Double-blinded (treatment group unknown to physician and patient), randomised (treatment group allocated by chance) phase II trial on the efficacy and tolerability of an 8 week treatment with two different doses of budesonide tablets dissolving in the mouth compared to placebo (medication without active substance), for prevention of constrictions of the oesophagus in adult patients after removal of cancer tissue using an endoscopic surgery technique

2023-507897-42-00 Protocol BUL-5/ESD Therapeutic exploratory (Phase II) Ended

Start 12 May 2020 · End 31 Mar 2026 · Status Ended · 7 EU/EEA countries · 17 sites · Protocol BUL-5/ESD

Overview

Sponsor-declared trial summary

Phase Therapeutic exploratory (Phase II)
Status Ended
Participants planned 100
Countries 7
Sites 17

Prevention of oesophageal strictures in adult patients after endoscopic submucosal dissection

To assess the efficacy of eight weeks treatment with 2 x 1 mg/day or 2 x 2 mg/day budesonide orodispersible tablets vs. placebo for prevention of oesophageal strictures after endoscopic submucosal dissection

Key facts

Sponsor
Dr. Falk Pharma GmbH
Participant type
Patients
Age range
18-64 years, 65+ years
Gender
Male and Female
Therapeutic area
Diseases [C] - Digestive System Diseases [C06]
Trial duration
12 May 2020 → 31 Mar 2026
Decision date (initial)
2024-11-28
Transition trial
Yes
Low-intervention
No
Rare-disease indication
No
Vulnerable population
Yes

External identifiers

EU CT number
2023-507897-42-00
EudraCT number
2018-002617-35

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Safety, Efficacy, Prophylaxis

To assess the efficacy of eight weeks treatment with 2 x 1 mg/day or 2 x 2 mg/day budesonide orodispersible tablets vs. placebo for prevention of oesophageal strictures after endoscopic submucosal dissection

Secondary objectives 2

  1. To study safety and tolerability of budesonide orodispersible tablets vs. placebo by means of adverse events and laboratory parameters
  2. To assess patients' quality of life

Conditions and MedDRA coding

Prevention of oesophageal strictures in adult patients after endoscopic submucosal dissection

VersionLevelCodeTermSystem organ class
21.0 PT 10030137 Oesophageal adenocarcinoma 100000004864
21.0 LLT 10030186 Oesophageal squamous cell carcinoma NOS 10029104
20.0 PT 10004137 Barrett's oesophagus 100000004856

Study design 1 period

#TitleAllocationBlindingRoles blindedArms
1 Double-blind, randomised (1:1:1 ratio) treatment phase
The up to 6-week screening phase will be followed by an 8-week double-blind (DB) treatment phase, and a 4-week follow-up phase. At start of the DB treatment phase, patients will be assigned to one of the treatment groups via a central stratified randomisation procedure.
Randomised Controlled Double [{"id":169844,"code":2,"name":"Investigator"},{"id":169845,"code":1,"name":"Subject"},{"id":169843,"code":3,"name":"Monitor"}] Group A: budesonide 1 mg BID: Patients will be randomised to receive an 8-week, double-blind treatment with budesonide 1 mg tablets
Group B: budesonide 2 mg BID: Patients will be randomised to receive an 8-week, double-blind treatment with budesonide 2 mg tablets
Group C: placebo BID: Patients will be randomised to receive an 8-week, double-blind treatment with placebo tablets

