A clinical trial to learn more about the effects of DJI136 in people with extensive-stage small cell lung cancer

2025-523276-23-00 Protocol CDJI136A12101 Phase I and Phase II (Integrated) - First administration to humans Authorised, recruitment pending

Status Authorised, recruitment pending · 2 EU/EEA countries · 7 sites · Protocol CDJI136A12101

Overview

Sponsor-declared trial summary

Phase Phase I and Phase II (Integrated) - First administration to humans
Status Authorised, recruitment pending
Participants planned 66
Countries 2
Sites 7

Extensive stage small cell lung cancer

All study parts: To characterize the safety and tolerability of DJI136 in patients with small cell lung cancer and identify the recommended dose(s) for future studies Phase II Group A: To evaluate the preliminary anti-tumor activity of DJI136

Key facts

Sponsor
Novartis Pharma AG
Participant type
Patients
Age range
18-64 years, 65+ years
Gender
Male and Female
Therapeutic area
Diseases [C] - Neoplasms [C04]
Decision date (initial)
2026-05-27
Transition trial
No
Low-intervention
No
Rare-disease indication
Yes
Vulnerable population
No
Funding sources
Novartis Pharma AG

External identifiers

EU CT number
2025-523276-23-00
WHO UTN
U1111-1332-6878

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Dose response, Pharmacokinetic, Efficacy, Pharmacodynamic, Safety

All study parts: To characterize the safety and tolerability of DJI136 in patients with small cell lung cancer and identify the recommended dose(s) for future studies
Phase II Group A: To evaluate the preliminary anti-tumor activity of DJI136

Secondary objectives 3

  1. Phase I Part A and Phase II: To evaluate the preliminary anti-tumor activity of DJI136
  2. Phase II Group A: To further evaluate the preliminary anti-tumor activity of DJI136
  3. Phase I Part A and Phase II: To characterize the expansion and persistence of CAR-T cells (cellular kinetics) in peripheral blood and/or tissue by qPCR

Conditions and MedDRA coding

Extensive stage small cell lung cancer

VersionLevelCodeTermSystem organ class
21.1 LLT 10065147 Malignant solid tumor 10029104
21.1 PT 10041068 Small cell lung cancer extensive stage 100000004864

Regulatory references

Scientific advice from competent authorities
Food And Drug Administration
Plan to share IPD
Yes
IPD plan description
Novartis is committed to sharing with qualified external researchers, access to patient-level data and supporting clinical documents from eligible studies. These requests are reviewed and approved by an independent review panel on the basis of scientific merit. All data provided is anonymized to respect the privacy of patients who have participated in the trial in line with applicable laws and regulations. This trial data availability is according to the criteria and process described on www.clinicalstudydatarequest.com.

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 9

  1. Phase I Part A: Patients with ES-SCLC and disease progression after one or more chemotherapy regimens (that included a platinum-based doublet chemotherapy in combination with a PD-L1 inhibitor) according to the local SOC (2L+), unless the patient was ineligible to receive such therapies or was not a candidate for any available standard therapy, according to the investigator's judgement. Prior DLL3 (Delta-like ligand 3) targeted therapy is allowed.
  2. Phase II Group A: Patients with ES-SCLC and disease progression after one chemotherapy regimen with a platinum-based doublet chemotherapy in combination with a PD-L1 inhibitor according to the local - SOC (2L), unless the patient was ineligible to receive such therapies or was not a candidate for any available standard therapy, according to the investigator's judgement. Prior DLL-3 targeted therapy is not allowed.
  3. Male or female patients must be ≥ 18 years of age.
  4. Histologically or cytologically confirmed SCLC.
  5. At least one measurable lesion as defined by Response Evaluation Criteria in Solid Tumors (RECIST 1.1).
  6. Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1.
  7. Patients must have an archival tumor tissue available, collected within 6 months prior to screening. If an archival tumor sample, collected within 6 months prior to screening, is not available, patients must be willing to undergo a new tumor biopsy at screening; , however this specimen need not be collected prior to scheduling leukapheresis. If a new biopsy is not medically feasible, exceptions may be considered after documented discussion with the Novartis medical monitor.
  8. Patient must be deemed suitable by the investigator to undergo the lymphodepletion (LD) regimen.
  9. Patient must have an apheresis product of non-mobilized cells accepted for manufacturing.

