Overview
Sponsor-declared trial summary
High Risk Early-Stage Triple Negative Breast Cancer (TNBC) or Hormone Receptor Low Positive/Human Epidermal Growth Factor Receptor 2 Negative (HR-low+/HER2-) Breast Cancer
1. Part 1 Objective: To evaluate safety and tolerability of neoadjuvant patritumab deruxtecan (HER3-DXd) plus pembrolizumab before carboplatin/ paclitaxel plus pembrolizumab. 2. Part 2 Objective: To compare HER3-DXd plus pembrolizumab before carboplatin/paclitaxel plus pembrolizumab versus carboplatin/paclitaxel plus p…
Key facts
- Sponsor
- Merck Sharp & Dohme LLC
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 15 Oct 2025 → ongoing
- Decision date (initial)
- 2025-04-21
- Transition trial
- No
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- No
- Funding sources
- Daiichi Sankyo Inc. · Merck Sharp & Dohme LLC
External identifiers
- EU CT number
- 2024-514376-40-00
- WHO UTN
- U1111-1307-7867
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Pharmacogenomic, Therapy, Pharmacokinetic, Efficacy, Safety, Pharmacogenetic, Others
1. Part 1 Objective: To evaluate safety and tolerability of neoadjuvant patritumab deruxtecan (HER3-DXd) plus pembrolizumab before carboplatin/ paclitaxel plus pembrolizumab.
2. Part 2 Objective: To compare HER3-DXd plus pembrolizumab before carboplatin/paclitaxel plus pembrolizumab versus carboplatin/paclitaxel plus pembrolizumab followed by AC/EC plus pembrolizumab with respect to rate of pCR (ypT0/Tis ypN0) at the time of definitive surgery, as assessed by local pathologist.
3. Part 2 Objective: To compare HER3-DXd plus pembrolizumab after carboplatin/paclitaxel plus pembrolizumab versus carboplatin/paclitaxel plus pembrolizumab followed by AC/EC plus pembrolizumab with respect to rate of pCR (ypT0/Tis ypN0) at the time of definitive surgery, as assessed by local pathologist.
4. Part 2: To evaluate safety and tolerability of study interventions in all arms.
Secondary objectives 5
- Part 2: To evaluate the rate of pCR-no DCIS (ypT0 ypN0) at the time of definitive surgery in all arms, as assessed by local pathologist.
- Part 2: To evaluate EFS in all arms, as assessed by the investigator.
- Part 2: To evaluate OS in all arms.
- Part 2: To evaluate DPDRFS in all arms, as assessed by the investigator.
- Part 2: To evaluate RCB at the time of definitive surgery in all arms as assessed by local pathologist using the MD Anderson RCB calculator.
Conditions and MedDRA coding
High Risk Early-Stage Triple Negative Breast Cancer (TNBC) or Hormone Receptor Low Positive/Human Epidermal Growth Factor Receptor 2 Negative (HR-low+/HER2-) Breast Cancer
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 24.0 | PT | 10085481 | Hormone receptor positive HER2 negative breast cancer | 100000004864 |
| 20.1 | PT | 10077481 | Human epidermal growth factor receptor negative | 100000004848 |
| 20.0 | PT | 10075566 | Triple negative breast cancer | 100000004864 |
Regulatory references
- Scientific advice from competent authorities
- Food And Drug Administration
- Plan to share IPD
- Yes
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 6
- Has locally advanced, non-metastatic (M0), breast cancer, defined as any of the following combined primary tumor (T) and regional lymph node (N) staging per current American Joint Committee on Cancer (AJCC) criteria: cT1c, N1-N2; cT2, N0-N2; cT3, N0-N2; or cT4a-d, N0-N2
- Has centrally confirmed diagnosis of breast cancer that is triple-negative or HR-low+/HER2- breast cancer that will be treated according to the triple-negative breast cancer (TNBC) paradigm
- Participants who are Hepatitis B surface antigen (HBsAg) positive are eligible if they have received Hepatitis B virus (HBV) antiviral therapy for at least 4 weeks and have undetectable HBV viral load
- Participants with a history of Hepatitis C virus (HCV) infection are eligible if HCV viral load is undetectable
- Has an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 1 within 28 days prior to allocation/randomization
- Has left ventricular ejection fraction (LVEF) of ≥50% or ≥ lower limit of normal (LLN) as assessed by echocardiogram (ECHO) or multigate acquisition scan (MUGA) scan
Exclusion criteria 13
- Has uncontrolled or significant cardiovascular disease before randomization
- Has clinically significant corneal disease
- Has human immunodeficiency virus (HIV) infection with a history of Kaposi sarcoma and/or multicentric Castleman disease
- Has received prior therapy with an anti-programmed death (PD)-1, anti-PD-L1, or anti-PD-L2 agent, or with an agent directed to another stimulatory or coinhibitory T-cell receptor
- Has received any prior treatment, including radiation, systemic therapy, and/or definitive surgery for currently diagnosed breast cancer
- Has received prior treatment with an anti-human epidermal growth factor receptor 3 (HER3) antibody and/or antibody-drug conjugate (ADC) that consists of an exatecan derivative that is a topoisomerase I inhibitor (e.g., trastuzumab deruxtecan)
