Overview
Sponsor-declared trial summary
Patients with MSI-high or MMR-deficient stage III colorectal cancer who are ineligible for or who refuse oxaliplatin-based chemotherapy after R0 tumor resection (main study) or planned resection (sub-study)
To determine whether atezolizumab alone can significantly improve disease-free survival rate at 3 years compared to historical control when used as adjuvant treatment in patients with MSIhigh/ dMMR stage II high risk or stage III colorectal cancer for whom oxaliplatin regimens are not a viable treatment option
Key facts
- Sponsor
- AIO-Studien gGmbH
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 29 Aug 2023 → ongoing
- Decision date (initial)
- 2024-08-19
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- No
External identifiers
- EU CT number
- 2024-515224-37-00
- EudraCT number
- 2020-002715-21
- ClinicalTrials.gov
- NCT05118724
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Safety, Efficacy
To determine whether atezolizumab alone can significantly improve disease-free survival rate at 3 years compared to historical control when used as adjuvant treatment in patients with MSIhigh/
dMMR stage II high risk or stage III colorectal cancer for whom oxaliplatin regimens are not a viable treatment option
Secondary objectives 1
- determine whether atezolizumab (ATEZO) monotherapy (or ATEZO combined with IMM 101 show promising efficacy (DFS and OS) compared to historical control when used as adjuvant treatment in pats. with MSI-Hhigh/dMMR stage II high risk or stage III colon or rectal cancer for whom oxaliplatin regimens are not a viable treatment option. assess safety and tolerability profile of ATEZO (with/without IMM 101) in pats. with MSI-high stage II high risk or stage III colorectal cancer for whom oxaliplatin regimens are not a viable treatment option determine impact of ATEZO (with/without IMM 101) on PRO and healthrelated QoL, and functional domains of health-related QoL
Conditions and MedDRA coding
Patients with MSI-high or MMR-deficient stage III colorectal cancer who are ineligible for or who refuse oxaliplatin-based chemotherapy after R0 tumor resection (main study) or planned resection (sub-study)
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 21.0 | LLT | 10007450 | Carcinoma of rectum stage III | 10029104 |
| 21.0 | LLT | 10080676 | Microsatellite instability | 10010331 |
| 21.0 | PT | 10052360 | Colorectal adenocarcinoma | 100000004864 |
| 21.0 | PT | 10009955 | Colon cancer stage III | 100000004864 |
| 21.0 | PT | 10010034 | Colorectal cancer stage III | 100000004864 |
| 21.0 | LLT | 10007468 | Carcinoma rectum stage III | 10029104 |
| 22.0 | PT | 10078672 | DNA mismatch repair protein gene mutation | 100000004850 |
| 20.0 | PT | 10001167 | Adenocarcinoma of colon | 100000004864 |
| 21.0 | LLT | 10009966 | Colon carcinoma stage III | 10029104 |
| 21.0 | PT | 10061451 | Colorectal cancer | 100000004864 |
| 21.0 | LLT | 10001171 | Adenocarcinoma of colon stage III | 10029104 |
| 20.0 | LLT | 10007446 | Carcinoma of rectum | 10029104 |
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 12
- Written informed consent including participation in translational research and any locally-required authorization
- Male or female ≥ 18 years of age
- Histologically confirmed adenocarcinoma of the colon or rectum
- Pathological stage II high risk or Stage III disease
- R0 or R1-resected primary tumor For the perioperative sub-study: Resectable primary tumor; R0 resection anticipated (R1-resected patients can remain on study.)
