Overview
Sponsor-declared trial summary
Early stage HER2-positive breast cancer (T stage >= T3, lymph node positive, or inflammatory)
"This is a Phase 3, open-label, three-arm study to determine the safety and efficacy of T-DXd monotherapy or T-DXd followed by THP as neoadjuvant treatment compared to standard of care (ddAC-THP) in participants with locally advanced or inflammatory HER2-positive early breast cancer. The target population of interest …
Key facts
- Sponsor
- AstraZeneca AB
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 17 Dec 2021 → ongoing
- Decision date (initial)
- 2024-10-02
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
- Funding sources
- ASTRAZENECA AB
External identifiers
- EU CT number
- 2023-505210-18-00
- EudraCT number
- 2021-000603-21
- ClinicalTrials.gov
- NCT05113251
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Therapy, Pharmacogenetic, Safety, Pharmacogenomic, Pharmacokinetic, Efficacy
"This is a Phase 3, open-label, three-arm study to determine the safety and efficacy of T-DXd monotherapy or T-DXd followed by THP as neoadjuvant treatment compared to standard of care (ddAC-THP) in participants with locally advanced or inflammatory HER2-positive early breast cancer.
The target population of interest in this study is participants with high-risk HER2-positive early breast cancer. Participants will be randomized in a 1:1:1 ratio to one of the following intervention groups: T DXd monotherapy (Arm A), T-DXd followed by THP (Arm B), or ddAC-THP (Arm C).
The primary objective is to demonstrate the superiority of neoadjuvant T-DXd alone or in sequence with THP relative to ddAC-THP by assessment of pCR (pathological complete response, ypT0/Tis ypN0) using central evaluation in participants with HER2-positive early breast cancer."
Secondary objectives 1
- To assess the effectiveness of neoadjuvant T-DXd alone or in sequence with THP relative to ddAC-THP by assessment of a (i) secondary definition of pCR (ypT0 ypN0) using central evaluation, (ii) 3-year EFS (event-free survival), (iii) 3-year IDFS (invasive-disease free survival), and (iv) OS (overall survival). Data will also be collected to demonstrate the tolerability, safety, immunogenicity and PK of the investigational product.
Conditions and MedDRA coding
Early stage HER2-positive breast cancer (T stage >= T3, lymph node positive, or inflammatory)
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 21.0 | LLT | 10025541 | Malignant breast neoplasm | 10029104 |
Study design 1 period
| # | Title | Allocation | Blinding | Roles blinded | Arms |
|---|---|---|---|---|---|
| 1 | n/a n/a
|
Randomised Controlled | None | Arm A: Trastuzumab deruxtecan (T-DXd) Arm B: T-DXd, followed by THP Arm C: doxorubicin and cyclophosphamide, followed by THP |
Regulatory references
- Scientific advice from competent authorities
- European Medicines Agency
- Plan to share IPD
- Yes
- IPD plan description
- Qualified researchers can request access to anonymized individual patient-level data from AstraZeneca group of companies sponsored clinical trials via the request portal Vivli.org. All requests will be evaluated as per the AZ disclosure commitment: https://astrazenecagrouptrials.pharmacm.com/ST/Submission/Disclosure. Yes, indicates that AZ are accepting requests for IPD, but this does not mean all requests will be shared. AstraZeneca will meet or exceed data availability as per the commitments made to the EFPIA PhRMA Data Sharing Principles. When a request has been approved AstraZeneca will provide access to the anonymized individual patient-level data via secure research environment https://vivli.org/. Signed Data Usage Agreement (non-negotiable contract for data accessors) must be in place before accessing requested information.
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 6
- Patients must be at least 18 years of age.
