Study Drug vs Placebo as an “add on” treatment for Severe Community-Acquired Pneumonia.

2023-505985-28-01 Protocol S-D21-C300 Therapeutic exploratory (Phase II) Ended

Start 4 Mar 2024 · End 16 Mar 2026 · Status Ended · 4 EU/EEA countries · 23 sites · Protocol S-D21-C300

Overview

Sponsor-declared trial summary

Phase Therapeutic exploratory (Phase II)
Status Ended
Participants planned 160
Countries 4
Sites 23

Severe Community-Acquired Pneumonia

To assess the safety and tolerability of AON-D21 in patients with severe CAP admitted to Intensive Care Unit (or similar unit).

Key facts

Sponsor
Aptarion Biotech AG
Participant type
Patients
Age range
18-64 years, 65+ years
Gender
Male and Female
Therapeutic area
Diseases [C] - Respiratory Tract Diseases [C08]
Trial duration
4 Mar 2024 → 16 Mar 2026
Decision date (initial)
2024-02-23
Transition trial
No
Low-intervention
No
Rare-disease indication
No
Vulnerable population
Yes
Funding sources
Aptarion Biotech AG

External identifiers

EU CT number
2023-505985-28-01
WHO UTN
U1111-1293-3210
ClinicalTrials.gov
NCT05962606

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Pharmacokinetic, Safety, Efficacy, Pharmacodynamic

To assess the safety and tolerability of AON-D21 in patients with severe CAP admitted to Intensive Care Unit (or similar unit).

Secondary objectives 3

  1. To explore the efficacy of AON-D21 in patients with severe CAP admitted to Intensive Care Unit (or similar unit)
  2. To characterise the pharmacokinetics of AON D21
  3. To characterise the pharmacodynamics of AON-D21

Conditions and MedDRA coding

Severe Community-Acquired Pneumonia

VersionLevelCodeTermSystem organ class
20.1 LLT 10010120 Community acquired pneumonia 10021881

Study design 1 period

#TitleAllocationBlindingRoles blindedArms
1 Treatment Arms
Interventional, Prospective, Randomized, Double-Blind, Placebo-Controlled
Randomised Controlled Double [{"id":109179,"code":2,"name":"Investigator"},{"id":109180,"code":3,"name":"Monitor"},{"id":109178,"code":1,"name":"Subject"}] SOC + AON-D21: Subjects will receive standard of care (SOC) + AON-D21 (0.2 mg/kg, given every 12 hours (Q12h)) for up to 10 days.
SOC + Placebo: Subjects will receive standard of care (SOC) + Placebo (given every 12 hours (Q12h)) for up to 10 days.

Regulatory references

Plan to share IPD
No
IPD plan description
A description of this research study will be available on a publicly accessible website: https://clinicaltrials.gov or https://euclinicaltrials.eu/search-for-clinical-trials. Patients/LARs are advised in the PIS-ICF that they can search the websites at any time using the study number (S-D21-C300). Patients/LARs are advised in the PIS-ICF that the websites will include a summary of the results within 1 year after the end of the trial. Websites or publications will not include information that can identify them.
EU CT numberTitleSponsor
2021-006551-33 A randomized, single-center, double-blind, placebo controlled trial with ascending multiple intravenous doses to determine safety, tolerability and pharmacokinetics of AON-D21 in healthy male subjects.
2021-000935-30 A randomized, single-center, double-blind, placebo controlled, first-in-human trial with single ascending intravenous doses to determine safety, tolerability and pharmacokinetics of AON-D21 in healthy male subjects.
2023-505985-28-00 An Exploratory, Multi-Centre, Interventional, Prospective, Randomised, Double-Blind, Placebo-Controlled Clinical Trial to Assess the Safety and Efficacy of AON-D21 in Patients with Severe Community-Acquired Pneumonia. Aptarion Biotech AG

