Overview
Sponsor-declared trial summary
Resectable locally advanced squamous cell carcinoma (SCC) of the esophagus
To demonstrate that dCRT with salvage esophagectomy as needed, is non-inferior to nCRT followed by surgery, regarding overall survival in patients with operable, locally advanced esophageal squamous cell carcinoma.
Key facts
- Sponsor
- Karolinska University Hospital
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 11 Mar 2020 → ongoing
- Decision date (initial)
- 2025-05-07
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
External identifiers
- EU CT number
- 2022-500966-82-00
- EudraCT number
- 2020-000149-15
- ClinicalTrials.gov
- NCT04460352
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Efficacy, Therapy, Others, Safety
To demonstrate that dCRT with salvage esophagectomy as needed, is non-inferior to nCRT followed by surgery, regarding overall survival in patients with operable, locally advanced esophageal squamous cell carcinoma.
Secondary objectives 7
- To study prespecified HRQOL endpoints relevant to esophageal cancer and effects of treatment for this disease, repeatedly during treatment and survivorship.
- To determine event free survival, loco-regional and distal relapse rates and histological chemoradiotherapy response in the surgical specimen in the control arm.
- To investigate the overall health economic impact of each intervention.
- To investigate the impact on nutritional status of each intervention during follow-up.
- To investigate whether any of the endpoints are affected by the type of radiological follow-up, CT or PET-CT, in the dCRT with salvage esophagectomy as needed trial arm.
- To investigate if there are any gender differences in any of the endpoints.
- To exploratively analyze putative tissue and liquid biomarkers for response to the different treatment strategies and long-term benefit.
Conditions and MedDRA coding
Resectable locally advanced squamous cell carcinoma (SCC) of the esophagus
Study design 1 period
| # | Title | Allocation | Blinding | Roles blinded | Arms |
|---|---|---|---|---|---|
| 1 | NEEDS randomisation Treatment allocation will be open-label, among the two arms in a 1:1 ratio. Randomisation will be performed using minimisation with stratification for gender (male or female) age (< 70 yrs or ≥70 yrs), tumor site (upper or middle or lower third of the esophagus), performance status (ECOG 0 or 1), clinical nodal status (positive or negative/unknown), clinical primary tumor status (T4a or any other T) and trial center.
|
2 | None | Control arm: Neoadjuvant chemo-radiotherapy with weekly carboplatin and paclitaxel and radiation in 1.8 fractions to 41.4 Gy followed by preplanned esophagectomy. Experimental arm: Definitive chemo-radiotherapy using any combination of two chemotherapy (platin-taxane and platin-fluoropyrimidin) and two radiotherapy regimens (1.8 to 50.4 Gy and 2.0 to 50 Gy) followed by surveillance and salvage esophagectomy only as needed. |
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 9
- Histopathologically confirmed squamous cell carcinoma of the esophagus in locally advanced stages cT1 N+ or cT2-4a any N, M0
- Technically resectable disease according to the local multidisciplinary team conference (MDT)/tumor board.
- Performance status ECOG 0-1.
- Women of childbearing potential must have a negative serum or urine pregnancy test within 24 hours prior to randomisation.
- Patients of childbearing/reproductive potential should use highly effective method of birth control measures during the study treatment period and for at least six months after the last study treatment.
- Before patient registration/randomisation, written informed consent must be given according to ICH/GCP/GDPR and national/local regulations.
- Age ≥ 18 years and ≤ 80 years.
- Adequate organ function
- Female subjects who are breast feeding should discontinue nursing prior to the first dose of study treatment
Exclusion criteria 9
- M1 according to current (8th) version of of the AJCC TNM classification.
- cT4b according to current (8th) version of of the AJCC TNM classification.
- Primary tumor not resectable without laryngectomy.
- Impaired renal, hepatic, cardiac, pulmonary or endocrine status that compromises the eligibility of the patient for multimodality treatment with chemoradiotherapy followed by esophagectomy.