- Histologically documented HER2-positive EBC participants with: (a) Locally assessed HER2-positive (IHC 3+ or ISH+) according to ASCO-CAP guidelines and prospectively centrally confirmed as HER2 positive based on a tumour sample (b) Unifocal and multifocal tumours (> 1 tumour confined to the same quadrant as the primary tumour) must have 1 focus sampled and centrally confirmed as HER2 positive (c) Multi-centric tumours (multiple tumours involving > 1 quadrant of the breast) must have 1 lesion from each involved quadrant sampled and centrally confirmed as HER2 positive. All quadrants tested must be centrally confirmed as HER2 positive (d) Tumours documented as HR-positive (either ER and/or PgR positive [ER or PgR ≥ 1%]) or HR-negative (ER and PgR negative) by local assessment per ASCO-CAP guidelines (Allison et al 2020) (e) Clinical stage at presentation (based on mammogram or breast MRI assessment): T0-4 (inclusive of inflammatory breast cancer), N1-3, M0 or ≥ T3, N0, M0 as determined by the AJCC staging system, 8th edition (Hortobagyi et al 2017) (f) Pathologic confirmation of nodal involvement with malignancy as determined by fine-needle aspiration or core-needle biopsy, when applicable.
- FFPE tissue block (2 cores) or 20 freshly-cut, serial tumor slides for HER2 assessment by central lab. If blocks are incomplete or fewer than 20 slides are available, participants may be eligible following discussion with the AstraZeneca Study Physician
- ECOG performance status of 0 or 1 at randomization
- Adequate organ and bone marrow function
- LVEF ≥ 50% within 28 days before randomization
Exclusion criteria 12
- Prior history of invasive breast cancer
- Any primary malignancy within 3 years, except adequately resected non-melanoma skin cancer, or curatively treated in situ disease Note: This includes a second current breast primary malignancy (ie, bilateral breast cancer)
- History of DCIS, except for participants treated with mastectomy only > 5 years prior to current diagnosis
- Prior sentinel lymph node biopsy or axillary lymph node dissection before initiation of neoadjuvant treatment
- Prior systemic therapy for the treatment of breast cancer
- Previous treatment with anthracyclines, cyclophosphamide or taxanes for any malignancy; cyclophosphamide allowed for non-cancer treatment if last dose > 6 months
- Ineligible for any medication in the control Arm C
- Any concurrent anticancer treatment
- History of non-infectious ILD/pneumonitis that required steroids, has current ILD/pneumonitis, or where suspected ILD/pneumonitis cannot be ruled out by imaging at screening
- Lung-specific intercurrent clinically significant illnesses including, but not limited to, any pulmonary disorder
- Investigator judgement of 1 or more of the following: (a) Mean resting corrected QTcF interval of >470 ms (females) or >450 ms (males) (b) History of QT prolongation associated with other medications that required discontinuation of that medication or any medication known to prolong QT interval and cause TdP. (c) Congenital long QT syndrome, family history of long QT syndrome or unexplained death under 40 years in first degree relatives
- History of arrhythmia, symptomatic or uncontrolled atrial fibrillation or asymptomatic sustained ventricular tachycardia
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 1
- pCR (ypT0/Tis ypN0): Rate of pCR is defined as the proportion of participants who have no evidence by H&E staining of residual invasive disease in the complete resected breast specimen and all sampled regional lymph nodes (ypT0/Tis ypN0) by central evaluation following completion of neoadjuvant therapy.
Secondary endpoints 8
- pCR (ypT0 ypN0): Rate of pCR is defined as the proportion of participants who have no evidence by H&E staining of residual invasive disease and in situ cancer in the complete resected breast specimen and all sampled regional lymph nodes (ypT0 ypN0) following completion of neoadjuvant therapy.
- EFS
- IDFS
- OS
- HRQoL: Symptomatic AEs assessed by the PRO-CTCAE and items from the EORTC Item Library. Overall side-effect bother measured by PGI-TT at each time point in each treatment arm. Physical function assessed by the EORTC QLQ-C30 Physical Function Scale.
