Overview
Sponsor-declared trial summary
Previously untreated and histologically confirmed HER2-Positive (HER2[+]) early- stage breast cancer
Primary efficacy objective To assess 3-year recurrence-free interval (3y-RFI) in all patients with previously untreated HER2[+] (IHC score 3+) node-negative early-stage breast cancer. Primary safety objective To assess global health status decline rate at 1 year from start of neoadjuvant treatment.
Key facts
- Sponsor
- Medica Scientia Innovation Research S.L.
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 16 Jun 2021 → ongoing
- Decision date (initial)
- 2024-09-18
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
- Funding sources
- F. Hoffmann - La Roche, Ltd.
External identifiers
- EU CT number
- 2023-508738-32-00
- EudraCT number
- 2020-003205-66
- ClinicalTrials.gov
- NCT04733118
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Therapy, Efficacy
Primary efficacy objective
To assess 3-year recurrence-free interval (3y-RFI) in all patients with previously
untreated HER2[+] (IHC score 3+) node-negative early-stage breast cancer.
Primary safety objective
To assess global health status decline rate at 1 year from start of neoadjuvant treatment.
Secondary objectives 18
- To assess pathological complete response (pCR).
- To compare the rate of pCR by hormone receptor (HR) status and tumor stage
- To evaluate residual cancer burden (RCB).
- To evaluate rate of breast-conserving surgery (BCS)
- To evaluate objective response rate.
- To evaluate the correlation between final MRI results and breast conserving surgery (BCS), pCR, and RCB at surgery.
- To analyze the rate of RFI at 5 years.
- To analyze the rate of event-free survival (EFS) at 3 and 5 years
- To analyze the rate of relapse-free survival (RFS) at 3 and 5 years.
- To analyze the rate of distant relapse-free survival (DRFS) at 3 and 5 years.
- To analyze the rate of disease-free survival (DFS) at 3 and 5 years
- To analyze the rate of invasive disease-free survival (iDFS) at 3 and 5 years.
- To analyze overall survival (OS) at 3 and 5 years
- To analyze the rate of breast cancer-specific survival (BCSS) at 3 years and 5 years
- To assess the cardiac toxicity profile after 1 year of adjuvant treatment according to the NCI-CTCAE v.5.0.
- To assess the general toxicity profile according to CTCAE v.5.0.
- To evaluate health-related quality of life (HRQoL) as assessed by the European Organisation for Research and Treatment of Cancer (EORTC)-QLC-C30 and QLQBR23 questionnaires
- To evaluate the ratio of patients who have needed chemotherapy.
Conditions and MedDRA coding
Previously untreated and histologically confirmed HER2-Positive (HER2[+]) early- stage breast cancer
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 23.0 | PT | 10065430 | HER2 positive breast cancer | 100000004864 |
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 16
- Written informed consent prior to beginning specific protocol procedures.
- Female or male patients ≥ 18 years of age
- Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1.
- Histologically proven invasive carcinoma of the breast.
- Tumor size must be ≥5mm and ≤25mm using ultrasound and mammography (tumor size between ≥5mm and ≤30mm by MRI is also accepted given the precision of the technique). Note: Although tumors between ≥ 5mm and ≤ 10mm are not considered target lesions by RECIST v1.1, we will consider these lesions as targets to follow-up.
- Patients must have node-negative breast cancer by clinical exam, MRI and ultrasound according to the American Joint Committee on Cancer (AJCC) 8th edition.
- Centrally confirmed HER2[+] status with IHC score 3+.
- Known estrogen receptor (ER) and progesterone receptor (PgR) status prior to study entry that should be performed by immunohistochemical methods according to the local institution standard protoco
- Patients with multifocal or multicentric breast cancer are eligible; only patients with a total number of lesions ≤ 2 are eligible and if all lesions sampled meet the inclusion criteria #5, #6, and #7. Note: If two lesions are in such proximity that it is suspected to be the same lesion, it would not be necessary to biopsy both.
- Normal left ventricular function and diastolic function (left ventricular ejection fraction [LVEF] ≥55%) as assessed by echocardiogram or multiple-gated acquisition scan (MUGA) documented within ≤28 days prior to first dose of study treatment.