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 11

  1. At Screening, Randomisation and prior to administration of first dose; community-acquired pneumonia according to local guidelines. Community-acquired pneumonia may be confirmed or suspected to be of bacterial or viral origin.
  2. At Screening, Randomisation and prior to administration of first dose; admitted to an Intensive Care Unit (or similar unit) defined as any hospital facility with intensive and specialised medical and nursing care, with capacity for monitoring, and physiological organ support to sustain life during a period of life-threatening organ system insufficiency.
  3. At Screening, Randomisation and prior to administration of first dose: requiring respiratory support by High-Flow Oxygen ≥ 30 L/min with FiO2 ≥ 30% or Non-Invasive Mechanical Ventilation or Invasive Mechanical Ventilation or Extracorporeal Membrane Oxygenation.
  4. At Screening, C-reactive protein ≥ 50 mg/L. C-reactive protein measurement must be repeated and confirmed to be ≥ 50 mg/L if randomisation is not done within 24 h of Screening sample collection (local laboratory testing).
  5. PaO2/FiO2 ratio ≤ 150 mmHg (≤ 20 kPa), with PaO2 from arterial blood (or arterialised capillary blood from a vasodilated ear lobe).
  6. Treatment initiation no more than 48 h after initiation of respiratory support (High-Flow Oxygen ≥ 30 L/min with FiO2 ≥ 30%, Non-Invasive Mechanical Ventilation, Invasive Mechanical Ventilation or Extracorporeal Membrane Oxygenation).
  7. Written informed consent obtained from patient or legally designated representative or authorisation from an independent physician*, as per local guidelines. * In emergency situations, when prior consent of the participant or their legally designated representative is not possible, enrolment of the participant may be authorised by an independent physician (NON-EU Countries) or a treating physician independent of the research team (EU Countries), as per local guidelines. The participant or the participant’s legally designated representative should be informed about the trial as soon as possible, and consent should be requested.
  8. Age ≥ 18 years to ≤ 85 years.
  9. Body mass index ≥ 17.5 kg/m² and ≤ 40 kg/m².
  10. For female participants of childbearing potential, agreement to use dual methods of contraception until Day 60.
  11. For male participants with female partners of childbearing potential, agreement to use barrier method of contraception until Day 60 and to refrain from donating sperm during the study and for 3 months after the last infusion.

Exclusion criteria 18

  1. Refractory septic shock at Screening, Randomisation or prior to administration of the first dose of study drug. Participants can be enrolled if they are no longer refractory. The presence of refractory septic shock shall be determined by the investigator. As a guidance, septic shock may be judged as refractory if treatment with ≥ 0.5 mcg/kg/min norepinephrine or equivalent (cumulative) for at least 2 h to maintain or attempt to maintain systolic blood pressure (SBP) >90 mmHg (or mean arterial pressure (MAP) >70 mmHg) after adequate fluid resuscitation is required.
  2. Receiving chronic immunosuppressive therapy in clinically relevant doses (> 15 mg/day prednisolone or equivalent as maintenance treatment for > 14 days).
  3. Known immunodeficiency disease/condition (iatrogenic or congenital), including human immunodeficiency virus infection (type 1 or 2) with CD4+ counts < 200 cells/µL, asplenia, or recurrent severe infections.
  4. Nursing and pregnant women (defined as the state after conception until the termination of gestation, screened in all women of child-bearing potential with a chorionic gonadotrophin blood test (local laboratory).
  5. Current or recent participation in an investigational trial (within 30 days of screening, or 5 half-lives of the respective investigational compound, whichever is longer).
  6. Systemic treatment with any complement inhibitor, e.g., eculizumab or avacopan.
  7. Known complement deficiency.
  8. Known or suspected hypersensitivity to AON-D21 or any components of the formulation used (e.g., Polyethylene Glycol, mannitol or Ethylenediaminetetraacetic Acid) or a history of clinically relevant allergy requiring continuous treatment, or of anaphylaxis.
  9. Unlikely to remain at the investigational site beyond 96 hours.
  10. Not expected to survive 72 h, at Screening, Randomisation or prior to administration of first dose.
  11. Hospital-acquired or ventilator-associated pneumonia or known or suspected pneumonia due to aspiration or other physical injury or trauma or tuberculosis.
  12. Known fibrotic lung disease, bronchiectasis with ≥ 3 exacerbations requiring antibiotic treatment during the last year or any other known severe chronic respiratory disease (e.g., chronic obstructive pulmonary disease or cystic fibrosis) requiring home oxygen/non-invasive ventilation or with known forced expiratory volume in the first second < 30% of predicted.
  13. Factors other than a pathogen suspected or confirmed to be causative for the respiratory insufficiency, e.g., clinically suspected pulmonary thromboembolism, cardiac insufficiency, including decompensated heart failure (≥ Class 3, New York Heart Association classification).
  14. Active malignant disease with chemotherapy or immunomodulating cancer therapy within 30 days of screening or intended within the next 30 days or active primary lung cancer or another malignancy metastatic to the lungs or end-stage cancer.
  15. Hepatocellular injury defined by an alanine aminotransferase or aspartate aminotransferase value ≥ 3 times the upper limit of normal (local laboratory). Known acute or chronic liver disease with Child-Pugh C.
  16. Any medical disease (acute, subacute, intermittent, or chronic) or condition that, in the opinion of the investigator(s), compromises the participant’s safety or compromises the interpretation of the results.
  17. Vasopressors, intubation, renal replacement therapy or cardiopulmonary resuscitation procedures are precluded on the basis of a patient order, next-of-kin communication or per staff decision. Clarification: The exclusion only applies when the precluded therapies or procedures result in a limitation in Standard of Care treatment escalation.
  18. Applicable in France only. Persons under court protection, persons not affiliated to a social security system, protected adults (Art. L. 1121-6, Art. L. 1121-8, Art. L. 1121-8-1).

