name
- Steven Keller
Third parties 9
| Organisation | City, country | Duties |
|---|---|---|
| Almac Clinical Technologies LLC ORG-100043036
|
Souderton, United States | Interactive response technologies (IRT) |
| Fortrea Inc. ORG-100012602
|
Durham, United States | Other |
| Signant Health LLC ORG-100040732
|
Blue Bell, United States | E-data capture |
| Icon Clinical Research Limited ORG-100008322
|
Dublin 18, Ireland | Other |
| QARC ORL-000000352
|
Lincoln, Rhode Island, United States | Other |
| Parexel International Corp. ORG-100007310
|
Auburndale, United States | Other |
| Labcorp Central Laboratory Services S.a.r.l. ORG-100011524
|
Meyrin, Switzerland | Laboratory analysis |
| Laboratory Corporation Of America Holdings ORG-100041800
|
Los Angeles, United States | Laboratory analysis |
| Perceptive Eclinical Limited ORG-100041144
|
Nottingham, United Kingdom | Other |
Locations
11 EU/EEA countries · 60 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Belgium | Ongoing, recruitment ended | 24 | 6 |
| Estonia | Ongoing, recruitment ended | 6 | 1 |
| France | Ongoing, recruitment ended | 40 | 7 |
| Germany | Ongoing, recruitment ended | 42 | 14 |
| Ireland | Ongoing, recruitment ended | 10 | 2 |
| Italy | Ongoing, recruitment ended | 41 | 5 |
| Latvia | Ongoing, recruitment ended | 8 | 1 |
| Lithuania | Ongoing, recruitment ended | 10 | 2 |
| Poland | Ongoing, recruitment ended | 23 | 5 |
| Romania | Ongoing, recruitment ended | 40 | 9 |
| Spain | Ongoing, recruitment ended | 31 | 8 |
| Rest of world
Korea, Republic of, Argentina, China, Malaysia, Taiwan, Australia, United Kingdom, United States, Ukraine, Canada, Russian Federation, South Africa, Brazil, Japan
|
— | 499 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Belgium | 2018-03-21 | 2018-10-17 | 2021-11-16 | ||
| Estonia | 2021-03-05 | 2021-03-05 | 2021-11-16 | ||
| France | 2018-05-24 | 2018-07-30 | 2021-11-16 | ||
| Germany | 2018-06-26 | 2018-08-13 | 2021-11-16 | ||
| Ireland | 2018-06-28 | 2021-04-19 | 2021-11-16 | ||
| Italy | 2018-05-31 | 2018-07-26 | 2021-11-16 | ||
| Latvia | 2020-10-26 | 2020-10-28 | 2021-11-16 | ||
| Lithuania | 2020-08-14 | 2020-10-23 | 2021-11-16 | ||
| Poland | 2018-06-29 | 2018-07-09 | 2021-11-16 | ||
| Romania | 2018-07-27 | 2018-09-06 | 2021-11-16 | ||
| Spain | 2018-04-27 | 2018-05-09 | 2021-11-16 |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 65 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Clinical study report (for publication) | M5351-p671v01mk3475-p-app1611-protocol | V01 |
| Clinical study report (for publication) | M5351-p671v01mk3475-p-app1612-crf | V01 |
| Clinical study report (for publication) | M5351-p671v01mk3475-p-app1619-sap | V01 |
| Clinical study report (for publication) | M5351-p671v01mk3475-p-csr-body | V01 |
| Protocol (for publication) | D1_Protocol_2023-504820-24-00_SM06_for pub | 11 |
| Protocol (for publication) | D1_PSP_for pub | 11R |
| Protocol (for publication) | D4_Copyright statement_EN_SM09_for pub | 04DEC2024 |
| Recruitment arrangements (for publication) | K1_Recruitment Arrangements and IC Procedure bis_FRA_FR_for pub | 08DEC2017R |
| Recruitment arrangements (for publication) | K1_Recruitment Arrangements and IC Procedure_FRA_FR_for pub | 12DEC2023 |
| Recruitment arrangements (for publication) | K1_Recruitment Arrangements_ESP_ES_for pub | 22NOV2017R |
| Recruitment arrangements (for publication) | K1_Recruitment Arrangements_POL_PL_for pub | 05MAR2018R |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Adjuvant Brochure_DEU_DE_for pub | 09AUG2021 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Master Tissue Brochure_DEU_DE_for pub | v1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Master Tissue Brochure_ROU_EN_for pub | 1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Master Tissue Brochure_ROU_RO_for pub | 1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Patient Brochure_DEU_DE_for pub | v1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Patient Brochure_ROU_EN_for pub | 1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Patient Brochure_ROU_RO_for pub | 1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Poster_DEU_DE_for pub | v1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Poster_ROU_EN_for pub | 1.0 |
| Recruitment arrangements (for publication) | K2_Recruitment Doc Poster_ROU_RO_for pub | 1.0 |
| Subject information and informed consent form (for publication) | L1_ICF_FBR assent_FRA_FR_for pub | v02R |
| Subject information and informed consent form (for publication) | L1_ICF_FBR consent_DEU_DE_for pub | v0.01 |
| Subject information and informed consent form (for publication) | L1_ICF_FBR consent_ESP_ES_for pub | 01 |