- Safety and Tolerability: Occurrence of AEs, SAEs and changes from baseline in vital signs, clinical laboratory results, ECGs, and ECHO/MUGA. Heart failure evaluated by the percentage of participants with NYHA Class III and IV heart failure. Decreases in LVEF (requires at least 2 consecutive readings of decline) by percentage of participants with decreases in LVEF of at least 10 points from baseline and to below 50%.
- PK of T-DXd: Serum concentration of T-DXd, anti-HER2 antibody, and DXd.
- Immunogenicity for T-DXd: Number and percentage of participants who develop ADAs for T-DXd.
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 5
PRD5308994 · Product
- Active substance
- Trastuzumab Deruxtecan
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/kg milligram(s)/kilogram
- Max total dose
- 00 mg/Kg milligram(s)/kilogram
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Not Authorised
- MA holder
- DAIICHI SANKYO, INC.
- Paediatric formulation
- No
- Orphan designation
- No
Herzuma 420 mg powder for concentrate for solution for infusion
PRD6684811 · Product
- Active substance
- Trastuzumab
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/kg milligram(s)/kilogram
- Max total dose
- 00 mg/kg milligram(s)/kilogram
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01FD01 — -
- Marketing authorisation
- EU/1/17/1257/002
- MA holder
- CELLTRION HEALTHCARE HUNGARY KFT
- MA country
- Liechtenstein
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Herzuma 150 mg powder for concentrate for solution for infusion
PRD5871407 · Product
- Active substance
- Trastuzumab
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/kg milligram(s)/kilogram
- Max total dose
- 00 mg/kg milligram(s)/kilogram
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01FD01 — -
- Marketing authorisation
- EU/1/17/1257/001
- MA holder
- CELLTRION HEALTHCARE HUNGARY KFT
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Perjeta 420 mg concentrate for solution for infusion
PRD2154581 · Product
- Active substance
- Pertuzumab
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/ml milligram(s)/millilitre
- Max total dose
- 00 mg/ml milligram(s)/millilitre
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01XC13 — -
- Marketing authorisation
- EU/1/13/813/001
- MA holder
- ROCHE REGISTRATION GMBH
- MA country
- Iceland
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SUB09583MIG · Substance
- Active substance
- Paclitaxel
- Pharmaceutical form
- CONCENTRATE FOR SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/m2 milligram(s)/sq. meter
- Max total dose
- 00 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Comparator 5
SUB06391MIG · Substance
- Active substance
- Doxorubicin
- Pharmaceutical form
- CONCENTRATE FOR SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/m2 milligram(s)/sq. meter
- Max total dose
- 00 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SUB06859MIG · Substance
- Active substance
- Cyclophosphamide
- Pharmaceutical form
- POWDER FOR SOLUTION FOR INJECTION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/m2 milligram(s)/sq. meter
- Max total dose
- 00 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SUB06859MIG · Substance
- Active substance
- Cyclophosphamide
- Pharmaceutical form
- POWDER FOR SOLUTION FOR INJECTION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/m2 milligram(s)/sq. meter
- Max total dose
- 00 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SUB06859MIG · Substance
- Active substance
- Cyclophosphamide
- Pharmaceutical form
- POWDER FOR SOLUTION FOR INJECTION/INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/m2 milligram(s)/sq. meter
- Max total dose
- 00 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SUB06859MIG · Substance
- Active substance
- Cyclophosphamide
- Pharmaceutical form
- POWDER FOR SOLUTION FOR INJECTION/INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 00 mg/m2 milligram(s)/sq. meter
- Max total dose
- 00 mg/m2 milligram(s)/sq. meter
- Max treatment duration
- 999999 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
AstraZeneca AB
- Sponsor organisation
- AstraZeneca AB
- Address
- Astraallen Gartuna, Karlebyhus Byggnad 674 Karlebyhus Byggnad 674
- City
- Sodertalje
- Postcode
- 151 85
- Country