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 1

  1. Frequency, severity, and relatedness to study drug of serious and non-serious treatment-emergent adverse events until Day 28.

Secondary endpoints 10

  1. Time to no longer requiring respiratory support (defined as High Flow Oxygen ≥ 30 L/min with FiO2 ≥ 30%, Non-Invasive Mechanical Ventilation, Invasive Mechanical Ventilation or Extracorporeal Membrane Oxygenation) within 28 days.
  2. Time to no longer requiring any organ support within 28 days.
  3. Time to improvement (defined as a de-escalation in respiratory support; no oxygen support/other lower degree oxygen support < High Flow Oxygen ≥ 30 L/min with FiO2 ≥ 30% < Non-Invasive Mechanical Ventilation < Invasive Mechanical Ventilation < Extracorporeal Membrane Oxygenation) within 28 days.
  4. Mean change in S/F ratio from Day 1 (Baseline) to Day 7.
  5. Organ support-free days until Day 28.
  6. Invasive Mechanical Ventilation or Extracorporeal Membrane Oxygenation free days until Day 28.
  7. Respiratory support-free days until Day 28.
  8. All-cause mortality up to Days 28 and 60.
  9. Area under the concentration-time curve (AUC) over the dosing interval at steady state (AUC0-tau), maximum concentration at steady state (Cmax), average drug concentration at steady state (Cav), trough concentrations (Ctrough), time of maximum concentration at steady state (tmax), terminal half-life at steady state (t1/2), accumulation ratios for Cmax and AUC, clearance (CL) and volume of distribution (Vz) of AON-D21 in plasma. From a subset of ≥ 20 participants from selected sites.
  10. Determination of C5a inhibitory activity. From a subset of ≥ 100 participants.

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 1

AON-D21

PRD9088009 · Product

Active substance
AON-D21
Substance synonyms
NOX-D21
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS USE
Max daily dose
0.4 mg/kg milligram(s)/kilogram
Max total dose
4.0 mg/kg milligram(s)/kilogram
Max treatment duration
10 Day(s)
Authorisation status
Not Authorised
MA holder
APTARION BIOTECH AG
Paediatric formulation
No
Orphan designation
No

Placebo 1

Aon-d21 placebo (5% glucose solution for infusion)

N/A · Product

Other product name
N/A
Pharmaceutical form
N/A
ATC code
N/A — N/A
Marketing authorisation
N/A
MA holder
N/A
MA country
Iceland
Paediatric formulation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

Aptarion Biotech AG

Sponsor organisation
Aptarion Biotech AG
Address
Max-Dohrn-Strasse 8-10, Charlottenburg Charlottenburg
City
Berlin
Postcode
10589
Country
Germany