- Tumor is MSI-high (MSI-H) or MMR-deficient (dMMR)
- ECOG status 0 – 2
- Ineligible for oxaliplatin-based adjuvant chemotherapy or patient's refusal of oxaliplatin-based adjuvant chemotherapy
- Adequate blood count, liver enzymes, and renal function – re-testing can be undergone once in case of initial results near cutoff [(White blood cell count ≥ 3.0 x 10^6/mL (Inclusion is also possible if 2,5 10^6/mL < White blood cell > 3.0 x 10^6/mL, in which case the neutrophils must be >= 1.5 x10^6/ml and the lymphocytes >= 0.5 x10^6/ml))
- INR < 1.5 ULN and PTT < 1.5 ULN within 7 days prior to registration
- Subject is willing and able to comply with the protocol for the duration of the study including undergoing treatment and scheduled visits and examinations including follow up
- For female patients of childbearing potential and male patients with partners of childbearing potential, agreement (by patient and/or partner) to use highly-effective contraception
Exclusion criteria 30
- Severe infection within 4 weeks prior to registration
- Distant metastases or residual disease
- Neoadjuvant radiotherapy or radio-chemotherapy (rectal cancer patients without prior radio- or radio-chemotherapy allowed); prior neoadjuvant radio-chemotherapy or radiotherapy for rectal cancer is allowed if >5 years and secondary colorectal cancer
- Prior adjuvant chemotherapy for colorectal cancer; allowed if >5 years and secondary colorectal cancer
- Prior treatment with atezolizumab or any other checkpoint inhibitor
- Treatment with systemic immunosuppressive medication within 2 weeks prior to treatment start, or anticipation of need for systemic immunosuppressive medication during study treatment
- Clinically significant cardiovascular disease (incl. myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) 6 months before enrollment
- History of severe allergic anaphylactic reactions to chimeric, human or humanized antibodies, or fusion proteins
- Known hypersensitivity to CHO cell products or any component of the atezolizumab formulation
- History of idiopathic pulmonary fibrosis, organizing pneumonia (e.g., bronchiolitis obliterans), drug-induced pneumonitis, or idiopathic pneumonitis, or evidence of active pneumonitis on screening chest CT scan.
- Active HBV infection (chronic or acute), defined as having a positive HBsAg test at screening
- Anti-viral therapy against HCV during the trial (allowed prior to trial)
- Positive HIV test. As an exception, known HIV+ patients may be included if they have: A stable regimen of HAART; No requirement for concurrent antibiotics or antifungal agents for the prevention of opportunistic infections; A CD4 count above 250 cells/mcL and an undetectable HIV viral load on standard PCR-based tests
- Treatment with a live, attenuated vaccine within 4 weeks prior to first dose of study treatment, or anticipation of need for such a vaccine during study treatment or within 5 months after the last dose of study treatment.
- Treatment with any vaccine during screening and the first cycle of treatment.
- Active tuberculosis
- Active or history of autoimmune disease or immune deficiency e.g. myasthenia gravis, myositis, autoimmune hepatitis, systemic lupus erythematosus, rheumatoid arthritis, inflammatory bowel disease, antiphospholipid antibody syndrome, Wegener granulomatosis, Sjögren syndrome, Guillain-Barré syndrome, or multiple sclerosis
- Prior (<3 years) or concurrent malignancy that either progresses or requires active treatment. Exceptions: basal cell cancer of the skin, preinvasive cancer of the cervix, T1a or T1b prostate carcinoma, superficial urinary bladder tumor
- History of hypersensitivity to any of the study drugs or any excipient IMM-101
- Prior allogeneic stem cell or solid organ transplantation requiring immunosuppressive therapy or other major immunosuppressive therapy
- Severe non-healing wounds, ulcers or bone fractions
- Evidence of bleeding diathesis or coagulopathy
- Major gastrointestinal bleeding within 4 weeks prior to treatment start, unless cause of bleeding was resected tumor
- Major surgical procedures other than primary tumor resection, except open biopsy, nor significant traumatic injury within 28 days prior to registration, or anticipation of the need for major surgical procedure during the course of the study except for surgery of central intravenous line placement for chemotherapy administration
- Medication that is known to interfere with any of the agents applied in the trial
- Female subjects who are pregnant or breast-feeding; male or female patients of reproductive potential who are not employing an effective method of birth control as listed in the protocol) (failure rate of less than 1% per year, see protocol section 6.1.3). Women of childbearing potential must have a negative pregnancy test
- Any condition or comorbidity that, in the opinion of the investigator, would interfere with evaluation of study treatment or affect patient safety or study results
- Participation in another clinical study with an investigational drug within 28 days prior to treatment start or 7 half-lives of previously used trial medication, whichever is longer
- Patient who has been incarcerated or involuntarily institutionalized by court order or by the authorities
- Affected persons who might be dependent on the sponsor or the investigator
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 3
- The primary efficacy endpoint is disease-free survival (DFS) rate at 3 years, defined as the proportion of patients without relapse or tumor-related death from any cause 3 years after start of treatment in the intention-to-treat population.
- For the sub-study: Pathological complete (pCR) or subtotal (<10% vital tumor cells) regression (measured in resected tumors) after completion of 5 weeks of neoadjuvant treatment.
