Overview
Sponsor-declared trial summary
HER2-positive advanced breast cancer
Safety run-in Part 1: To confirm the Recommended Phase 3 Dose of alpelisib in combination with trastuzumab and pertuzumab Double-blind, randomized, placebo-controlled Part 2: To determine whether treatment with alpelisib in combination with trastuzumab and pertuzumab prolongs PFS compared to placebo in combination with…
Key facts
- Sponsor
- Novartis Pharma AG
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 22 Sep 2020 → 7 Nov 2025
- Decision date (initial)
- 2024-07-23
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
External identifiers
- EU CT number
- 2024-512050-13-00
- EudraCT number
- 2019-002741-37
- ClinicalTrials.gov
- NCT04208178
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Dose response, Pharmacokinetic, Safety, Others, Therapy, Efficacy
Safety run-in Part 1:
To confirm the Recommended Phase 3 Dose of alpelisib in combination with trastuzumab and pertuzumab
Double-blind, randomized, placebo-controlled Part 2: To determine whether treatment with alpelisib in combination with trastuzumab and pertuzumab prolongs PFS compared to placebo in combination with trastuzumab and pertuzumab in adult participants with HER2-positive advanced breast cancer with a PIK3CA mutation.
Secondary objectives 9
- Safety run-in Part 1: To determine the safety and tolerability of alpelisib in combination with trastuzumab and pertuzumab
- Safety run-in Part 1: To characterize exposure of alpelisib when administered in combination with trastuzumab and pertuzumab
- Double-blind, randomized, placebo-controlled Part 2: To determine whether treatment with alpelisib in combination with trastuzumab and pertuzumab prolongs OS compared to placebo in combination with trastuzumab and pertuzumab in adult participants with HER2-positive advanced breast cancer with a PIK3CA mutation
- Double-blind, randomized, placebo-controlled Part 2: To assess safety and tolerability
- Double-blind, randomized, placebo-controlled Part 2: To assess additional efficacy parameters
- Double-blind, randomized, placebo-controlled Part 2: To characterize exposure of alpelisib, when administered in combination with trastuzumab and pertuzumab
- Double-blind, randomized, placebo-controlled Part 2: To evaluate patient-reported outcomes (PRO) of alpelisib in combination with trastuzumab and pertuzumab compared to placebo with trastuzumab and pertuzumab
- Double-blind, randomized, placebo-controlled Part 2: To evaluate the association between PIK3CA mutation status as measured in ctDNA at baseline with PFS upon treatment with alpelisib
- Double-blind, randomized, placebo-controlled Part 2: To evaluate alpelisib in combination with trastuzumab and pertuzumab compared to alpelisib matching-placebo with trastuzumab and pertuzumab with respect to time to deterioration of ECOG (Eastern Cooperative Oncology Group) performance status
Conditions and MedDRA coding
HER2-positive advanced breast cancer
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 21.1 | LLT | 10072737 | Advanced breast cancer | 10029104 |
| 20.0 | SOC | 10029104 | Neoplasms benign malignant and unspecified (incl cysts and polyps) | 2 |
Regulatory references
- Scientific advice from competent authorities
- European Medicines Agency, Food And Drug Administration
- Plan to share IPD
- Yes
- IPD plan description
- Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com.
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 5
- Participant has histologically-confirmed HER2-positive breast cancer that is advanced (loco-regionally recurrent not amenable to surgery or metastatic).
- Participant has received pre-study induction therapy with up to and including a maximum of 8 cycles of a taxane (docetaxel, paclitaxel, or nab-paclitaxel), plus trastuzumab and pertuzumab. A minimum of 4 cycles of induction therapy is permitted if discontinuation of taxane was due to taxane toxicity.
- Participant has an Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1
- Participant has adequate bone marrow and organ function
- Applies only to Part 2: Participant has a PIK3CA mutation(s) present in tumor tissue prior to enrollment, as determined by a Novartis designated central laboratory.
Exclusion criteria 7
- Participant with inflammatory breast cancer at screening.
- Participant with evidence of disease progression during or following completion of pre-study induction therapy and prior to first dose of alpelisib (or alpelisib/alpelisib matching-placebo for Part 2)
- Participant with an established diagnosis of diabetes mellitus type I or not controlled type II based on fasting plasma glucose (FPG) and HbA1c.