- Subjects with previous malignancies are excluded unless a complete remission or complete resection was achieved at least 5 years prior to study entry.
- Inability to fully understand and digest study patient information or to comply with study instructions due to language difficulty or cognitive failure such as dementia or severe psychiatric disorder.
- Subjects not considered likely to tolerate multimodality treatment with chemoradiotherapy followed by esophagectomy.
- Prior or concomitant treatment with radiotherapy or chemoradiotherapy with potential overlap of radiotherapy fields.
- Known uncontrollable hypersensitivity to the components of the chemotherapeutic agents used in the trial regimens.
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 2
- Overall survival (OS) with a minimum follow-up of 3 years.
- Health-related quality of life (HRQOL) one year after randomization
Secondary endpoints 10
- Event free survival (EFS), defined as time to relapse, initiation of any anti-tumor therapy beyond the study treatments (salvage surgery is considered a study treatment in the dCRT arm), or death, whichever comes first.
- Loco-regional and distant relapse rates, including the relation of relapse location to the radiation field.
- Histopathological response according to Mandard, as well as other pathological data in operated patients, ypTNM including total and metastatic lymph node count, tumour free resection margins, R0.
- Health economy will be assessed including patient-level medical resource use and societal costs due to sick-leave and other non-medical costs. Quality-adjusted life years (QALYs) will be calculated using EQ-5D, reported at baseline and 6, 12, 24, 36 and 60 months after randomisation.
- Surgical complications according to the Esophagectomy Complications Consensus Group and classified according to Clavien-Dindo.
- Treatment-related adverse events and toxicity coded by NCI.CTCAE criteria version 5.0.
- Nutritional outcomes including weight development, dysphagia and appetite assessment.
- Gender stratified analyses of all endpoints.
- Exploratory analyses for putative tissue and liquid biomarkers for response to RCT and benefit from either of the two treatment strategies (optional per center).
- HRQOL will be assessed at baseline, meaning after inclusion and signing of the patient consent form but before start of treatment and thereafter 6, 12, 24, 36 and 60 months after randomization
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 4
Cisplatin Accord 1 mg/ml koncentrat till infusionsvätska, lösning
PRD1951599 · Product
- Active substance
- Cisplatin
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 75 mg/m2 milligram(s)/square meter
- Max total dose
- 75 mg/m2 milligram(s)/square meter
- Max treatment duration
- 5 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XA01 — CISPLATIN
- Marketing authorisation
- 41829
- MA holder
- ACCORD HEALTHCARE B.V.
- MA country
- Sweden
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Calcium folinate Sandoz 10 mg/ml injektions-/infusionsvätska, lösning
PRD5045516 · Product
- Active substance
- Folinic Acid
- Substance synonyms
- LEUCOVORIN
- Pharmaceutical form
- SOLUTION FOR INJECTION/INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 200 mg/m2 milligram(s)/square meter
- Max total dose
- 200 mg/m2 milligram(s)/square meter
- Max treatment duration
- 5 Week(s)
- Authorisation status
- Authorised
- ATC code
- V03AF03 — CALCIUM FOLINATE
- Marketing authorisation
- 53504
- MA holder
- SANDOZ A/S
- MA country
- Sweden
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Oxaliplatin Accord 5 mg/ml koncentrat till infusionsvätska, lösning
PRD1785469 · Product
- Active substance
- Oxaliplatin
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 85 mg/m2 milligram(s)/square meter
- Max total dose
- 85 mg/m2 milligram(s)/square meter
- Max treatment duration
- 5 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XA03 — OXALIPLATIN
- Marketing authorisation
- 41633
- MA holder
- ACCORD HEALTHCARE B.V.