- Has metastatic (Stage IV) breast cancer or cN3 nodal involvement
- Has known additional malignancy that is progressing or has required active treatment within the past 5 years
- Has known active central nervous system (CNS) metastases and/or carcinomatous meningitis
- Has a history of (noninfectious) pneumonitis/interstitial lung disease that required steroids or has current pneumonitis/interstitial lung disease, or where suspected ILD/pneumonitis cannot be ruled out by standard diagnostic assessments
- Has an active infection requiring systemic therapy
- Has concurrent active HBV and HCV infection
- Has clinically severe respiratory compromise resulting from intercurrent pulmonary illness
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 6
- Part 1: Number of Participants Experiencing an Adverse Event (AE)
- Part 1: Number of Participants Who Experience One or More Dose-Limiting Toxicities (DLTs)
- Part 1: Number of Participants who Discontinued Study Treatment Due to an AE
- Part 2: Pathological Complete Response (pCR) Rate Using the Definition of ypT0/Tis ypN0
- Part 2: Number of Participants Experiencing an Adverse Event (AE)
- Part 2: Number of Participants who Discontinued Study Treatment Due to an AE
Secondary endpoints 5
- Part 2: Pathological Complete Response (pCR) Rate Using the Definition of ypT0 ypN0
- Part 2: Event-Free Survival (EFS)
- Part 2: Overall Survival (OS)
- Part 2: Distant Progression or Distant Recurrence-Free Survival (DPDRFS)
- Part 2: Residual Cancer Burden (RCB)
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 9
SCP119562649 · ATC
- Active substance
- Doxorubicin Hydrochloride
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 60 mg/m2 milligram(s)/square meter
- Max total dose
- 240 mg/m2 milligram(s)/square meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01DB01 — DOXORUBICIN
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP131876 · ATC
- Active substance
- Capecitabine
- Route of administration
- ORAL
- Max daily dose
- 1250 mg/m2 milligram(s)/square meter
- Max total dose
- 280000 mg/m2 milligram(s)/square meter
- Max treatment duration
- 24 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01BC06 — CAPECITABINE
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
KEYTRUDA 25 mg/mL concentrate for solution for infusion
PRD4323105 · Product
- Active substance
- Pembrolizumab
- Substance synonyms
- Lambrolizumab, MK-3475, SCH-900475, BAT3306, Pabolizumab, FYB206, ABP 234
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 400 mg milligram(s)
- Max total dose
- 3600 mg milligram(s)
- Max treatment duration
- 54 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01FF02 — -
- Marketing authorisation
- EU/1/15/1024/002
- MA holder
- MERCK SHARP & DOHME B.V.
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP10337134 · ATC
- Active substance
- Carboplatin
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 225 mg milligram(s)
- Max total dose
- 2700 mg milligram(s)
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XA02 — CARBOPLATIN
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP101105124 · ATC
- Active substance
- Olaparib
- Substance synonyms
- AZD-2281, AZD2281
- Route of administration
- ORAL
- Max daily dose
- 300 mg milligram(s)
- Max total dose
- 219000 mg milligram(s)
- Max treatment duration
- 12 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01XX46 — OLAPARIB
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP13829472 · ATC
- Active substance
- Epirubicin Hydrochloride
- Substance synonyms
- 4´-EPIDOXORUBICIN HYDROCHLORIDE, PIDORUBICIN HYDROCHLORIDE
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 90 mg/m2 milligram(s)/square meter
- Max total dose
- 360 mg/m2 milligram(s)/square meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01DB03 — EPIRUBICIN
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP129816 · ATC
- Active substance
- Paclitaxel
- Substance synonyms
- ONCOGEL, ABI-007, MBT 0206
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 80 mg/m2 milligram(s)/square meter
- Max total dose
- 960 mg/m2 milligram(s)/square meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01CD01 — PACLITAXEL
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
SCP106382672 · ATC
- Active substance
- Cyclophosphamide
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 600 mg/m2 milligram(s)/square meter
- Max total dose
- 2400 mg/m2 milligram(s)/square meter
- Max treatment duration
- 12 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01AA01 — CYCLOPHOSPHAMIDE
- Marketing authorisation
- -
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
PRD11460087 · Product
- Active substance
- Patritumab Deruxtecan
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Max daily dose
- 0 mg/kg milligram(s)/kilogram
- Max total dose
- 0 mg/kg milligram(s)/kilogram
- Max treatment duration
- 1 Week(s)
- Authorisation status
- Not Authorised
- MA holder
- MERCK & CO. INC.