- Participant has a known history of acute pancreatitis within 1 year of screening or past medical history of chronic pancreatitis
- Participant has clinically significant, uncontrolled heart disease and/or recent cardiac events
- Participant has a history of Steven-Johnson Syndrome (SJS), erythema multiforme (EM), Toxic Epidermal Necrolysis (TEN) or Drug Reaction with Eosinophilia and Systemic Syndrome (DRESS).
- Participant has currently documented pneumonitis/interstitial lung disease
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 2
- Safety run-in Part 1: Incidence of DLTs during the first 6 weeks of treatment for each dose level associated with administration of alpelisib in combination with trastuzumab and pertuzumab
- Double-blind, randomized, placebo-controlled Part 2: PFS based on Investigator assessment using RECIST 1.1 criteria
Secondary endpoints 9
- Safety run-in Part 1: Safety: Incidence, type, and severity of adverse events per Common Terminology Criteria for Adverse Events (CTCAE) version 4.03 criteria including changes in laboratory values, vital signs, liver assessments and cardiac assessments Tolerability: dose interruptions, reductions, dose intensity, and duration of exposure for all drug components
- Safety run-in Part 1: Summary statistics of alpelisib concentrations by timepoint and dose level
- Double-blind, randomized, placebo-controlled Part 2: OS
- Double-blind, randomized, placebo-controlled Part 2: Safety: Incidence, type, and severity of adverse events per CTCAE version 4.03 criteria including changes in laboratory values, vital signs, liver assessments and cardiac assessments Tolerability: dose interruptions, reductions, dose intensity, and duration of exposure for all drug components
- Double-blind, randomized, placebo-controlled Part 2: ORR with confirmed response, CBR with confirmed response, DOR with confirmed response, and TTR based on local radiology assessments and using RECIST 1.1 criteria.
- Double-blind, randomized, placebo-controlled Part 2: Summary statistics of concentrations for alpelisib by time point
- Double-blind, randomized, placebo-controlled Part 2: Change from baseline in the FACT-B Trial Outcomes Index (TOI) score. Time to 5-point definitive deterioration in the TOI score of the FACT-B
- Double-blind, randomized, placebo-controlled Part 2: PFS based on local radiology assessments and using RECIST 1.1 criteria for participants by PIK3CA mutation status assessed in ctDNA at baseline
- Double-blind, randomized, placebo-controlled Part 2: Time to definitive deterioration of the ECOG performance status from baseline
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 4
SUB180707 · Substance
- Active substance
- Alpelisib
- Pharmaceutical form
- FILM-COATED TABLET
- Route of administration
- ORAL
- Max daily dose
- 300 mg milligram(s)
- Max total dose
- 456900 mg milligram(s)
- Max treatment duration
- 50 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Alpelisib 50mg (light pink) and 200mg (light red) FTC are identical to the marketed Piqray tablets. The alpelisib (BYL719) film-coated tablets are manufactured at the commercial site using the same formulation and commercial drug substance. The modification is that the Alpelisib FCT are released according to the specifications registered in the IMPD and supplied to studies in the clinical HDPE bottles while the commercial/marketed Piqray product is marketed in blisters (PVC/PCTFE/alu).
SUB180707 · Substance
- Active substance
- Alpelisib
- Pharmaceutical form
- FILM-COATED TABLET
- Route of administration
- ORAL
- Max daily dose
- 300 mg milligram(s)
- Max total dose
- 456900 mg milligram(s)
- Max treatment duration
- 50 Week(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Alpelisib 50mg (light pink) and 200mg (light red) FTC are identical to the marketed Piqray tablets. The alpelisib (BYL719) film-coated tablets are manufactured at the commercial site using the same formulation and commercial drug substance. The modification is that the Alpelisib FCT are released according to the specifications registered in the IMPD and supplied to studies in the clinical HDPE bottles while the commercial/marketed Piqray product is marketed in blisters (PVC/PCTFE/alu).