- Sweden
Scientific contact point
- Organisation
- AstraZeneca AB
- Contact name
- Clinical Study Information Center
Public contact point
- Organisation
- AstraZeneca AB
- Contact name
- Clinical Study Information Center
Locations
4 EU/EEA countries · 33 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Germany | Ongoing, recruitment ended | 54 | 12 |
| Italy | Ongoing, recruitment ended | 94 | 10 |
| Poland | Ongoing, recruitment ended | 68 | 5 |
| Spain | Ongoing, recruitment ended | 64 | 6 |
| Rest of world
Philippines, Japan, India, Canada, Korea, Republic of, Russian Federation, United States, Brazil, Thailand, Saudi Arabia, Peru, Taiwan, China
|
— | 630 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Germany | 2023-02-13 | 2023-02-13 | 2024-03-26 | ||
| Italy | 2021-12-17 | 2022-03-14 | 2024-04-24 | ||
| Poland | 2022-02-02 | 2022-02-21 | 2024-03-25 | ||
| Spain | 2022-03-04 | 2022-03-11 | 2024-03-19 |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 30 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_Protocol_redacted | 5.0 |
| Protocol (for publication) | D4_Patient facing documents questionnaires_DE _for publication | N/A |
| Protocol (for publication) | D4_Patient Facing Documents_Questionnaires_ES_for publication | N/A |
| Protocol (for publication) | D4_Patient facing documents_Questionnaires_IT_Italian_for publication | N/A |
| Protocol (for publication) | D4_Patient facing documents_Questionnaires_PL_Polish_for publication | N/A |
| Recruitment arrangements (for publication) | CTIS Blank Document for Transition Trials | N/A |
| Recruitment arrangements (for publication) | CTIS Blank Document for Transition Trials | N/A |
| Recruitment arrangements (for publication) | CTIS Blank Document for Transition Trials | N/A |
| Recruitment arrangements (for publication) | CTIS Blank Document for Transition Trials | N/A |
| Subject information and informed consent form (for publication) | L1_ SIS and ICF Adult Subject_Redacted | 5.0 ES3 |
| Subject information and informed consent form (for publication) | L1_ SIS and ICF Adult_PL_redacted | 5 |
| Subject information and informed consent form (for publication) | L1_ SIS and ICF genetic subject_PL | 1 |
| Subject information and informed consent form (for publication) | L1_ SIS and ICF Optional Genetics | 1.0ES |
| Subject information and informed consent form (for publication) | L1_ SIS and ICF Pregnant Partner | 2.0ES |
| Subject information and informed consent form (for publication) | L1_ SIS and ICF_Future Research_redacted | 3 |
| Subject information and informed consent form (for publication) | L1_ SIS and ICF_Pregnant Partners_redacted | 3.0 |
| Subject information and informed consent form (for publication) | L1_ SIS und ICF_Adult Subject_redacted | 8 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_eConsent_Adult subject ICF_IT_Redacted | 6.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Optional Genetic Research Information_redacted | 3 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Optional Genetic Research_IT | 2.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Pregnant Partner_IT | 3.0 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC_Doxorubicine nRSI | 4 |
| Summary of Product Characteristics (SmPC) (for publication) | G1_RSI SmPC for Cyclophosphamide | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | G1_RSI SmPC for Paclitaxel | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | G1_RSI SmPC for Pertuzumab | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | G1_RSI SmPC for Trastuzumab | 1 |
| Synopsis of the protocol (for publication) | D1_Lay Language Synopsis_2023-505210-18_EN | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis in Lay Language_ES_2023-505210-18 | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_IT_2023-505210-18-00_Lay Language | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_Lay Language_PL_2023-505210-18 | 1 |
Application history
3 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2024-08-20 | Italy | Acceptable 2024-10-01
|
2024-10-01 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2024-11-08 | Italy | Acceptable 2025-01-23
|
2025-01-28 |
| 3 | SUBSTANTIAL MODIFICATION | SM-2 | 2026-02-19 | Italy | Acceptable 2026-05-29
|
2026-05-29 |