- Paediatric formulation
- No
- Orphan designation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Merck Sharp & Dohme LLC
- Sponsor organisation
- Merck Sharp & Dohme LLC
- Address
- 126 East Lincoln Avenue, P. O. Box 2000 P. O. Box 2000
- City
- Rahway
- Postcode
- 07065-4607
- Country
- United States
Scientific contact point
- Organisation
- Merck Sharp & Dohme LLC
- Contact name
- Alejandro Rios Hoyo
Public contact point
- Organisation
- Merck Sharp & Dohme LLC
- Contact name
- Alejandro Rios Hoyo
Third parties 9
| Organisation | City, country | Duties |
|---|---|---|
| Medidata Solutions Inc. ORG-100016256
|
New York, United States | Data management |
| Pra International ORG-100032850
|
Blue Bell, United States | Code 13 |
| Pharmaceutical Product Development LLC ORG-100016999
|
Richmond, United States | Laboratory analysis |
| Hematogenix Laboratory Services LLC ORG-100040020
|
Tinley Park, United States | Laboratory analysis |
| Parexel International Corp. ORG-100007310
|
Auburndale, United States | Other |
| Ventana Medical Systems Inc. ORG-100043193
|
Oro Valley, United States | Laboratory analysis |
| Icon Clinical Research Limited ORG-100008322
|
Dublin 18, Ireland | Laboratory analysis |
| Bioclinica Inc. ORG-100033079
|
Philadelphia, United States | Other |
| Almac Clinical Services LLC ORG-100041692
|
Souderton, United States | Interactive response technologies (IRT) |
Locations
1 EU/EEA country · 3 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Spain | Ongoing, recruiting | 10 | 3 |
| Rest of world
Taiwan, United States, Korea, Republic of
|
— | 36 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Spain | 2025-10-15 | 2025-11-14 |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 15 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_Protocol_2024-514376-40_IN_for pub | 01R |
| Protocol (for publication) | D4_Copyright statement_EN_IN_for pub | 04DEC2024 |
| Recruitment arrangements (for publication) | K1_Recruitment Arrangements_ESP_ES_IN_for pub | 4R |
| Subject information and informed consent form (for publication) | L1_ICF_FBR adult information_ESP_ES_IN_for pub | 0.00 |
| Subject information and informed consent form (for publication) | L1_ICF_Main adult consent_ESP_ES_SM02_for pub | AM01v1.02R |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_imaging_ESP_ES_SM02_for pub | 0.01 |
| Subject information and informed consent form (for publication) | L1_ICF_Optional_pregnancy follow-up_ESP_ES_IN_for pub | 0.00 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC RSI_CAPECITABINE Glenmark Pharmaceuticals Europe LTD_SM03_for pub | 13JUN2025 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC RSI_CARBOPLATIN Hospira UK LTD_SM03_for pub | 30JUN2025 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC RSI_Cyclophosphamide_IN_for pub | 06APR2021 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC RSI_DOXORUBICIN_Seacross Pharmaceuticals Ltd_SM03_for pub | 24JAN2025 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC RSI_Epirubicin_SM02_for pub | 26FEB2024 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC RSI_PACLITAXEL Hospira UK LTD_SM03_for pub | 28JAN2025 |
| Synopsis of the protocol (for publication) | D1_PPLS_2024-514376-40_ESP_ES_IN_for pub | 2.0 |
| Synopsis of the protocol (for publication) | D1_PPLS_2024-514376-40_IN_for pub | 2.0 |
Application history
5 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2025-01-17 | Spain | Acceptable with conditions 2025-04-21
|
2025-04-21 |
| 2 | NON SUBSTANTIAL MODIFICATION | NSM-1 | 2025-05-26 | Spain | Acceptable with conditions 2025-04-21
|
2025-05-26 |
| 3 | NON SUBSTANTIAL MODIFICATION | NSM-2 | 2025-09-05 | Spain | Acceptable with conditions 2025-04-21
|
2025-09-05 |
| 4 | SUBSTANTIAL MODIFICATION | SM-2 | 2025-11-25 | Spain | Acceptable 2026-01-05
|
2026-01-15 |
| 5 | SUBSTANTIAL MODIFICATION | SM-3 | 2026-01-30 | Spain | Acceptable 2026-04-20
|
2026-04-27 |