| Subject information and informed consent form (for publication) | L1_ICF_FBR consent_POL_PL_for pub | v01 |
| Subject information and informed consent form (for publication) | L1_ICF_FBR consent_ROU_EN_for pub | v03 |
| Subject information and informed consent form (for publication) | L1_ICF_FBR consent_ROU_RO_for pub | v03 |
| Subject information and informed consent form (for publication) | L1_ICF_Main addendum_Additional imaging_ROU_EN_for pub | v00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main addendum_Additional imaging_ROU_RO_for pub | v00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main addendum_FRA_FR_for pub | AM03v3.00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main addendum_SOC scans_ROU_EN_for pub | v00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main addendum_SOC scans_ROU_RO_for pub | v00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main consent_DEU_DE_SM08_for pub | AM03V3-00R |
| Subject information and informed consent form (for publication) | L1_ICF_Main consent_ESP_ES_for pub | AM03.v3.00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main consent_FRA_FR_for pub | AM02v2.00R |
| Subject information and informed consent form (for publication) | L1_ICF_Main consent_POL_PL_SM06_for pub | 3.01R |
| Subject information and informed consent form (for publication) | L1_ICF_Main consent_ROU_EN_for pub | AM03.v3.00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main consent_ROU_RO_for pub | AM03.v3.00 |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_add crossborder_DEU_DE_for pub | v0.00 |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_addendum_imaging_POL_PL_for pub | 00 |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_addendum_SOC imaging_DEU_DE_for pub | v0.00 |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_addendum_SOC_POL_PL_for pub | 00 |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_imaging bis_FRA_FR_for pub | AM02v2.01 |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_imaging_FRA_FR_for pub | AM02v2.01 |
| Synopsis of the protocol (for publication) | D1_PPLS_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_BEL_DE_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_BEL_FR_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_BEL_NL_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_ESP_ES_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_FRA_FR_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_ITA_IT_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_LTU_LT_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_POL_PL_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_ROU_RO_2023-504820-24_for pub | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Snopsis_BEL_DE_for pub | v11 |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_BEL_EN_for pub | 11 |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_BEL_FR_for pub | 11 |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_BEL_NL_for pub | 11 |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_DEU_DE_2023-504820-24_for pub | 11 |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_ESP_ES_for pub | 11R |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_FRA_FR_for pub | 7.0R |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_ITA_IT_for pub | v 6.0R |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_LTU_LT_for pub | 11 |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_POL_PL_for pub | 11R |
| Synopsis of the protocol (for publication) | D1_Protocol Scientific Synopsis_ROU_RO_2017-001832-21_for pub | 11R |
Application history
11 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2023-08-11 | France | Acceptable 2023-10-06
|
2023-10-06 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2023-12-18 | France | Acceptable 2024-02-23
|
2024-02-23 |
| 3 | NON SUBSTANTIAL MODIFICATION | NSM-1 | 2024-04-26 | France | Acceptable 2024-02-23
|
2024-04-26 |
| 4 | SUBSTANTIAL MODIFICATION | SM-4 | 2024-06-12 | Acceptable | 2024-07-26 | |
| 5 | SUBSTANTIAL MODIFICATION | SM-5 | 2024-07-05 | France | Acceptable | 2024-07-19 |
| 6 | SUBSTANTIAL MODIFICATION | SM-6 | 2024-11-15 | France | Acceptable 2025-03-10
|
2025-03-10 |
| 7 | NON SUBSTANTIAL MODIFICATION | NSM-2 | 2025-03-26 | France | Acceptable 2025-03-10
|
2025-03-26 |
| 8 | SUBSTANTIAL MODIFICATION | SM-8 | 2025-06-02 | Acceptable | 2025-06-25 | |
| 9 | NON SUBSTANTIAL MODIFICATION | NSM-3 | 2025-08-22 | France | Acceptable | 2025-08-22 |
| 10 | NON SUBSTANTIAL MODIFICATION | NSM-4 | 2025-08-22 | France | Acceptable | 2025-08-22 |
| 11 | SUBSTANTIAL MODIFICATION | SM-9 | 2025-12-04 | France | Acceptable 2026-02-02
|
2026-02-03 |