Trial of Mosunetuzumab (BTCT4465A) as Consolidation Therapy in Participants With Diffuse Large B-Cell Lymphoma Following First-Line Immunochemotherapy and as Monotherapy or in Combination With Polatuzumab Vedotin in Elderly/ Unfit Participants With Previously Untreated Diffuse Large B-Cell Lymphoma

2023-507498-16-00 Protocol GO40554 Phase I and Phase II (Integrated) - Other Ended

Start 2 Jul 2019 · End 7 Aug 2025 · Status Ended · 2 EU/EEA countries · 10 sites · Protocol GO40554

Overview

Sponsor-declared trial summary

Phase Phase I and Phase II (Integrated) - Other
Status Ended
Participants planned 179
Countries 2
Sites 10

Diffuse Large B-Cell Lymphoma (DLBCL)

Cohort A To evaluate: ● A preliminary assessment of anti-tumor activity of mosunetuzumab (IV) in patients with best response of stable disease (SD) or partial response (PR) following first-line therapy for DLBCL ● Safety, tolerability, pharmacokinetics (PK) of mosunetuzumab intravenous (IV) in patients previously treat…

Key facts

Sponsor
F. Hoffmann-La Roche AG
Participant type
Patients
Age range
18-64 years, 65+ years
Gender
Male and Female
Therapeutic area
Diseases [C] - Neoplasms [C04]
Trial duration
2 Jul 2019 → 7 Aug 2025
Decision date (initial)
2024-04-19
Transition trial
Yes
Low-intervention
No
Rare-disease indication
No
Vulnerable population
Yes
Funding sources
F. Hoffmann-La Roche AG

External identifiers

EU CT number
2023-507498-16-00
EudraCT number
2018-001127-40

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Pharmacokinetic, Efficacy, Others, Safety

Cohort A
To evaluate:
● A preliminary assessment of anti-tumor activity of mosunetuzumab (IV) in patients with best response of stable disease (SD) or partial response (PR) following first-line therapy for DLBCL
● Safety, tolerability, pharmacokinetics (PK) of mosunetuzumab intravenous (IV) in patients previously treated with first-line immunochemotherapy for DLBCL, including determination of the recommended dose for consolidation therapy
Cohort B
To evaluate:
● A preliminary assessment of anti-tumor activity of mosunetuzumab IV in elderly/unfit patients with previously untreated DLBCL
● Safety, tolerability, PK of mosunetuzumab IV in elderly/unfit patients with previously untreated DLBCL
Cohort C:
To evaluate:
● An assessment of overall anti-tumor activity of mosunetuzumab subcutaneous (SC) in combination with polatuzumab vedotin IV in elderly/unfit patients with previously untreated DLBCL
● Safety, tolerability, PK of mosunetuzumab SC in combination with polatuzumab vedotin IV in elderly/unfit patients with previously untreated DLBCL

● PK of polatuzumab vedotin IV when administered in combination with mosunetuzumab SC in elderly/unfit patients with previously untreated DLBCL

Secondary objectives 2

  1. To make a preliminary assessment of efficacy of mosunetuzumab IV as a single agent or as SC in combination with polatuzumab vedotin IV
  2. To assess the immune response to mosunetuzumab, and polatuzumab vedotin (Cohort C only) and the potential effect of mosunetuzumab anti-drug antibody incidence on relevant clinical outcomes

Conditions and MedDRA coding

Diffuse Large B-Cell Lymphoma (DLBCL)

VersionLevelCodeTermSystem organ class
21.0 PT 10012821 Diffuse large B-cell lymphoma recurrent 100000004864