Exclusion criteria 8

  1. Prior administration of a genetically modified cellular product, including prior DLL3- targeted CAR-T cell therapy.
  2. Unstable or symptomatic central nervous system (CNS) metastases and/or carcinomatous meningitis. Stable brain metastases may participate provided they meet the specific criteria.
  3. Uncontrolled seizure disorder
  4. Clinically significant active infections, including Hepatitis B/C and Human Immunodeficiency Virus (HIV).
  5. Has a known additional malignancy that is progressing or requires active treatment, with specific exceptions as defined in the study protocol
  6. History of prior solid organ transplant or allogenic hematopoietic cell transplant
  7. Other significant pulmonary, cardiac, hepatic, renal or neurologic disease, parameters for which are defined in the study protocol.
  8. Pregnant or nursing women.

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 2

  1. All study parts: Incidence and severity of AEs, SAEs, changes in laboratory values, vital signs, and ECGs, Incidence and nature of dose limiting toxicity (DLTs)
  2. Phase II Group A: Overall response rate (ORR) as per RECIST v1.1

Secondary endpoints 3

  1. Phase I Part A and Phase II: ORR, disease control rate (DCR), duration of response (DoR), and progression free survival (PFS) as per RECIST v1.1
  2. Phase II Group A: DCR, DoR, and PFS as per RECIST v1.1
  3. Phase I Part A and Phase II: Summary of CAR transgene levels by qPCR in peripheral blood (and other tissue, if available), and cellular kinetic parameters (Cmax, Tmax, AUC, Clast, and Tlast) from peripheral blood profile samples by time point

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 1

DJI136

PRD13267146 · Product

Active substance
DJI136
Pharmaceutical form
DISPERSION FOR INFUSION
Route of administration
INTRAVENOUS INFUSION
Authorisation status
Not Authorised
MA holder
NOVARTIS PHARMA AG
Paediatric formulation
No
Orphan designation
No

Auxiliary 4

Cyclophosphamide

SUB06859MIG · Substance

Active substance
Cyclophosphamide
Pharmaceutical form
POWDER FOR SOLUTION FOR INJECTION/INFUSION
Route of administration
INTRAVENOUS USE
Authorisation status
Authorised
ATC code
- — -
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Fludarabine Phosphate

SUB13897MIG · Substance

Active substance
Fludarabine Phosphate
Pharmaceutical form
POWDER FOR SOLUTION FOR INJECTION OR INFUSION
Route of administration
INTRAVENOUS USE
Authorisation status
Authorised
ATC code
- — -
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Tocilizumab

SUB20313 · Substance

Active substance
Tocilizumab
Pharmaceutical form
CONCENTRATE FOR SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS USE
Authorisation status
Authorised
ATC code
- — -
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Bendamustine Hydrochloride

SUB00696MIG · Substance

Active substance
Bendamustine Hydrochloride
Pharmaceutical form
CONCENTRATE FOR SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS USE
Authorisation status
Authorised
ATC code
- — -
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

Novartis Pharma AG

Sponsor organisation
Novartis Pharma AG
Address
Lichtstrasse 35
City
Basel
Postcode
4056
Country
Switzerland

Scientific contact point

Organisation
Novartis Pharma AG
Contact name
Novartis Pharma Arzneimittel GmbH

Public contact point

Organisation
Novartis Pharma AG
Contact name
Novartis Pharma Arzneimittel GmbH

Third parties 11

OrganisationCity, countryDuties
Medidata Solutions Inc.
ORG-100016256
New York, United States E-data capture
Bioagilytix Labs LLC
ORG-100013030
Morrisville, United States Laboratory analysis
CellCarta
ORG-100039881
Antwerp, Belgium Laboratory analysis
Navigate Biopharma Services Inc.
ORG-100032721
Carlsbad, United States Laboratory analysis
Labcorp Central Laboratory Services SARL
ORG-100011524
Meyrin, Switzerland Laboratory analysis
Syneos Health Inc.
ORG-100008382
Morrisville, United States On site monitoring
Icon Clinical Research Limited
ORG-100008322
Dublin 18, Ireland On site monitoring
EPL Pathology Archives LLC
ORG-100042096
Sterling, United States Laboratory analysis
Parexel International (IRL) Limited
ORG-100022780
Dublin 2, Ireland Code 12
IQVIA Limited
ORG-100008655
Reading, United Kingdom On site monitoring, Interactive response technologies (IRT)
Somalogic Operating Co. Inc.
ORG-100042788
Boulder, United States Laboratory analysis