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 8

  1. Signed informed consent
  2. Male or female patients, 18 to 85 years of age
  3. Estimated life expectancy of at least one year (not applicable in Portugal);
  4. ECOG Performance Status of ≤ 2 at the randomisation visit (i.e. after the ESD-procedure);
  5. a) Biopsy proven or endoscopically suspect oesophageal SCC and/or high grade dysplasia in a focal lesion of the squamous epithelium, treated with ESD; or b) Biopsy proven or endoscopically suspect BE-HGD or EAC, treated with ESD
  6. Mucosal defect after ESD of a) ≥ 50% oesophageal circumference in a patient with SCC, or b) ≥ 75% oesophageal circumference in a patient with BE-HGD or EAC
  7. Negative pregnancy test in females of childbearing potential at the screening visit;
  8. Women of childbearing potential agree to apply during the entire duration of the trial an effective method of birth control, which is defined as those, which result in a low failure rate (i.e., less than 1% per year) when used constantly and correctly. Such methods include implants, injectables, combined oral contraceptive method, combined contraceptive patches and vaginal rings, copper containing IUDs, sexual abstinence, or vasectomised partner. The investigator is responsible for determining whether the patient applies adequate birth control methods to allow for trial participation. Women of non-childbearing potential may be included if surgically sterile (tubal ligation or hysterectomy) or post-menopausal with at least two years without spontaneous menses.

Exclusion criteria 26

  1. Any prior or intended chemotherapy for oesophageal cancer;
  2. Any prior ESD in the area where ESD will be done;
  3. Any prior or intended oesophageal surgery or surgery for the mediastinum, endoscopic mucosal resection (EMR), or radio frequency ablation (RFA), in the area where ESD will be done;
  4. Evidence of regional lymph node metastases or distant metastases prior to ESD;
  5. Any prior or intended radiotherapy which involves or affects the area of ESD during the last 5 yea
  6. Any prior endoscopic dilation for oesophageal stenosis which involves or affects the area of ESD during the last 5 years;
  7. Any other concomitant oesophageal disease (e.g. eosinophilic oesophagitis, oropharyngeal or oesophageal bacterial, viral, or untreated or inadequately treated fungal infection, inadequately treated candida oesophagitis or Zenker’s diverticulum);
  8. Achalasia, scleroderma oesophagus, or systemic sclerosis
  9. Necessity of oesophageal stent placement prior to randomisation;
  10. Any known relevant infectious disease (e.g., AIDS defining diseases, active tuberculosis);
  11. Diagnosis of chickenpox, herpes zoster or measles within the last three months prior to randomisation
  12. Known history of a) liver cirrhosis, b) severe renal impairment (Portugal only)
  13. Any of the following medical conditions (if not being sufficiently under control): cardiovascular disease, diabetes mellitus, osteoporosis, active peptic ulcer disease, glaucoma, cataract
  14. Any severe concomitant disease, which in the opinion of the investigator might have an influence on the patient’s compliance or the interpretation of the results, or any disorder which in the opinion of the investigator might affect the patient’s safety;
  15. a) (All countries, except Portugal:) Any systemic therapy for any reason that may affect assessment of primary or secondary endpoints, i.e., biologics, or immunosuppressants, within the last 4 weeks prior to randomisation or planned as concomitant treatment, b) (Portugal only:) Any systemic therapy for any reason that may affect assessment of primary or secondary endpoints, i.e., systemic glucocorticosteroids, biologics, or immunosuppressants, within the last 4 weeks prior to randomisation or planned as concomitant treatment
  16. a) (All countries, except Portugal:) Oral or intravenous systemic or oral topical glucocorticosteroids for any reason that may affect assessment of primary or secondary endpoints, which cannot be stopped at screening latest or are planned as concomitant treatment; b) (Portugal only:) Oral topical glucocorticosteroids used within the last 2 weeks prior to randomisation or planned as concomitant treatment
  17. Inhaled or nasal topical glucocorticosteroids for any reason that may affect assessment of primary or secondary endpoints, which cannot be stopped at screening latest or are planned as concomitant treatment for more than 7 days;
  18. Any therapy with cytochrome P450 3A4 (CYP3A4) inhibitors which might influence hepatic biotransformation: very potent (cobicistat, ritonavir, ketoconazole, voriconazole), potent (boceprevir, clarithromycin, itraconazole, saquinavir, telaprevir, telithromycin), or moderate (aprepitant, conivaptan, diltiazem, erythromycin, fluconazole, nefazodone, posaconazole, verapamil) administered repeatedly (i.e., > 3 days) in the last 3 weeks prior to randomisation or planned as concomitant therapy for more than 7 days;
  19. Any therapy with CYP3A4 inducers, which might influence hepatic biotransformation: very potent (carbamazepine, phenytoin, rifampicin), moderate (St. John’s Wort), administered repeatedly (i.e., > 3 days) in the last 3 weeks prior to randomisation or planned as concomitant therapy for more than 7 days;
  20. Live vaccination within the last 4 weeks prior to randomisation, or any planned live vaccination during the trial
  21. Intake of grapefruit containing food or beverages during the DB treatment phase
  22. Known intolerance/hypersensitivity/resistance to the investigational medicinal product (IMP: budesonide) or its excipients or to drugs of similar chemical structure or pharmacological profile;
  23. History of intolerance/hypersensitivity to propofol (if propofol will be used for sedation)
  24. Well-founded doubt about the patient’s cooperation
  25. Existing or intended pregnancy or breast-feeding;
  26. Participation in another clinical trial within the last 30 days prior to the screening visit, simultaneous participation in another clinical trial, or previous participation in the BUL-5 trial and having received any IMP

