Overview
Sponsor-declared trial summary
Patients with advanced/metastatic tumors with head and neck squamous cell carcinomas (HNSCC), non-small-cell lung cancer (NSCLC)
(Dose escalation and backfill) - To determine the safety and tolerability of TUB-030 (Dose escalation and backfill) - To determine the maximum tolerated dose (MTD) if observed of TUB-030 as a single agent in patients with advanced solid tumors (Dose Optimization) - To determine the Recommended Phase II (RP2D) dose of T…
Key facts
- Sponsor
- Tubulis GmbH
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 16 Dec 2025 → ongoing
- Decision date (initial)
- 2025-11-03
- Transition trial
- No
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- No
- Funding sources
- Tubulis GmbH
External identifiers
- EU CT number
- 2025-522517-35-00
- ClinicalTrials.gov
- NCT06657222
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Safety, Dose response
(Dose escalation and backfill) - To determine the safety and tolerability of TUB-030
(Dose escalation and backfill) - To determine the maximum tolerated dose (MTD) if observed of TUB-030 as a single agent in patients with advanced solid tumors
(Dose Optimization) - To determine the Recommended Phase II (RP2D) dose of TUB-030 based on the totality of the efficacy, safety, PK/PD, and tolerability data.
Secondary objectives 7
- (Dose escalation and Backfill) To determine the identified dose for optimization (IDO) of TUB-030
- (Dose escalation and Backfill) To characterize the PK profiles of TUB-030 (conjugated antibody), total antibody (mAb) and free payload (exatecan)
- (Dose escalation and Backfill) To evaluate the immunogenicity of TUB-030
- (Dose escalation and Backfill) To evaluate preliminary clinical activity and safety of TUB-030
- (Dose Optimization) To further assess the preliminary efficacy and safety of TUB-030
- (Dose Optimization) To assess the PK profile of TUB-030 (ADC), total mAb and free exatecan
- (Dose Optimization) To assess the potential immunogenicity of TUB-030
Conditions and MedDRA coding
Patients with advanced/metastatic tumors with head and neck squamous cell carcinomas (HNSCC), non-small-cell lung cancer (NSCLC)
Regulatory references
- Scientific advice from competent authorities
- Health Canada, Food And Drug Administration, Paul-Ehrlich-Institut
- Plan to share IPD
- No
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 34
- Male or non-pregnant, non-breastfeeding female aged 18 years or older at the date of consent.
- Adequate hematologic function as indicated by: - Platelet count ≥100,000/mm3 (no transfusion or growth factors e.g. eltrombopag, romiplostim, or IL-11 within 2 weeks before first dose) - Hemoglobin ≥8.0 g/dL (no transfusion or growth factors e.g. erythropoietin [EPO], darbepoetin within 2 weeks before first dose) - Absolute neutrophil count (ANC) ≥1500/μL (no growth factors e.g. granulocyte-colony stimulating factor [G-CSF], granulocyte macrophage-colony stimulating factor [GM-CSF] within 2 weeks before first dose) - International normalized ratio (INR) ≤1.5 and activated partial thromboplastin time (aPTT) ≤1.5 × upper limit of normal (ULN) in the absence of anticoagulation therapy. If patients are on anticoagulation therapy with a specific INR goal, INR should be within the therapeutic range for the medical indication.
- Adequate hepatic function defined by: a total bilirubin level ≤1.5 × ULN, an aspartate aminotransferase (AST) level ≤2.5 × ULN, and an alanine aminotransferase (ALT) level ≤2.5 × ULN, ULN: For documented Gilbert's Syndrome, a total bilirubin <3 × ULN is accepted For patients with liver metastases, AST and ALT <5 × ULN is accepted
- Adequate renal function defined by glomerular filtration rate ≥60 mL/min (according to the Chronic Kidney Disease Epidemiology Collaboration, CKD-EPI, formula)
- Patients who received anti-cancer treatment including [...], or other oral or investigational drugs must have had their last dose at least 4 weeks (6 weeks for [...]) or 5 half-lives, whichever is shorter, before C1D1 treatment with TUB-030
- AEs related to prior therapy, radiotherapy or surgical procedures must resolve to ≤grade 1, exceptions to this include hyperpigmentation, discoloration (including vitiligo) of the skin and nails, stable immune-related toxicity such as hypothyroidism on hormone replacement, stable immune-related toxicities requiring up to 10 mg daily prednisone (or equivalent), or chronic peripheral sensory neuropathy grade ≤ 2.