Locations

2 EU/EEA countries · 7 investigational sites

By country

CountryMS statusPlanned subjectsSites
France Authorised, recruitment pending 11 3
Spain Authorised, recruitment pending 14 4
Rest of world
Australia, Korea, Republic of, Japan, Switzerland, Singapore, United States
41

Investigational sites

France

3 sites · Authorised, recruitment pending
Centre Hospitalier Universitaire De Lille
3001: Hematology, Rue Michel Polonowski, 59000, Lille
Institut Paoli Calmettes
3003: Medical Oncology, 232 Boulevard De Sainte Marguerite, Bp 156, Marseille
Hospices Civils De Lyon
3002: Specialized Acute Pulmonology and Thoracic Oncology, 165 Chemin Du Grand Revoyet, 69310, Pierre Benite

Spain

4 sites · Authorised, recruitment pending
Hospital Clinico Universitario De Valencia
3102: Oncología., Avenida Blasco Ibanez 17, 46010, Valencia
Hospital Universitario 12 De Octubre
3100: Oncología., Avenida De Cordoba Sn, 28041, Madrid
Hospital Universitari Vall D Hebron
3101: Oncología., Passeig De La Vall D'Hebron 119-129, 08035, Barcelona
Hospital General Universitario Gregorio Maranon
3103:Oncología., Calle Del Doctor Esquerdo 46, 28007, Madrid

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Documents 25 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Protocol (for publication) D1_Protocol - Signature Page_2025-523276-23-00_1_English_Red 02
Protocol (for publication) D1_Protocol_2025-523276-23-00_1_English_Red 02
Recruitment arrangements (for publication) K1_Recruitment Arrangements - Country_1_ES_Spanish_NonRed 14Jan2026
Recruitment arrangements (for publication) K1_Recruitment Arrangements - Country_1_FR_NonRed V00
Recruitment arrangements (for publication) K1_Recruitment Arrangements - Country_2_ES_Spanish_NonRed V0.1
Recruitment arrangements (for publication) K1_Recruitment Arrangements - Country_2_FR_French_Red V00
Recruitment arrangements (for publication) K1_Recruitment Arrangements - Country_3_ES_Spanish_NonRed V0.1
Recruitment arrangements (for publication) K1_Recruitment Arrangements - Country_4_ES_Spanish_NonRed V1.0
Recruitment arrangements (for publication) K1_Recruitment Arrangements - Country_5_ES_Spanish_NonRed V1.0
Recruitment arrangements (for publication) K2_Advertisements - Country_1_FR_French_NonRed V01
Subject information and informed consent form (for publication) L1_ICF - Follow up for pregnant participant_1_ES_Spanish_NonRed v00.00.00
Subject information and informed consent form (for publication) L1_ICF - Follow up for pregnant participant_1_FR_French_NonRed V00.00.00
Subject information and informed consent form (for publication) L1_ICF - Follow up for pregnant partner of participant_1_ES_Spanish_NonRed v00.00.00
Subject information and informed consent form (for publication) L1_ICF - Info Sheet Female Partner_1_ES_Spanish_NonRed v00.00.00
Subject information and informed consent form (for publication) L1_ICF - Info Sheet Female Partner_1_FR_French_Red V00.00.00
Subject information and informed consent form (for publication) L1_ICF - Main ICF - Adult_1_ES_Spanish_Red 00.00.01
Subject information and informed consent form (for publication) L1_ICF - Main ICF - Adult_1_FR_French_Red V00.00.00
Subject information and informed consent form (for publication) L1_ICF - Main ICF - Adult_2_ES_Spanish_NonRed v00.00.00
Subject information and informed consent form (for publication) L1_ICF - Optional Assessment_1_ES_Spanish_NonRed 00.00.01
Subject information and informed consent form (for publication) L1_ICF - Pregnancy Follow up Parent Legal Guardian_1_FR_French_NonRed V00.00.00
Subject information and informed consent form (for publication) L1_ICF - Study Treatment_1_FR_French_Red V00.00.00
Subject information and informed consent form (for publication) L2_ICF Procedure_1_ES_Spanish_NonRed 14Jan2026
Synopsis of the protocol (for publication) D1_Protocol Summary in Lay Language_2025-523276-23-00_1_English_NonRed 1
Synopsis of the protocol (for publication) D1_Protocol Summary in Lay Language_2025-523276-23-00_1_French_NonRed 00
Synopsis of the protocol (for publication) D1_Protocol Summary in Lay Language_2025-523276-23-00_1_Spanish_NonRed 1

Application history

1 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2026-02-13 Spain Acceptable with conditions
2026-05-21
2026-05-27