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 1

  1. Percentage of patients free of strictures at visit week 8

Secondary endpoints 2

  1. Number of endoscopic dilations per patient during the DB treatment phase
  2. Percentage of patients free of strictures until the FU visit

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 2

BUL02

PRD5759915 · Product

Active substance
Budesonide
Pharmaceutical form
ORODISPERSIBLE TABLET
Route of administration
ORAL USE
Max daily dose
2.0 mg milligram(s)
Max total dose
2.0 mg milligram(s)
Max treatment duration
8 Week(s)
Authorisation status
Not Authorised
MA holder
DR. FALK PHARMA G.M.B.H.
Paediatric formulation
No
Orphan designation
No

BUL03

PRD6821711 · Product

Active substance
Budesonide
Pharmaceutical form
ORODISPERSIBLE TABLET
Route of administration
ORAL USE
Max daily dose
4.0 mg/g milligram(s)/gram
Max total dose
4.0 mg milligram(s)
Max treatment duration
8 Week(s)
Authorisation status
Not Authorised
MA holder
DR. FALK PHARMA G.M.B.H.
Paediatric formulation
No
Orphan designation
No

Placebo 1

Placebo orodispersible tablets

N/A · Product

Other product name
N/A
Pharmaceutical form
N/A
ATC code
N/A — N/A
Marketing authorisation
N/A
MA holder
N/A
MA country
Iceland
Paediatric formulation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

Dr. Falk Pharma GmbH

Sponsor organisation
Dr. Falk Pharma GmbH
Address
Leinenweberstrasse 5, Hochdorf Hochdorf
City
Freiburg Im Breisgau
Postcode
79108
Country
Germany

Scientific contact point

Organisation
Dr. Falk Pharma GmbH
Contact name
Dept. of Clin. Res. & Development

Public contact point

Organisation
Dr. Falk Pharma GmbH
Contact name
Dept. of Clin. Res. & Development

Third parties 7

OrganisationCity, countryDuties
Excelya Poland Sp. z o.o.
ORG-100045711
Piaseczno, Poland On site monitoring, Code 12
FGK Clinical Research GmbH
ORG-100008669
Munich, Germany On site monitoring, Code 10, Code 11, Code 12, Code 13, Code 5, Data management, E-data capture, Code 8
NextPharma GmbH
ORG-100029766
Goettingen, Germany Other
Labor Dr. Spranger
ORG-100045641
Ingolstadt, Germany Other, Laboratory analysis
CTI Clinical Trial And Consulting Services Portugal Unipessoal Lda.
ORG-100049447
Lisbon, Portugal On site monitoring, Code 12
FGK Clinical Research GmbH
ORG-100008669
Munich, Germany Other
XClinical GmbH
ORG-100046039
Munich, Germany Other, E-data capture