- Adequate bone marrow, liver, and renal function: a. Hematological: White blood cell (WBC) count > 3.0 × 109/L, absolute neutrophil count (ANC) ≥ 1.5 × 109/L, platelet count ≥ 100.0 × 109/L, and hemoglobin ≥ 10.0 g/dL (≥ 6.2 mmol/L). b. Hepatic: total bilirubin ≤ institutional upper limit of normal (ULN) (except for Gilbert’s syndrome); alkaline phosphatase (ALP) ≤ 2.5 times ULN; aspartate transaminase (AST) and alanine transaminase (ALT) ≤ 1.5 times ULN. c. Renal: serum creatinine ≤ 1.5 × ULN or creatinine clearance ≥ 50 mL/min/1.73 m2 for patients with creatinine levels above institutional normal. d. International normalized ratio (INR) and activated partial thromboplastin time (aPTT) ≤ 1.5 × ULN
- Patient must be accessible for treatment and follow-up.
- Willingness and ability to provide blood samples at baseline, C3D1 before treatment infusion, pre-surgery and then after surgery: every 6 months for the first 5 years, and every year thereafter until the EoS
- Willingness and ability to provide tumor tissue samples at baseline and at surgery.
- Women of childbearing potential and men with partners of childbearing potential must be willing to use one highly effective form of nonhormonal contraception or two effective forms of nonhormonal contraception by the patient and/or partner and to continue its use for the duration of study treatment and for seven months after the last dose of study treatment. Note: Acceptable forms of effective contraception should include two of the following: i. Placement of non-hormonal intrauterine device (IUD) ii. Condom with spermicidal foam/gel/film/cream/suppository iii. Diaphragm or cervical/vault caps with spermicidal foam/film/cream/suppository The above contraception is not a requirement in the case the male patient, or male partner of a female patient, is surgically sterilized, the female patient is postmenopausal or the patient remains abstinent and truly abstains from sexual activity (refrains from heterosexual intercourse).
- Negative serum pregnancy test for premenopausal women including women who have had a tubal ligation and for women less than 12 months after the onset of menopause.
Exclusion criteria 19
- Any previous treatment, including chemotherapy, anti-HER2 therapy, radiation therapy, or ET for invasive breast cancer (except for breast carcinoma in situ of the contralateral breast cancer, in the last five years before treatment initiation in this study)
- HER2 disease with IHC score 0, 1+ or 2+ and in situ hybridization (ISH) positive result.
- Evidence of metastatic disease. Note: All patients must be willing to undergo chest and pelvis computed tomography (CT)/MRI scan before enrolment to prove no evidence of metastatic disease. Bone scan will be performed at screening only if there is suspicion of bone metastases. If a bone scan cannot be performed at screening, an alternative is PET/CT using 18F-labeled sodium fluoride (18F-fluoride PET/CT).
- Patients with bilateral breast cancer.
- Known hypersensitivity reaction to any investigational or therapeutic compound or their incorporated substances
- History of other malignancy within the last five years prior to first dose of study drug administration, except for curatively treated basal and squamous cell carcinoma of the skin and/or in situ cervical carcinoma.
- Uncontrolled hypertension (systolic > 150 mm Hg and/or diastolic > 100 mm Hg) despite adequate antihypertensive treatment.
- Serious cardiac illness or medical conditions including, but not confined to, the following: − History of NCI CTCAE v5.0 Grade ≥ 3 symptomatic congestive heart failure (CHF) or New York Heart Association (NYHA) Class ≥ II. − High-risk uncontrolled arrhythmias (i.e., atrial tachycardia with a heart rate ≥ 100/min at rest, significant ventricular arrhythmia [ventricular tachycardia], or highergrade atrioventricular [AV]-block, such as second-degree AV-block Type 2 [Mobitz II] or third-degree AV-block). − Serious cardiac arrhythmia or severe conduction abnormality not controlled by adequate medication. − Angina pectoris requiring anti-angina medication. − Clinically significant valvular heart disease. − Evidence of transmural infarction on electrocardiogram (ECG). − Evidence of myocardial infarction within the last 12 months prior to study entry.
- History of ventricular dysrhythmias or risk factors for ventricular dysrhythmias, such as structural heart disease (e.g., severe left ventricular systolic dysfunction [LVSD], left ventricular hypertrophy), coronary heart disease (symptomatic or with ischemia demonstrated by diagnostic testing), clinically significant electrolyte abnormalities (e.g., hypokalemia, hypomagnesemia, hypocalcemia), or family history of sudden unexplained death or long QT syndrome.