- For patients with known brain metastases evidence of clinically stable disease post radiation therapy is required prior to enrollment. The final dose of stereotactic radiation must have been administered ≥ 7 days, or the final dose of whole brain radiation must have been administered ≥ 14 days prior to C1D1
- For patients who underwent radiotherapy (≥ 30% of the bone marrow or wide field) to sites outside the brain, the final dose of radiation must have been administered ≥ 28 days prior to C1D1. For patients who underwent palliative radiotherapy (≤ 30% of the bone marrow or wide field) the final dose of radiation must have been administered ≥14 days prior to C1D1
- Radiologically measurable disease by RECIST v1.1 confirmed < 4 weeks before C1D1. A lesion in an irradiated field that shows progression according to RECIST v1.1 after irradiation is allowed;
- Eastern Cooperative Oncology Group (ECOG) 0-1;
- Have a life expectancy of >12 weeks for disease-related mortality, as evaluated by the INV
- In the opinion of the INV, the patient must be able and willing to understand and give signed informed consent, and to comply with the requirements and restrictions listed in the ICF and this protocol
- Patients must have adequate archival tissue available: either a formalin-fixed and paraffin-embedded [FFPE] block or a minimum of 6 (20 is preferred) unstained freshly cut sections should be submitted. If multiple specimens are available, the most recent sample with adequate tumor tissue should be selected. If archival tissue is unavailable, then unstained sections from a fresh tumor biopsy may be submitted. If a fresh tumor biopsy is performed, the criteria in Section 6.6.1 must be satisfied. Patients must sign an archival tissue release form for research purposes and determination of biomarker ([...]) expression. A requirement for a fresh biopsy may be waived at the Sponsor’s discretion at dose levels < X.Xmg/kg.
- Women of childbearing potential (WOCBP) who are sexually active with a non-sterilized partner must use at least 1 highly effective method of contraception (with a failure rate of 1% per year) from the time of screening and must agree to continue using such precautions until the end of exposure, plus 5 half-lives and 6 months add-on in the case of patients of childbearing potential. Abstinence is acceptable only when this is in line with the preferred and usual lifestyle of the patient for the duration of the study treatment and the above-referred period after the end of the exposure. Periodic abstinence (e.g. calendar ovulation, symptom-thermal, post-ovulation methods), the rhythm method, and the withdrawal method are not acceptable methods of contraception
- Males must use an effective barrier method of contraception without interruption if the patient is sexually active with an WOCBP until the end of exposure, 5 half-lives plus 6 months add-on after the end of treatment. In addition, their female partners who are WOCBP should agree to use 1 highly effective barrier method of contraception at the same time. Male patients should refrain from donating sperm during study participation and for 6 months after the last dose of the study drug.
- Patients who are hepatitis B surface antigen (HBsAg) positive are eligible if they have received hepatitis B (HBV) anti-viral therapy for at least 4 weeks and have undetectable HBV viral load
- Patients with history of hepatitis C viral (HCV) infection are eligible if HCV viral load is undetectable at screening
- Human immunodeficiency virus (HIV)-infected patients must be on anti-retroviral therapy (ART) and have a well-controlled HIV infection/disease defined as: A. Patients on ART must have a CD4+ T-cell count >350 cells/mm3 at time of screening. B. Patients on ART must have achieved and maintained virologic suppression, defined as confirmed HIV ribonucleic acid (RNA) level below 50 copies/mL or the lower limit of qualification (below the limit of detection) using the locally available assay at the time of screening and for at least 12 weeks before screening. C. Patients on ART must have been on stable regimen, without changes in drugs or dose modification, for at least 4 weeks before C1D1
- (For Patients in Phase I Dose Escalation) Patients with locally advanced or metastatic disease that are intolerant or refractory to standard therapy or for which no standard therapy is judged appropriate by the INV.