Scientific contact point

Organisation
Aptarion Biotech AG
Contact name
Functional contact point

Public contact point

Organisation
Aptarion Biotech AG
Contact name
Functional contact point

Third parties 9

OrganisationCity, countryDuties
Abf Pharmaceutical Services GmbH
ORG-100014752
Vienna, Austria Code 14, Other
A+ Science AB
ORG-100030191
Stockholm, Sweden Other, Code 8
SVAR Life Science AB
ORG-100046037
Malmo, Sweden Laboratory analysis
EU Micron OÜ
ORG-100048811
Tallinn, Estonia On site monitoring, Code 10, Code 11, Code 12, Code 2, Code 5, Data management
Synevo Studien Service Labor GmbH
ORG-100047245
Berlin, Germany Laboratory analysis
Axolabs GmbH
ORG-100043876
Kulmbach, Germany Laboratory analysis
Anapharm Europe S.L.
ORG-100037200
Barcelona, Spain Laboratory analysis
Sitero LLC
ORG-100047455
Coral Gables, United States Interactive response technologies (IRT)
Anju Software Inc.
ORG-100047042
Tempe, United States E-data capture

Locations

4 EU/EEA countries · 23 investigational sites

By country

CountryMS statusPlanned subjectsSites
Belgium Ended 20 3
France Ended 70 10
Germany Ended 20 4
Spain Ended 20 6
Rest of world
United Kingdom
30

Investigational sites

Belgium

3 sites · Ended
Cliniques Saint Luc
Service de soins intensifs, 10, av Hippocrate, Bruxelles
Clinique Saint-Pierre Ottignies (CSPO)
Service des soins intensifs, Avenue Reine Fabiola, 9, Ottignies
CHU De Liege
Service de soins intensifs, Avenue De L'hopital 1, 4000, Liege

France

10 sites · Ended
Les Hopitaux Universitaires De Strasbourg
Service de Medicine intensive - Reanimation, 1 Place De L Hopital, Cs 80426, Strasbourg Cedex
Centre hospitalier de Melun-Sénart
Medicine Intensive Care, 270 avenue Marc Jacquet, 77000
CHU Dupuytren Limoges
Service de Réanimation Polyvalente, 16, Rue du Pr Bernard Descottes, Limoges
Centre Hospitalier Victor Dupouy
Service de soins intensifs, 69 Rue Du Lieutenant Colonel Prudhon, 95107, Argenteuil Cedex
Hopital Nord Franche Comte
Service de soins intensifs, 100 Route De Moval, 90400, Trevenans
Centre Hospitalier Universitaire De Nantes
Service de Réanimation medicale, 30 Boulevard Jean Monnet, 44000, Nantes
Centre Hospitalier Regional Universitaire De Tours
Service de Réanimation medicale, 2 Boulevard Tonnelle, 37044, Tours Cedex 9
Centre Hospitalier Departemental Vendee
Service de soins intensifs, Boulevard Stephane Moreau, 85925, La Roche Sur Yon Cedex 9
Centre Hospitalier Bretagne Atlantique
Service de soins intensifs, 20 Boulevard General Maurice Guillaudot, 56000, Vannes
Assistance Publique Hopitaux De Paris
Intensive Care Unit, 178 Rue Des Renouillers, 92700, Colombes

Germany

4 sites · Ended
Charite Universitaetsmedizin Berlin KöR
Director of respiratory medicine and critical care, Chariteplatz 1, Mitte, Berlin
University Hospital Cologne AöR
Intensive Care Department, Kerpener Strasse 62, Lindenthal, Cologne
Cologne-Merheim Hospital
Intensive Care Department, Ostmerheimer Str. 200, 51109, Cologne
Universitaetsklinikum Giessen und Marburg GmbH
Intensive Care Department, Klinikstrasse 33, 35392, Giessen

Spain

6 sites · Ended
Hospital Universitari De Girona Doctor Josep Trueta
Intensive Care Department, Avinguda De Franca S/n, 17007, Girona
Hospital Universitari Mutua Terrassa
Intensive Care Department, Plaza del Dr. Robert 5, 08221, Terrassa
Hospital Universitari Vall d'Hebron
Intensive Care Department, Passeig Vall d´Hebron, 119-129, Barcelona
Hospital Clinico San Carlos
Intensive Care Department, Calle Del Profesor Martin Lagos Sn, 28040, Madrid
Hospital Universitario Y Politecnico La Fe
Intensive Care Department, Avenida De Fernando Abril Martorell 106, 46026, Valencia
Bellvitge University Hospital
Intensive Care Department, Carrer De La Feixa Llarga S/n, 08907, L'hospitalet De Llobregat