Locations

7 EU/EEA countries · 17 investigational sites

By country

CountryMS statusPlanned subjectsSites
France Ended 6 1
Germany Ended 22 8
Netherlands Ended 21 2
Poland Ended 19 2
Portugal Ended 15 2
Spain Ended 4 1
Sweden Ended 6 1
Rest of world
Switzerland
7

Investigational sites

France

1 site · Ended
Centre Hospitalier Universitaire De Bordeaux
Gastro-entérologue et hépatologue, Avenue De Magellan, 33600, Pessac

Germany

8 sites · Ended
Evangelisches Krankenhaus Duesseldorf
Abteilung für Innere Medizin, Kirchfeldstrasse 40, Unterbilk, Duesseldorf
University Medical Center Hamburg-Eppendorf
Interdisciplinary Endoscopy, Martinistrasse 52, Eppendorf, Hamburg
Medical Center - University Of Freiburg
Gastroenterologie, Hepatologie, Infektiologie & Endokrinologie, Hugstetter Strasse 55, Stuehlinger, Freiburg Im Breisgau
Asklepios Kliniken Hamburg GmbH
Department of Gastroenterology, Hepatology and Inverventional Endoscopy, Ruebenkamp 220, 22291, Hamburg
Gemeinschaftskrankenhaus St.Elisabeth/St.Petrus/St.Johannes gGmbH
Innere Medizin/Gastroenterologie, Prinz-Albert-Strasse 40, Zentrum, Bonn
Robert Bosch Gesellschaft fuer medizinische Forschung mbH
Gastroenterology, Hepatology and Endocrinology, Auerbachstrasse 112, Bad Cannstatt, Stuttgart
Barmherzige Brueder gemeinnuetzige Krankenhaus GmbH
Innere Medizin I, Romanstrasse 93, Neuhausen-Nymphenburg, Munich
Klinikum rechts der Isar der TU Muenchen AöR
Klinik und Poliklinik für Innere Medizin II, Ismaninger Strasse 22, Au-Haidhausen, Munich

Netherlands

2 sites · Ended
Erasmus Universitair Medisch Centrum Rotterdam (Erasmus MC)
Gastroenterology, 's-Gravendijkwal 230, 3015 CE, Rotterdam
Amsterdam UMC
Gastroenterology, De Boelelaan 1117, 1081 HV, Amsterdam

Poland

2 sites · Ended
Narodowy Instytut Onkologii Im. Marii Sklodowskiej-Curie Panstwowy Instytut Badawczy
Zakład Profilaktyki Nowotworów, Ul. Wilhelma Konrada Roentgena 5, 02-781, Warsaw
Samodzielny Publiczny Szpital Kliniczny Nr 1 Im Prof. Tadeusza Sokolowskiego Pomorskiego Uniwersytetu Medycznego W Szczecinie
Centrum Diagnostyki Schorzeń Przewodu Pokarmowego Kliniki Gastroenterologii, Ul. Unii Lubelskiej 1, 71-252, Szczecin

Portugal

2 sites · Ended
Centro Hospitalar De Lisboa Ocidental E.P.E.
Serviço de Gastrenterologia, Rua Da Junqueira 126, 1349-019, Lisbon
Instituto Portugues De Oncologia Do Porto Francisco Gentil E.P.E.
Serviço de Gastrenterologia, Rua Dr. Antonio Bernardino De Almeida, 4200-072, Porto

Spain

1 site · Ended
Hospital Universitario Ramon Y Cajal
Gastroenterology and Hepatology, Carretera Del Colmenar Viejo Km 9 100, Por El Pardo, Madrid

Sweden

1 site · Ended
Karolinska University Hospital
Department of upper Gastrointestinal Diseases, Kirurgigaten 53, 141 86, Stockholm

Country notifications

Trial-start, recruitment-start, end and early-termination notifications submitted per Member State