SUB12612MIG · Substance
- Active substance
- Trastuzumab
- Pharmaceutical form
- POWDER FOR CONCENTRATE FOR SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 6 mg/kg milligram(s)/kilogram
- Max total dose
- 435 mg/kg milligram(s)/kilogram
- Max treatment duration
- 50 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SUB16455MIG · Substance
- Active substance
- Pertuzumab
- Pharmaceutical form
- CONCENTRATE FOR SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 420 mg milligram(s)
- Max total dose
- 30460 mg milligram(s)
- Max treatment duration
- 50 Month(s)
- Authorisation status
- Authorised
- ATC code
- - — -
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Novartis Pharma AG
- Sponsor organisation
- Novartis Pharma AG
- Address
- Lichtstrasse 35
- City
- Basel
- Postcode
- 4056
- Country
- Switzerland
Scientific contact point
- Organisation
- Novartis Pharma AG
- Contact name
- Novartis Pharma Arzneimittel GmbH
Public contact point
- Organisation
- Novartis Pharma AG
- Contact name
- Novartis Pharma Arzneimittel GmbH
Third parties 4
| Organisation | City, country | Duties |
|---|---|---|
| Q Squared Solutions Limited ORG-100042527
|
Reading, United Kingdom | Other |
| Eresearchtechnology Inc. ORG-100013039
|
Philadelphia, United States | Other |
| IQVIA Limited ORG-100008655
|
Reading, United Kingdom | Other, Interactive response technologies (IRT), E-data capture |
| Parexel International (IRL) Limited ORG-100022780
|
Dublin 2, Ireland | Code 12 |
Locations
1 EU/EEA country · 4 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| France | Ended | 2 | 4 |
| Rest of world
Malaysia, China
|
— | 2 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| France | 2020-09-22 | 2025-11-07 | 2020-09-22 | 2024-07-23 |
Oversight and notifications
Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77
Unexpected events 1 · Art. 53 CTR
Note: SUSARs are reported via EudraVigilance, not CTIS — events shown here are CTIS-public notifications only.
Unexpected event UE-97924
- Event date
- 2025-09-02
- Date aware
- 2025-09-02
- Submission date
- 2025-09-16
- Member states affected
- France
- Event description
- This notification is managed to inform about new preclinical findings from a juvenile rat study with alpelisib. The new safety findings are summarized in an Aggregate Findings Safety Report (AFSR) which provides a discussion of the clinical relevance of the preclinical findings.
The preclinical findings are summarized in a Preclinical Report which is provides as an attachment to the AFSR.
In conclusion, based on the comprehensive evaluation of the totality of the available information, the clinical relevance of the preclinical findings is currently not established. Novartis considers that the benefit-risk ratio remains favourable, and no immediate actions are required
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 15 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_Protocol - Signature Page_2024-512050-13-00_1_English_Red | 04 |
| Protocol (for publication) | D1_Protocol_2024-512050-13-00_1_English_Red | 04 |
| Recruitment arrangements (for publication) | K1_Recruitment Arrangements - Country_1_FR_English_Note to Assesor_NonRed | V01 |
| Subject information and informed consent form (for publication) | L1_ICF - Addendum_1_FR_French_NonRed | V04.06.06 |
| Subject information and informed consent form (for publication) | L1_ICF - Adolescent Becoming Adult_1_FR_French_Red | 02.03.04 |
| Subject information and informed consent form (for publication) | L1_ICF - Follow up for pregnant participant_1_FR_French_NonRed | V02.02.00 |
| Subject information and informed consent form (for publication) | L1_ICF - Follow up for pregnant partner of participant_1_FR_French_NonRed | V02.02.00 |
| Subject information and informed consent form (for publication) | L1_ICF - Info Sheet Female Partner_1_FR_French_NonRed | 02.01.01 |
| Subject information and informed consent form (for publication) | L1_ICF - Main ICF - Adult_1_FR_French_Red | 01.03 |
| Subject information and informed consent form (for publication) | L1_ICF - Main ICF - Adult_2_FR_French_Red | 01.02 |
| Subject information and informed consent form (for publication) | L1_ICF - Molecular Pre-screening_1_FR_French_Red | 02.02.02 |
| Subject information and informed consent form (for publication) | L1_ICF - Pregnancy Follow up Parent Legal Guardian_1_FR_French_NonRed | V02.02.00 |
| Summary of Product Characteristics (SmPC) (for publication) | EU CTR_Replacement_document no longer subject to publication | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | EU CTR_Replacement_document no longer subject to publication | 1 |
| Synopsis of the protocol (for publication) | D1_Protocol - Protocol Summary in Technical Language_2024-512050-13-00_1_French_Red | V04 |
Application history
4 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2024-06-25 | France | Acceptable 2024-07-23
|
2024-07-23 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2025-01-09 | France | Acceptable 2025-02-24
|
2025-03-05 |
| 3 | SUBSTANTIAL MODIFICATION | SM-2 | 2025-04-23 | France | Acceptable 2025-06-02
|
2025-06-06 |
| 4 | SUBSTANTIAL MODIFICATION | SM-3 | 2025-10-28 | France | Acceptable 2025-12-11
|
2025-12-16 |