- (For Patients in Phase I Dose Escalation) Histologically confirmed diagnosis of tumors likely to express [...] including: HNSCC, NSCLC
- (Phase I Backfill Cohorts and Phase 2a Dose Optimization, HNSCC) Unresectable or locally recurrent or metastatic HNSCC with primary tumor site arising from [...] independent of HPV status (high-risk HPV-specific testing or by p16 IHC) and XX-XX status (both HPV and XX-XX status must be known and documented)
- (Phase I Backfill Cohorts and Phase 2a Dose Optimization, HNSCC) Must have progressed on or be refractory or intolerant to at least 1 prior line of therapy with SoC e.g. [...]-based therapy and either [...] agent or [...], if indicated, and no standard therapy is judged appropriate by the INV
- (Phase I Backfill Cohorts and Phase 2a Dose Optimization, HNSCC) Patient was previously treated with a maximum of [X] prior lines of therapy in the advanced/metastatic setting.
- (NSCLC) Histologically-confirmed NSCLC of (i) […] or, (ii) […] of the lung, or iii) […], iv) NSCLC not otherwise specified or poorly differentiated
- (NSCLC) Patients without actionable gene alterations (AGAs; genes with approved targeted therapies) must have progressed on or be refractory to or intolerant of at least 1 line of [X]-based therapy, and [...] therapy (in absence of contraindications) in the recurrent/metastatic setting. Patients without AGAs must have received no more than [X] prior lines of therapy in the recurrent/metastatic setting.
- (NSCLC) Patients with AGAs must have progressed on or be refractory or intolerant to at least [X] line of targeted therapy and at least [X] line of [X]-based therapy in the recurrent/metastatic setting. Patients with AGAs must have received no more than [X] prior lines of therapy in the recurrent/metastatic setting.
- (NSCLC) Patients who have relapsed after curative [...]-based therapy and are not good candidates for repeated [X] -based therapy in the recurrent/metastatic setting as determined by the INV are allowed
- (TNBC) Histologically or cytologically documented, locally recurrent, inoperable TNBC, or metastatic TNBC, for definition criteria, please refer to protocol incl crit #28
- (TNBC) Must have progressed on or be refractory or intolerant to at least [X] prior lines of therapy with SoC for advanced/unresectable or metastatic breast cancer, e.g., [...] -compounds and if [...], patients must have received a combination of [...] and/or [...] if indicated ( [...] or [...] ), and no standard therapy is judged appropriate by the INV, for further details, please refer to protocol incl. crit # 29
- (TNBC) Patient was previously treated with a maximum of [X] prior lines of therapy in the advanced/metastatic setting
- (TNBC) Breast cancer patients with skin-only disease may be eligible if the skin lesion(s) are measurable and after discussion with the Sponsor
- (CRC) Unresectable, recurrent or metastatic colorectal adenocarcinoma
- (CRC) Must have progressed on or be intolerant to at least [X] prior line of standard therapy in the recurrent/metastatic setting, which includes: a. At least one [...] combination with [...] and [...] b. [...] agent and/or [...] agent, if indicated c. [...] therapy for[...] tumors d. [...] if indicated e. [...] inhibitors if indicated f. Progression on prior immune checkpoint inhibitor therapy in microsatellite instability-high (MSI-H) / mismatch repair-deficient (dMMR) tumors "
- (CRC) Patient was previously treated with a maximum of [X] prior lines of therapy in the advanced/metastatic setting, and no standard therapy is judged appropriate by the INV
Exclusion criteria 23
- Patient is pregnant, lactating or breastfeeding or has a positive serum pregnancy test during the screening period.
- History of hypersensitivity to exatecan or excipients of the TUB-030 formulation
- Disease that progressed on treatment with an ADC that is formulated with payloads that are either Dxd, exatecan, or SN38; treatment with an ADC with other payloads are allowed
- Prior treatment with any drug or investigational agent targeting 5T4
- Participation in interventional clinical studies either concurrently or within the previous 28 days or within 5 half-lives (whichever is shorter) of any investigational pharmacologic agents.
- Patients with untreated spinal cord compression or cerebrovascular accident/stroke within <6 months of first dose of study drug
- History of progressive multifocal leukoencephalopathy
- Patients with unresolved bowel obstruction, including patients with radiological findings indicating bowel obstruction on diagnostic imaging
- Chronic skin condition that requires systemic therapy
- Surgery within 21 days before signing the ICF, unless the INV judges the patient is recovered at that time.