Study design 1 period

#TitleAllocationBlindingRoles blindedArms
1 A Phase I/II study to evaluate Mosunetuzumab administered to patients following first-line treatment
This Phase I/II, multicenter, open-label study will evaluate the safety, pharmacokinetics, and preliminary efficacy of mosunetuzumab (in 3 separate cohorts) following first-line DLBCL immunochemotherapy in patients with a best response of stable disease (SD) or partial response (PR) (Cohort A), or elderly/unfit patients with previously untreated DLBCL (Cohort B), or subcutaneous (SC) mosunetuzumab in combination with polatuzumab vedotin IV in elderly/unfit patients with previously untreated DLBCL (Cohort C).
Not Applicable None Cohort A: Patients with SD or PR to first-line anthracycline-based immunochemotherapy for DLBCL will receive mosunetuzumab IV as consolidation therapy. Initially, approximately 10 patients will receive mosunetuzumab to further assess safety, tolerability, and pharmacokinetics in the consolidation setting at the 60/30-mg dose level (1 mg on Cycle 1, Day 1 [C1D1]; 2 mg on C1D8; 60 mg on C1D15 and
C2D1; and 30 mg on C3D1 and Day 1 of each subsequent cycle).
Cohort B: Elderly/unfit patients with previously untreated DLBCL will receive mosunetuzumab IV. A safety cohort of approximately 6 patients with elderly/unfit previously untreated DLBCL will receive mosunetuzumab to further assess safety and tolerability of this regimen in the front-line setting at the 13.5 mg dose (1 mg on C1D1; 2 mg on C1D8; 13.5 mg on C1D15). If safe, dose can be escalated for 6 patients up to 30mg, with an additional 40 patients enrolled at the recommended does after this in the expansion phase
Cohort C: Elderly/unfit patients with previously untreated DLBCL will receive mosunetuzumab SC in combination with polatuzumab vedotin IV. study enrollment will take place in up to three stages: Up to two safety-evaluation cohorts of mosunetuzumab SC in combination with polatuzumab vedotin IV at 1.8 mg/kg, increased to the 5/15/45mg dose if safe, followed by an expansion stage, where more patients will be given the recommended dose. Patients with a response of SD or PR after 8 cycles may continue with mosunetuzumab treatment for up to 17 cycles or until disease progression.

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 6

  1. For All Cohorts At least one bi-dimensionally measurable nodal (>1.5cm) lesion or extranodal (>1.0 Cm) lesion
  2. For All Cohorts Eastern Cooperative Oncology Group (ECOG) Performance Status of 0, 1, or 2. Exception (Cohort C only): in South Korea, patients 80 years or older with ECOG >=2, will not be eligible
  3. Cohort A One prior therapy with any systemic anthracycline based chemoimmunotherapy containing regimen for previously untreated DLBCL and Best response of SD or PR to prior systemic chemoimmunotherapy at the end of the induction treatment in accordance with the Lugano 2014 criteria
  4. Cohort C Age >= 80 years or Patients who are 65−79 years of age, and considered ineligible for chemoimmunotherapy (R CHOP) at least one of the following: Impairment in >= 2 ADL component and/or Impairment in >= 2 instrumental ADL (IADL) component and/or CIRS-G score of at least 1 comorbidity with a severity score of 3-4 (not including lymphoma and hematologic deficiencies due to lymphoma) or a score of 2 in >=8 comorbidities
  5. Cohorts B and C Patients with an initial ECOG performance status of 3 may be considered during screening if the performance status is DLBCL-related and if pre-phase treatment during the screening phase results in an improvement of ECOG performance status to <=2 prior to enrollment
  6. Cohort B ≥ 80 years of age, or 60-79 years of age and unfit for full-dose chemotherapy because of poor performance status, impairments in ADL or instrumental activities of daily living (IADL), or other comorbidities

Exclusion criteria 6

  1. For All Cohorts Transformed lymphoma, CNS lymphoma
  2. For All Cohorts Prior treatment with mosunetuzumab
  3. For All Cohorts History of confirmed progressive multifocal leukoencephalopathy (PML)
  4. Cohort A Prior anti-lymphoma treatment with chemotherapy, immunotherapy, or biologic therapy within 4 weeks prior to C1D1
  5. Cohorts B and C Prior treatment for DLBCL with chemotherapy, immunotherapy, and biologic therapy Exception: patients in Cohort B who are treated with vincristine and prednisone as part of pre-phase treatment or patients in Cohort C who are treated with prednisone as part of pre-phase treatment
  6. Cohort C Current Grade >1 peripheral neuropathy by clinical examination or demyelinating form of Charcot-Marie-Tooth disease