Country Trial startTrial end Recruitment startRecruitment end Early termination
France 2026-01-02 2026-03-30 2026-01-02 2026-02-25
Germany 2020-05-12 2026-03-30 2020-05-12 2026-02-25
Netherlands 2020-05-20 2026-03-30 2020-05-20 2026-02-25
Poland 2020-06-23 2026-03-30 2020-06-23 2026-02-25
Portugal 2021-01-07 2024-03-22 2021-01-07 2024-03-21
Spain 2025-04-22 2026-03-30 2025-04-22 2026-02-25
Sweden 2021-02-03 2024-03-22 2021-02-03 2024-03-21

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Documents 71 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Protocol (for publication) D1_redacted_Protocol_2023-507897-42-00 4.0
Protocol (for publication) D4_Patient facing documents_DE_Diary_Baseline 2
Protocol (for publication) D4_Patient facing documents_DE_Diary_Week2 2
Protocol (for publication) D4_Patient facing documents_DE_Diary_Week4 2
Protocol (for publication) D4_Patient facing documents_DE_Diary_Week8 2
Protocol (for publication) D4_Patient facing documents_DE_Questionnaire dysphagia 1
Protocol (for publication) D4_Patient facing documents_DE_Questionnaire short health scale 1
Protocol (for publication) D4_Patient facing documents_DE_Questionnaire tolerance 1
Protocol (for publication) D4_Patient facing documents_ES_Diary_Baseline 1
Protocol (for publication) D4_Patient facing documents_ES_Diary_Week2 1
Protocol (for publication) D4_Patient facing documents_ES_Diary_Week4 1
Protocol (for publication) D4_Patient facing documents_ES_Diary_Week8 1
Protocol (for publication) D4_Patient facing documents_ES_Questionnaire dysphagia 1
Protocol (for publication) D4_Patient facing documents_ES_Questionnaire short health scale 1
Protocol (for publication) D4_Patient facing documents_ES_Questionnaire tolerance 1
Protocol (for publication) D4_Patient facing documents_NL_Diary_Baseline 2
Protocol (for publication) D4_Patient facing documents_NL_Diary_Week2 2
Protocol (for publication) D4_Patient facing documents_NL_Diary_Week4 2
Protocol (for publication) D4_Patient facing documents_NL_Diary_Week8 2
Protocol (for publication) D4_Patient facing documents_NL_Questionnaire dysphagia 1
Protocol (for publication) D4_Patient facing documents_NL_Questionnaire short health scale 1
Protocol (for publication) D4_Patient facing documents_NL_Questionnaire tolerance 1
Protocol (for publication) D4_Patient facing documents_PL_Diary_Baseline 2
Protocol (for publication) D4_Patient facing documents_PL_Diary_Week2 2
Protocol (for publication) D4_Patient facing documents_PL_Diary_Week4 2
Protocol (for publication) D4_Patient facing documents_PL_Diary_Week8 2
Protocol (for publication) D4_Patient facing documents_PL_Questionnaire short health scale 1
Protocol (for publication) D4_Patient facing documents_PL_Questionnaire dysphagia 1
Protocol (for publication) D4_Patient facing documents_PL_Questionnaire tolerance 1
Protocol (for publication) D4_Patient facing documents_PT_Diary_Baseline 2
Protocol (for publication) D4_Patient facing documents_PT_Diary_Week2 2
Protocol (for publication) D4_Patient facing documents_PT_Diary_Week4 2
Protocol (for publication) D4_Patient facing documents_PT_Diary_Week8 2
Protocol (for publication) D4_Patient facing documents_PT_Questionnaire short health scale 1
Protocol (for publication) D4_Patient facing documents_PT_Questionnaire dysphagia 1
Protocol (for publication) D4_Patient facing documents_PT_Questionnaire tolerance 1
Protocol (for publication) D4_Patient facing documents_SE_Diary_Baseline 2
Protocol (for publication) D4_Patient facing documents_SE_Diary_Week2 2
Protocol (for publication) D4_Patient facing documents_SE_Diary_Week4 2
Protocol (for publication) D4_Patient facing documents_SE_Diary_Week8 2