- Active uncontrolled infection at the time of enrollment.
- Current known infection with human immunodeficiency virus (HIV), hepatitis B virus, or hepatitis C virus.
- Patients with pulmonary disease requiring continuous oxygen therapy.
- Grade ≥2 neuropathy as per National Cancer Institute – Common Terminology Criteria for Adverse Events (NCI–CTCAE) version (v)5.0.
- Previous history of bleeding diathesis.
- Patient is currently receiving chronic treatment with corticosteroids, or another immunosuppressive agent (standard premedication for chemotherapy and local applications are allowed).
- Major surgical procedure or significant traumatic injury within 14 days prior to study entry or anticipation of need for major surgery within the course of the study treatment
- Any other concurrent severe and/or uncontrolled medical condition that would contraindicate patient participation in the clinical study.
- History of having received any investigational treatment within 28 days prior to study entry.
- Pregnant or breast-feeding women or patients not willing to apply highly effective contraception as defined in the protocol.
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 2
- Primary efficacy endpoint: 3y-RFI defined as time from start of treatment in adjuvant setting until recurrence, new invasive disease, or death from breast cancer in the overall population. Recurrence will be defined in accordance with the standardized efficacy endpoints (STEEP) criteria.
- Primary safety endpoint Global health status decline rate at 1 year from start of neoadjuvant treatment, defined as the rate of patients with a ≥10% global health status decline at 1 year from start of neoadjuvant treatment as assessed by the Global Health Status/QoL EORTC-QLC-C30 scale and its breast cancer module QLQ-BR23.
Secondary endpoints 18
- pCR rates (pCRBREAST+LYMPH NODES -ypT0/Tis ypN0- and pCRBREAST -ypT0/Tis-) in the overall study population.
- pCR rates (pCRBREAST+LYMPH NODES -ypT0/Tis ypN0- and pCRBREAST -ypT0/Tis-) according to HR status (positive, negative), and tumor stage (T1, T2).
- RCB score in the overall study population and according to HR status (positive, negative), and tumor stage (T1, T2).
- Rate of BCS in the overall study population and according to HR status (positive, negative), and tumor stage (T1, T2)
- MRI-guided objective response rate by Response Evaluation Criteria in Solid Tumors (RECIST) version (v.)1.1 in the overall study population and according to HR status (positive, negative), and tumor stage (T1, T2)
- Correlation of MRI-guided objective response rate by RECIST v.1.1 with BCS, pCR, and RCB in the overall study population and according to HR status (positive, negative), and tumor stage (T1, T2).
- 5-year RFI in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2).
- 3-year and 5-year EFS in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2).
- 3-year and 5-year RFS in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2)
- 3-year and 5-year DRFS in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2)
- 3-year and 5-year DFS in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2).
- 3-year and 5-year iDFS in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2).
- 3-year and 5-year OS in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2).
- 3-year and 5-year BCSS in the overall study population and according to study arm (A, B, C), HR status (positive, negative), and tumor stage (T1, T2).
- Adverse events of cardiotoxicity after 1 year of adjuvant treatment according to the NCI-CTCAE v.5.0.
- Toxicity and safety profile at 3 and 5 years as per NCI-CTCAE v.5.0 in the overall study population and in each study arm (A, B, C).
- Patient Reported Outcomes (PROs) HRQoL assessment as per EORTC-QLC-C30 and QLQ-BR23 questionnaires in the overall study population and in each study arm (A, B, C)
- Ratio of patients of cohort C who will receive adjuvant chemotherapy before T-DM1.