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 2

  1. 1. Positron emission tomography–computed tomography (PET-CT) complete response (CR) rate or overall response rate (ORR) according to the Lugano 2014 criteria at primary response assessment (PRA) per investigator (INV) for Cohort A and B respectively, and PET-CT ORR at PRA by the IRC for Cohort C
  2. 2. Incidence and severity of adverse events

Secondary endpoints 14

  1. 1. PET-CT CR per INV for Cohort B and C and per IRC (Cohort C only)
  2. 2. Objective response rate (ORR) at PRA per INV Cohort A and C
  3. 3. Best ORR per INV in all Cohorts and by IRC in Cohort C
  4. 4. Duration of response per INV in all Cohorts and by IRC in Cohort C
  5. 5. DOCR, as determined by the investigator in all Cohorts and by the IRC (Cohort C only)
  6. 6. Progression-free survival per INV in all Cohorts and by IRC in Cohort C
  7. 7. Overall survival
  8. 8. Time to deterioration in EORTC QLQ-C30 physical functioning and fatigue, in EORTC IL17 physical functioning, and in the FACT-Lym subscale in Cohorts B and C
  9. 9. Proportion of patients achieving a clinically meaningful improvement in physical functioning as measured by EORTC QLQ-C30 and EORTC IL17 (in Cohorts B and C)
  10. 10. Incidence of Antidrug antibody (ADA) to mosunetuzumab, and polatuzumab vedotin
  11. 11. Relationship between ADAs and PK, safety, efficacy, and biomarkers may be explored as appropriate
  12. 12. Maximum serum concentration (Cmax) and minimum serum concentration (Cmin) of mosunetuzumab (IV/SC) and polatuzumab vedotin
  13. 13. Total exposure (area under the concentration-time curve [AUC]) of mosunetuzumab (IV/SC) and polatuzumab vedotin
  14. 14. Time to maximum concentration (Tmax) of mosunetuzumab SC

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 9

RoActemra 20 mg/mL concentrate for solution for infusion

PRD2154622 · Product

Active substance
Tocilizumab
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
IV INFUSION
Authorisation status
Authorised
ATC code
L04AC07 — -
Marketing authorisation
EU/1/08/492/003
MA holder
ROCHE REGISTRATION GMBH
MA country
Iceland
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
Yes
Modification description
Change of packaging for use in Clinical Trial

Polivy 30 mg powder for concentrate for solution for infusion.

PRD8520609 · Product

Active substance
Polatuzumab Vedotin
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
IV INFUSION
Authorisation status
Authorised
ATC code
L01FX14 — -
Marketing authorisation
EU/1/19/1388/002
MA holder
ROCHE REGISTRATION GMBH
MA country
Liechtenstein
Paediatric formulation
No
Orphan designation
Yes
Orphan designation number
EU/3/18/2013
Modified vs. Marketing Authorisation
Yes
Modification description
Secondary packaging and labeling for clinical trial use

Polivy 140 mg powder for concentrate for solution for infusion.

PRD7856215 · Product

Active substance
Polatuzumab Vedotin
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
IV INFUSION
Authorisation status
Authorised
ATC code
L01FX14 — -
Marketing authorisation
EU/1/19/1388/001
MA holder
ROCHE REGISTRATION GMBH
MA country
EU
Paediatric formulation
No
Orphan designation
Yes
Orphan designation number
EU/3/18/2013
Modified vs. Marketing Authorisation
Yes
Modification description
Secondary packaging and labeling for clinical trial use

Mosunetuzumab

PRD9583109 · Product

Active substance
Mosunetuzumab
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS
Authorisation status
Not Authorised
MA holder
ROCHE REGISTRATION GMBH (RRG)
Paediatric formulation
No
Orphan designation
No