Country notifications

Trial-start, recruitment-start, end and early-termination notifications submitted per Member State

Country Trial startTrial end Recruitment startRecruitment end Early termination
Belgium 2024-04-24 2026-02-12 2024-05-27 2026-01-04
France 2024-03-04 2026-03-16 2024-03-15 2026-01-04
Germany 2024-03-07 2026-02-02 2024-04-10 2026-01-04
Spain 2024-05-07 2026-03-04 2024-05-30 2026-01-04

Oversight and notifications

Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77

Corrective measures 1 · Art. 77 CTR

Corrective measure CM-FR-0001

Member state
France
Publication date
2025-02-05
Type
3
Reason
7, 6
Immediate action required
Yes
Justification
The sponsor is asked to justify :
- The reason why part II have not been updated accordingly regarding the protocol V5’s modifications. Indeed, in France, any modification impacting the Patient Information Sheet/Informed Consent Form (PIS-ICF) is considered substantial. The sponsor should have submitted SM Part II as well. The sponsor is asked to submit a part II SM application for FR for the Patient Information Sheet/Informed Consent Form (PIS-ICF) and Clinical Trial Insurance.
- Regarding the following changes: updating the number of patients (from 100 to 150) and updating the approximate number of sites participating in the research study (from approximately 20 to approximately 28). The sponsor must specify which countries are impacted by these new centers. The new centers must be declared in a SM part II in the impacted country(ies).

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Documents 14 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Protocol (for publication) D1_Protocol 2023-505985-28_Redacted 5.0
Protocol (for publication) D5_IMP_Handling_Manual 2023-505985-28_Redacted 2.0
Recruitment arrangements (for publication) K1_Recruitment arrangements NA
Recruitment arrangements (for publication) K2_Recruitment material_ PARTICIPANT IDENTIFICATION CARD_FRA 1.0
Recruitment arrangements (for publication) K2_Recruitment material_Family Doctor Letter_FRA 1.0
Subject information and informed consent form (for publication) L1_SIS and ICF Consent Form AFTER LAR_FRA Redacted 1.1
Subject information and informed consent form (for publication) L1_SIS and ICF Main Consent Form_FRA Redacted 1.3
Subject information and informed consent form (for publication) L1_SIS and ICF Pregnant Partner Information Sheet and Informed Consent Form FRA Redacted 1.1
Subject information and informed consent form (for publication) L2_Other subject information material_Form for travel and expenses reimbursement FRA 5
Synopsis of the protocol (for publication) D1_Protocol synopsis BEL_NL 2023-505985-28 3.0
Synopsis of the protocol (for publication) D1_Protocol synopsis ENG 2023-505985-28 3.0
Synopsis of the protocol (for publication) D1_Protocol synopsis FRA 2023-505985-28 3.0
Synopsis of the protocol (for publication) D1_Protocol synopsis GER 2023-505985-28 3.0
Synopsis of the protocol (for publication) D1_Protocol synopsis SPA 2023-505985-28 3.0

Application history

8 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2023-11-17 Germany Acceptable
2024-02-13
2024-02-13
2 SUBSTANTIAL MODIFICATION SM-1 2024-02-27 Acceptable 2024-03-12
3 SUBSTANTIAL MODIFICATION SM-4 2024-02-27 Acceptable 2024-03-21
4 SUBSTANTIAL MODIFICATION SM-5 2024-02-27 Germany Acceptable 2024-03-11
5 SUBSTANTIAL MODIFICATION SM-6 2024-04-23 Germany Acceptable
2024-06-17
2024-06-18
6 SUBSTANTIAL MODIFICATION SM-7 2024-07-26 Germany Acceptable
2024-09-05
2024-09-06
7 SUBSTANTIAL MODIFICATION SM-8 2024-11-08 Germany Acceptable
2025-01-29
2025-01-30
8 SUBSTANTIAL MODIFICATION SM-9 2025-02-11 Acceptable 2025-02-19