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 3
Phesgo 600 mg/600 mg solution for injection
PRD8601830 · Product
- Active substance
- Trastuzumab
- Pharmaceutical form
- SOLUTION FOR INJECTION
- Route of administration
- SUBCUTANEOUS USE
- Max daily dose
- 1200 mg milligram(s)
- Max total dose
- 20400 mg milligram(s)
- Max treatment duration
- 51 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XY02 — -
- Marketing authorisation
- EU/1/20/1497/002
- MA holder
- ROCHE REGISTRATION GMBH
- MA country
- Iceland
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP177784 · ATC
- Active substance
- Trastuzumab Emtansine
- Substance synonyms
- RO 05304020, RO5304020
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 3.6 mg/kg milligram(s)/kilogram
- Max total dose
- 36 mg/kg milligram(s)/kilogram
- Max treatment duration
- 30 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XC14 — TRASTUZUMAB EMTANSINE
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Phesgo 1200 mg/600 mg solution for injection
PRD8600161 · Product
- Active substance
- Trastuzumab
- Pharmaceutical form
- SOLUTION FOR INJECTION
- Route of administration
- SUBCUTANEOUS USE
- Max daily dose
- 1800 mg milligram(s)
- Max total dose
- 1800 mg milligram(s)
- Max treatment duration
- 3 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XY02 — -
- Marketing authorisation
- EU/1/20/1497/001
- MA holder
- ROCHE REGISTRATION GMBH
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Medica Scientia Innovation Research S.L.
- Sponsor organisation
- Medica Scientia Innovation Research S.L.
- Address
- Carrer De Pere IV 128 3rd Floor
- City
- Barcelona
- Postcode
- 08005
- Country
- Spain
Scientific contact point
- Organisation
- Medica Scientia Innovation Research S.L.
- Contact name
- Alicia García
Public contact point
- Organisation
- Medica Scientia Innovation Research S.L.
- Contact name
- Emilia Szostak
Third parties 1
| Organisation | City, country | Duties |
|---|---|---|
| Kapadi Spain S.L. ORG-100026667
|
Valencia, Spain | On site monitoring, Code 12, Other |
Locations
4 EU/EEA countries · 38 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Germany | Ongoing, recruitment ended | 45 | 4 |
| Hungary | Ongoing, recruitment ended | 3 | 2 |
| Italy | Ongoing, recruitment ended | 62 | 7 |
| Spain | Ongoing, recruitment ended | 286 | 25 |
| Rest of world | — | 0 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Germany | 2022-04-21 | 2022-04-21 | 2024-03-27 | ||
| Hungary | 2022-01-16 | 2022-01-16 | 2024-03-28 | ||
| Italy | 2022-05-16 | 2022-05-16 | 2024-03-27 | ||
| Spain | 2021-06-16 | 2021-06-16 | 2024-03-27 |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 21 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_ Protocol signature page_ENG 2023-508738-32-00_For publication | 4.0 |
| Protocol (for publication) | D1_History of changes_2023-508738-32-00 | 5.0 |
| Protocol (for publication) | D1_Protocol_2023-508738-32-00_For publication | 5.0 |
| Recruitment arrangements (for publication) | K1_Blank document | 1 |
| Recruitment arrangements (for publication) | NA_document_CTIS_transition_2023-508738-32-00 | 1 |
| Recruitment arrangements (for publication) | NA_document_CTIS_transition_2023-508738-32-00 | 1 |
| Recruitment arrangements (for publication) | NA_document_CTIS_transition_2023-508738-32-00 | 1 |
| Subject information and informed consent form (for publication) | L1_Addendum SIS-ICF_GE | 1 |
| Subject information and informed consent form (for publication) | L1_ICF Main Adult _HUN_CLEAN | 6.0 |
| Subject information and informed consent form (for publication) | L1_PIS Main Adult_HUN_clean_Redacted | 7.0 |
| Subject information and informed consent form (for publication) | L1_SIS | 1.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF MAIN | 4.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF MAIN | 5.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Main_ITA_Redacted | 5.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Main_Redacted | 5.0 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC TMD1 | 1 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_ENG_2023-508738-32-00 | 5.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_GER 2023-508738-32-00 | 5.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_HUN 2023-508738-32-00 | 5.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_ITA 2023-508738-32-00 | 5.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_SPA 2023-508738-32-00 | 5.0 |
Application history
4 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2024-08-21 | Spain | Acceptable with conditions 2024-09-13
|
2024-09-13 |
| 2 | NON SUBSTANTIAL MODIFICATION | NSM-1 | 2025-02-06 | Spain | Acceptable with conditions 2024-09-13
|
2025-02-06 |
| 3 | SUBSTANTIAL MODIFICATION | SM-1 | 2025-12-22 | Spain | Acceptable 2026-02-27
|
2026-03-03 |
| 4 | NON SUBSTANTIAL MODIFICATION | NSM-2 | 2026-05-18 | Acceptable 2026-02-27
|
2026-05-18 |