Protocol (for publication) D4_Patient facing documents_SE_Questionnaire short health scale 1
Protocol (for publication) D4_Patient facing documents_SE_Questionnaire dysphagia 1
Protocol (for publication) D4_Patient facing documents_SE_Questionnaire tolerance 1
Recruitment arrangements (for publication) K1_Recruitment arrangement 2.0
Recruitment arrangements (for publication) K1_Recruitment arrangement NA
Recruitment arrangements (for publication) K1_Recruitment arrangement NA
Recruitment arrangements (for publication) K1_Recruitment arrangement NA
Recruitment arrangements (for publication) K1_Recruitment arrangement NA
Recruitment arrangements (for publication) K2_ Recruitment arrangements_Document Additionnel NA
Subject information and informed consent form (for publication) L1_ICF_biobank 2
Subject information and informed consent form (for publication) L1_redacted ICF 2.0
Subject information and informed consent form (for publication) L1_redacted ICF 8.0
Subject information and informed consent form (for publication) L1_redacted ICF 7.0
Subject information and informed consent form (for publication) L1_redacted ICF 4.0
Subject information and informed consent form (for publication) L1_redacted_ICF 7.1
Subject information and informed consent form (for publication) L1_redacted_ICF_Erasmus 10
Subject information and informed consent form (for publication) L2_Other subject information material_Patient card 1
Subject information and informed consent form (for publication) L2_Other subject information material_Patient card 1
Subject information and informed consent form (for publication) L2_Other subject information material_Patient Card 1.0
Subject information and informed consent form (for publication) L2_Other subject information material_Patient Info Sheet 1
Subject information and informed consent form (for publication) L2_Other subject information material_Use Instructions 1.0
Subject information and informed consent form (for publication) L2_Other subject information material_Use Instructions 1
Subject information and informed consent form (for publication) L2_Other subject information material_Use Instructions 1
Subject information and informed consent form (for publication) L2_Other subject information material_Use Instructions 1.0
Synopsis of the protocol (for publication) D2_Protocol synopsis_ES 2023-507897-42-00 1
Synopsis of the protocol (for publication) D2_Protocol synopsis_SE_2023-507897-42-00 1
Synopsis of the protocol (for publication) D2_redacted_Protocol synopsis_DE_2023-507897-42-00 2
Synopsis of the protocol (for publication) D2_redacted_Protocol synopsis_NL_2023-507897-42-00 2
Synopsis of the protocol (for publication) D2_Redacted_Protocol synopsis_NtF_2023-507897-42-00_m n.a.
Synopsis of the protocol (for publication) D2_redacted_Protocol synopsis_PL_2023-507897-42-00 2
Synopsis of the protocol (for publication) D2_redacted_Protocol synopsis_PT_2023-507897-42-00 2

Application history

9 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2023-10-27 Germany Acceptable
2023-11-22
2023-11-22
2 SUBSTANTIAL MODIFICATION SM-1 2024-05-21 Germany Acceptable
2024-07-17
2024-07-19
3 SUBSEQUENT ADDITION OF MSC APP-3 2024-09-30 2024-11-28
4 SUBSEQUENT ADDITION OF MSC APP-4 2024-09-30 Acceptable
2023-11-22
2024-11-15
5 NON SUBSTANTIAL MODIFICATION NSM-4 2025-05-20 Germany Acceptable
2023-11-22
2025-05-20
6 SUBSTANTIAL MODIFICATION SM-4 2025-06-17 Germany Acceptable
2025-08-08
2025-08-08
7 NON SUBSTANTIAL MODIFICATION NSM-5 2025-12-08 Germany Acceptable
2025-08-08
2025-12-08
8 NON SUBSTANTIAL MODIFICATION NSM-6 2025-12-18 Germany Acceptable
2025-08-08
2025-12-18
9 NON SUBSTANTIAL MODIFICATION NSM-7 2026-02-11 Germany Acceptable
2025-08-08
2026-02-11