- History of non-infectious ILD/pneumonitis/radiation pneumonitis that required steroid therapy or is suspected of having active ILD/pneumonitis based on imaging and symptoms
- Diagnosis of grade ≥2 fever within 1 week before first dose of study drug. Patients with grade 1 fever may be eligible if in the judgement of the INV the fever is likely due to tumor and not infection
- Active clinically significant corneal disease, or history of clinically significant corneal disease within 12 months prior to first dose of study drug
- Active, uncontrolled or severe impairment of the urogenital, renal, hepatobiliary, cardiovascular, respiratory, gastrointestinal, neurologic, or hematopoietic systems which, in the opinion of the INV, would predispose the patient to the development of complications from the investigational agent
- History of another malignancy with ongoing treatment or not yet free from disease for 2 years, except for appropriately treated carcinoma in situ of the cervix, non-melanoma skin carcinoma, or other malignancy with a similar expected curative outcome
- Documented other concurrent non-malignant comorbidities such as unstable or uncontrolled pectoral angina, myocardial infarction during the last 6 months, valvular heart disease that requires treatment, acute myocarditis, or congestive heart failure (CHF) (New York Heart Association III or IV). Coronary revascularization procedure within 180 days of study entry. Calculated QTc average (using the Fridericia correction calculation) of >470 msec
- Any concurrent anti-cancer chemotherapy, radiotherapy (except for local radiation therapy of lesions that may cause imminent complications), hormonal therapy (except hormonal therapies acting on the hypothalamic-pituitary-gonadal axis i.e. luteinizing hormone-releasing hormone agonist/and agonists or hormone therapy for benign prostate neoplasm/hypertropia)
- Live attenuated vaccines within 30 days prior to first dose of study drug
- Patients with an active and symptomatic fungal, bacterial, or viral infection (including COVID-19).
- Tumor with a histological diagnosis of liposarcoma or angiosarcoma
- Patients currently receiving (or unable to stop prior to receiving the study intervention TUB-030) prohibited medication, e.g., strong CYP3A4, CYP1A2 inhibitors and strong CYP3A4 inducers
- HNSCC only: HNSCC arising from paranasal sinus, salivary gland cancer, nasopharyngeal carcinoma
- NSCLC only: History of a prior pneumonectomy
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 5
- (Dose escalation and backfill) Occurrence of dose-limiting toxicities (DLTs) at different dose levels (during first treatment cycle of 3 weeks)
- (Dose escalation and backfill) Occurrence and severity of treatment-emergent adverse events (TEAEs)
- (Dose Optimization) ORR, disease control rate (DCR) and DoR according to RECIST v1.1 assessed by INV at futility analysis and in addition by blinded independent central review (BICR) at final study analysis
- (Dose Optimization) Occurrence of TEAEs and treatment-related AEs (TRAEs)
- (Dose Optimization) Incidence and severity of TEAEs and TRAEs
Secondary endpoints 13
- (Dose escalation and backfill) In addition to safety (TEAE) and tolerability, the pharmacokinetics (PK) profile and preliminary clinical activity will be considered to determine the dose for optimization
- (Dose escalation and backfill) PK parameters of TUB-030, total mAb and free exatecan, including Cmax, Cmin, Tmax and as far as collected data allow an estimation of t1/2, and area under the curve (AUC)
- (Dose escalation and backfill) Incidence and semiquantitative titers of anti-drug antibodies (ADA) against TUB-030
- (Dose escalation and backfill) Objective response rate (ORR) by RECIST v1.1 assessed by Investigator (INV)
- (Dose escalation and backfill) Disease control rate (DCR) assessed by INV
- (Dose escalation and backfill) Duration of response (DoR) by RECIST v1.1 assessed by INV
- (Dose escalation and backfill) Progression-free survival (PFS) by RECIST v1.1 assessed by INV
- (Dose escalation and backfill) Incidence of serious adverse events (SAEs)
- (Dose escalation and backfill) Incidence of ≥grade 3 laboratory abnormalities
- (Dose Optimization) PFS by RECIST v1.1 as assessed by INV at futility and at final study analysis and in addition retrospectively by BICR at final analysis
- (Dose Optimization) OS by RECIST v1.1 as assessed by INV and retrospectively by BICR at final analysis
- (Dose Optimization) Incidence of SAEs