Mosunetuzumab

PRD10212759 · Product

Active substance
Mosunetuzumab
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS USE
Authorisation status
Not Authorised
MA holder
F. HOFFMANN-LA ROCHE LTD
Paediatric formulation
No
Orphan designation
No

Mosunetuzumab

PRD9583110 · Product

Active substance
Mosunetuzumab
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS USE
Authorisation status
Not Authorised
MA holder
ROCHE REGISTRATION GMBH (RRG)
Paediatric formulation
No
Orphan designation
No

Mosunetuzumab

PRD9581693 · Product

Active substance
Mosunetuzumab
Pharmaceutical form
SOLUTION FOR INJECTION
Route of administration
SUBCUTANEOUS
Authorisation status
Not Authorised
MA holder
F. HOFFMANN-LA ROCHE LTD
Paediatric formulation
No
Orphan designation
No

Mosunetuzumab

PRD9583111 · Product

Active substance
Mosunetuzumab
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS
Authorisation status
Not Authorised
MA holder
ROCHE REGISTRATION GMBH (RRG)
Paediatric formulation
No
Orphan designation
No

Mosunetuzumab

PRD9581694 · Product

Active substance
Mosunetuzumab
Pharmaceutical form
SOLUTION FOR INJECTION
Route of administration
SUBCUTANEOUS
Authorisation status
Not Authorised
MA holder
F. HOFFMANN-LA ROCHE LTD
Paediatric formulation
No
Orphan designation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

F. Hoffmann-La Roche AG

Sponsor organisation
F. Hoffmann-La Roche AG
Address
Grenzacherstrasse 124
City
Basel
Postcode
4058
Country
Switzerland

Scientific contact point

Organisation
F. Hoffmann-La Roche AG
Contact name
Trial Information System - TISL

Public contact point

Organisation
F. Hoffmann-La Roche AG
Contact name
Trial Information System - TISL

Third parties 7

OrganisationCity, countryDuties
Labcorp Central Laboratory Services S.a.r.l.
ORG-100011524
Meyrin, Switzerland Laboratory analysis
Fortrea Inc.
ORG-100012602
Durham, United States On site monitoring, Other, Code 2, Code 5, Code 8
Bioclinica Inc.
ORG-100033079
Princeton, United States Other
Signant Health Global LLC
ORG-100040604
San Francisco, United States Interactive response technologies (IRT)
CellCarta
ORG-100039881
Antwerp, Belgium Laboratory analysis
QPS Netherlands B.V.
ORG-100009393
Groningen, Netherlands Laboratory analysis
Pharmaceutical Product Development LLC
ORG-100016999
Richmond, United States Laboratory analysis

Locations

2 EU/EEA countries · 10 investigational sites

By country

CountryMS statusPlanned subjectsSites
Poland Ended 22 4
Spain Ended 17 6
Rest of world
Israel, United States, Taiwan, Korea, Republic of
140

Investigational sites

Poland

4 sites · Ended
Centrum Onkologii Ziemi Lubelskiej Im. Sw. Jana Z Dukli
Oddział Hematologii i Transplantacji Szpiku z Bankiem Tkanek i Komórek oraz Pracownią Cytometrii, Ul. Dra Kazimierza Jaczewskiego 7, 20-090, Lublin
Uniwersyteckie Centrum Kliniczne
Ośrodek Badań Klinicznych Wczesnych Faz, Ul. Mariana Smoluchowskiego 17, 80-214, Gdansk
Szpital Wojewodzki W Opolu Sp. z o.o.
Oddział Kliniczny Hematologii, Onkologii Hematologicznej i Chorób Wewnętrznych, Ul. Katowicka 64, 45-061, Opole
Pratia S.A.
NA, Ul. Pana Tadeusza 2, 30-727, Cracow