- incidence, severity and causality/ relationship of adverse events (AEs), serious adverse events (SAEs) and adverse events of special interest (AESI)
Secondary endpoints 4
- DFS including 1-, and 2-year tumor-specific DFS rates
- Overall Survival (OS) including 1-, 2- and 3-year OS rates
- Rate of patients without detectable ctDNA after 12 months. ctDNA-free is defined as a ctDNA level below the lowest limit of detection of the respective Liquid Biopsy Assay
- QoL
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 3
PRD11472869 · Product
- Active substance
- Mycobaterium Obuense, Strain Nctc 13365, Heat-Killed
- Other product name
- IMM-101
- Pharmaceutical form
- SUSPENSION FOR INJECTION
- Route of administration
- SOLUTION FOR INJECTION
- Max daily dose
- 1 mg milligram(s)
- Max total dose
- 1 mg milligram(s)
- Max treatment duration
- 12 Month(s)
- Authorisation status
- Not Authorised
- ATC code
- L03 — IMMUNOSTIMULANTS
- MA holder
- ERASMUS MC
- Paediatric formulation
- No
- Orphan designation
- No
Tecentriq 1 200 mg concentrate for solution for infusion
PRD5434939 · Product
- Active substance
- Atezolizumab
- Substance synonyms
- RO5541267
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 200 mg milligram(s)
- Max total dose
- 200 mg milligram(s)
- Max treatment duration
- 12 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01FF05 — -
- Marketing authorisation
- EU/1/17/1220/001
- MA holder
- ROCHE REGISTRATION GMBH
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Tecentriq 840 mg concentrate for solution for infusion
PRD7537922 · Product
- Active substance
- Atezolizumab
- Substance synonyms
- RO5541267
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS
- Max daily dose
- 840 mg milligram(s)
- Max total dose
- 840 mg milligram(s)
- Max treatment duration
- 12 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01FF05 — -
- Marketing authorisation
- EU/1/17/1220/002
- MA holder
- ROCHE REGISTRATION GMBH
- MA country
- Norway
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
AIO-Studien gGmbH
- Sponsor organisation
- AIO-Studien gGmbH
- Address
- Kuno-Fischer-Strasse 8, Charlottenburg Charlottenburg
- City
- Berlin
- Postcode
- 14057
- Country
- Germany
Scientific contact point
- Organisation
- AIO-Studien gGmbH
- Contact name
- Prof. Dr. med. Stefan Kasper-Virchow
Public contact point
- Organisation
- AIO-Studien gGmbH
- Contact name
- Katrin Krause
Locations
1 EU/EEA country · 17 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Germany | Ongoing, recruitment ended | 80 | 17 |
| Rest of world | — | 0 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Germany | 2021-08-25 | 2022-02-23 | 2024-08-31 |
Oversight and notifications
Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77
Temporary halts 1 · Art. 38 CTR
Temporary halt TH-44335
- Halt date
- 2023-06-01
- Member states concerned
- Germany
- Publication date
- 2024-09-05
- Reason
- Medicinal Product related, Sponsor decision
- Explanation
- New manufacturer of IMM-101. No new charges available for the trial.
Therefore
recruitment stop in Arm B in the main study and
temporary halt of recruitment in substudy. - Follow-up measures
- Enough IMM-101 available for patients already in treatment.
- Benefit-risk balance changed
- No
- Treatment stopped
- No
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 8 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_Protocol 2024-515224-37-00_TC | 6 |
| Protocol (for publication) | D1_Protocol_ 2024_515224_37_00 | 6 |
| Recruitment arrangements (for publication) | K1_Recruitment arrangements | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_main study_redacted | 7.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_substudy_redacted | 7.0 |
| Subject information and informed consent form (for publication) | L2_Addendum to patient information | 1.0 |
| Subject information and informed consent form (for publication) | L2_Addendum to patient information_TC | 1.0 |
| Subject information and informed consent form (for publication) | L2_Patient Information Sheet CRO change | 1 |
Application history
5 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2024-08-09 | Germany | Acceptable with conditions 2024-08-16
|
2024-08-19 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2024-11-01 | Germany | Acceptable 2024-12-20
|
2024-12-20 |
| 3 | NON SUBSTANTIAL MODIFICATION | NSM-1 | 2025-08-27 | Germany | Acceptable 2024-12-20
|
2025-08-27 |
| 4 | SUBSTANTIAL MODIFICATION | SM-2 | 2025-11-03 | Germany | Acceptable | 2025-11-13 |
| 5 | SUBSTANTIAL MODIFICATION | SM-3 | 2026-04-29 | Germany | Acceptable | 2026-05-22 |