- (Dose Optimization) Incidence of ≥grade 3 laboratory abnormalities
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 1
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Tubulis GmbH
- Sponsor organisation
- Tubulis GmbH
- Address
- Am Klopferspitz 19 A, Martinsried Martinsried
- City
- Planegg
- Postcode
- 82152
- Country
- Germany
Scientific contact point
- Organisation
- Tubulis GmbH
- Contact name
- Moetaz Albizem
Public contact point
- Organisation
- Tubulis GmbH
- Contact name
- Moetaz Albizem
Third parties 8
| Organisation | City, country | Duties |
|---|---|---|
| Institute Of Oncology Prof. Dr. Ion Chiricuta Cluj-Napoca ORG-100042218
|
Cluj-Napoca, Romania | Other, Code 2 |
| CellCarta ORG-100039881
|
Antwerp, Belgium | Laboratory analysis |
| Icon (Lr) Limited ORG-100042612
|
Dublin 18, Ireland | Other |
| Arithmos S.r.l. ORG-100047544
|
Verona, Italy | Code 8 |
| Institutul Oncologic Prof. Dr. Alexandru Trestioreanu Bucuresti ORG-100044237
|
Bucharest, Romania | Other, Code 2 |
| Alira Health GmbH ORG-100047405
|
Neuried, Germany | On site monitoring, Code 10, Code 14, Code 2, Code 5, Data management |
| Lyo-X AG ORG-100049655
|
Basel, Switzerland | Code 10, Laboratory analysis |
| Swiss BioQuant AG ORG-100037230
|
Reinach Bl, Switzerland | Laboratory analysis |
Locations
3 EU/EEA countries · 6 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| France | Authorised, recruitment pending | 30 | 2 |
| Romania | Ongoing, recruiting | 30 | 2 |
| Spain | Authorised, recruitment pending | 30 | 2 |
| Rest of world
United States, Canada
|
— | 80 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Romania | 2025-12-16 | 2026-01-08 |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 31 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_Protocol_redacted | 2.0 |
| Protocol (for publication) | D4_pro-ctcae_ALL PT_EN | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_ALL PT_ES | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_ALL PT_FR | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_ALL PT_RO | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_HNSCC_EN | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_HNSCC_ES | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_HNSCC_FR | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_HNSCC_RO | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_NSCLC_EN | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_NSCLC_ES | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_NSCLC_FR | 1.0 |
| Protocol (for publication) | D4_pro-ctcae_NSCLC_RO | 1.0 |
| Recruitment arrangements (for publication) | K1_ Recruitment Arrangements | 1.0 |
| Recruitment arrangements (for publication) | K1_ Recruitment Arrangements_Spain | 1 |
| Recruitment arrangements (for publication) | K1_Additional document_FR_redacted | 1 |
| Recruitment arrangements (for publication) | K1_Patient recruitment arrangements_RO | 1 |
| Subject information and informed consent form (for publication) | L1_ICF_ES_Redacted | 2.0 |
| Subject information and informed consent form (for publication) | L1_ICF_FR_Redacted | 3.0 |
| Subject information and informed consent form (for publication) | L1_List of site_France | 1 |
| Subject information and informed consent form (for publication) | L1_List of site_Spain | 1 |
| Subject information and informed consent form (for publication) | L1_Pregnancy ICF_ES | 2.0 |
| Subject information and informed consent form (for publication) | L1_Pregnancy ICF_FR | 2.0 |
| Subject information and informed consent form (for publication) | L1_RO_SIS-ICF_EN_Redacted | 2.0 |
| Subject information and informed consent form (for publication) | L1_RO_SIS-ICF_Redacted | 2.0 |
| Subject information and informed consent form (for publication) | L2_Patient Wallet Card_RO | 1 |
| Subject information and informed consent form (for publication) | L2_Patient Wallet Card_RO_EN | 1 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_EN_2025-522517-35_redacted | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_ES_2025-522517-35_redacted | 1.0 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_FR_2025-522517-35_redacted | 1 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_RO_2025-522517-35_redacted | 1.0 |
Application history
2 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2025-07-09 | Spain | Acceptable 2025-11-03
|
2025-11-03 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2025-11-17 | Acceptable | 2025-12-03 |