Spain

6 sites · Ended
Hospital Universitari Vall D Hebron
Hematology, Edificio Materno-Infantil, Passeig De La Vall D'hebron 119-129, Barcelona
Hospital Universitario 12 De Octubre
Hematology, Bloque D, Avenida De Cordoba Sn, Madrid
Hospital General Universitario Gregorio Maranon
Hematology, Calle Del Doctor Esquerdo 46, 28009, Madrid
Hospital San Pedro De Alcantara
Hematology, Avenida De Pablo Naranjo Porras S/n, 10002, Caceres
Institut Catala D'oncologia
Hematology, Avinguda De La Gran Via De L'hospitalet 199-203, 08908, L'hospitalet De Llobregat
Hospital Universitario Virgen De La Macarena
Hematology, Avenida Del Doctor Fedriani 3, 41009, Sevilla

Country notifications

Trial-start, recruitment-start, end and early-termination notifications submitted per Member State

Country Trial startTrial end Recruitment startRecruitment end Early termination
Poland 2020-04-01 2025-08-06 2020-04-01 2022-12-16
Spain 2019-07-02 2025-08-05 2019-10-21 2023-06-08

Oversight and notifications

Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77

Unexpected events 1 · Art. 53 CTR

Note: SUSARs are reported via EudraVigilance, not CTIS — events shown here are CTIS-public notifications only.

Unexpected event UE-32824

Event date
2024-05-31
Submission date
2024-07-03
Member states affected
Spain, Poland
Event description
New important identified risks: Hemophagocytic Lymphohistiocytosis, Neurologic toxicity including Immune Effector Cell Associated Neurotoxicity (ICANS)

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Layperson summary Annex V

TitleSubmission dateStatusType
Lay person summary of results_GO40554 2026-05-21T08:17:42 Submitted Laypersons Summary of Results

Documents 23 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Laypersons summary of results (for publication) lay person summary-eng 1
Laypersons summary of results (for publication) lay person summary-es 1
Laypersons summary of results (for publication) lay person summary-pl 1
Protocol (for publication) D1_Protocol 2023-507498-16-00 Redacted.pdf 9
Protocol (for publication) d4_patient-facing- documents_fact-lym_eng n/a
Protocol (for publication) d4_patient-facing- documents_fact-lym_es 1
Protocol (for publication) d4_patient-facing-documents_eortc il17_eng n/a
Protocol (for publication) d4_patient-facing-documents_eortc il17_es n/a
Protocol (for publication) d4_patient-facing-documents_qlq-c30_eng 3
Protocol (for publication) d4_patient-facing-documents_qlq-c30_es 3
Recruitment arrangements (for publication) K1_Recruitment arrangements NA
Recruitment arrangements (for publication) K1_Recruitment arrangements NA
Subject information and informed consent form (for publication) L1_PL_Polish_Greenphire ICF 1
Subject information and informed consent form (for publication) L1_PL_Polish_Main ICF_Redacted 9
Subject information and informed consent form (for publication) L1_PL_Polish_Optional Genome Testing ICF 4
Subject information and informed consent form (for publication) L1_PL_Polish_Pregnant Partner ICF 4
Subject information and informed consent form (for publication) L1_SIS and ICF Adult_Redacted 12.0
Subject information and informed consent form (for publication) L1_SIS and ICF Optional biopsies 4.0
Subject information and informed consent form (for publication) L1_SIS and ICF Optional samples RBR 5.0
Subject information and informed consent form (for publication) L1_SIS and ICF Pregnant Partner 5.0
Synopsis of the protocol (for publication) D1_Protocol synopsis_ENG 2023-507498-16-00 1
Synopsis of the protocol (for publication) d1_protocol-synopsis_es-2023-507498-16-00 1
Synopsis of the protocol (for publication) d1_protocol-synopsis_pl-2023-507498-16-00 1

Application history

4 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2024-02-27 Spain Acceptable
2024-04-01
2024-04-01
2 SUBSTANTIAL MODIFICATION SM-3 2024-08-19 Spain Acceptable
2024-10-16
2024-10-16
3 SUBSTANTIAL MODIFICATION SM-5 2024-12-06 Spain Acceptable
2025-02-03
2025-02-03
4 SUBSTANTIAL MODIFICATION SM-6 2025-05-12 Spain Acceptable
2025-07-07
2025-07-09