- MA country
- Sweden
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Fluorouracil Accord 50 mg/ml injektions-/infusionsvätska, lösning
PRD1972841 · Product
- Active substance
- Fluorouracil
- Pharmaceutical form
- SOLUTION FOR INJECTION/INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 1000 mg/m2 milligram(s)/square meter
- Max total dose
- 1000 mg/m2 milligram(s)/square meter
- Max treatment duration
- 5 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01BC02 — FLUOROURACIL
- Marketing authorisation
- 25842
- MA holder
- ACCORD HEALTHCARE B.V.
- MA country
- Sweden
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Comparator 2
Carboplatin Accord 10 mg/ml koncentrat till infusionsvätska, lösning
PRD2005430 · Product
- Active substance
- Carboplatin
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 1 Other
- Max total dose
- 1 Other
- Max treatment duration
- 5 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01XA02 — CARBOPLATIN
- Marketing authorisation
- 25512
- MA holder
- ACCORD HEALTHCARE B.V.
- MA country
- Sweden
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Paclitaxel Accord 6 mg/ml koncentrat till infusionsvätska, lösning
PRD2002562 · Product
- Active substance
- Paclitaxel
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS USE
- Max daily dose
- 50 mg/m2 milligram(s)/square meter
- Max total dose
- 50 mg/m2 milligram(s)/square meter
- Max treatment duration
- 5 Week(s)
- Authorisation status
- Authorised
- ATC code
- L01CD01 — PACLITAXEL
- Marketing authorisation
- 27782
- MA holder
- ACCORD HEALTHCARE B.V.
- MA country
- Sweden
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Karolinska University Hospital
- Sponsor organisation
- Karolinska University Hospital
- Address
- Eugeniavagen 3
- City
- Solna
- Postcode
- 171 64
- Country
- Sweden
Scientific contact point
- Organisation
- Karolinska University Hospital
- Contact name
- Magnus Nilsson
Public contact point
- Organisation
- Karolinska University Hospital
- Contact name
- Magnus Nilsson
Locations
4 EU/EEA countries · 25 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| France | Authorised, recruiting | 125 | 15 |
| Ireland | Authorised, recruiting | 20 | 1 |
| Norway | Authorised, recruiting | 40 | 3 |
| Sweden | Ongoing, recruiting | 50 | 6 |
| Rest of world
China, United Kingdom, India, Taiwan
|
— | 900 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| France | 2025-11-02 | ||||
| Ireland | 2020-03-11 | ||||
| Norway | 2020-03-11 | ||||
| Sweden | 2020-03-11 | 2026-01-01 |
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 23 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | Protocol 2022-500966-82-00 | 3.1 |
| Recruitment arrangements (for publication) | Blank document | 1 |
| Recruitment arrangements (for publication) | Blank document | 1 |
| Recruitment arrangements (for publication) | Blank document | 1 |
| Recruitment arrangements (for publication) | K1_ Recruitment arrangment | 1 |
| Recruitment arrangements (for publication) | K1_Recruitment Arrangements | 1 |
| Recruitment arrangements (for publication) | K1_Recruitment procedure NEEDS IE | 1 |
| Recruitment arrangements (for publication) | K1_Rekryterings- och samtyckesprocess SE NEEDS | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF NEEDStrial | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF NEEDStrial_tc | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF Norway tc | 3.1 |
| Subject information and informed consent form (for publication) | SIS and ICF IE | 2.0 |
| Subject information and informed consent form (for publication) | SIS and ICF Pregnancy Data Collection IE | 1 |
| Subject information and informed consent form (for publication) | SIS and ICF sweden | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | SmPC Calcium Folinate | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | SmPC Carboplatin | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | SmPC Cisplatin | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | SmPC Fluorouracil | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | SmPC Oxaliplatin | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | SmPC Paclitaxel | 1 |
| Synopsis of the protocol (for publication) | D1 Protocol synopsis English 2022-500966-82-00 NEEDS | 3.1 |
| Synopsis of the protocol (for publication) | D1 Protocol synopsis Swedish 2022-500966-82-00 NEEDS | 3.1 |
| Synopsis of the protocol (for publication) | D1 Protocol synpsis Norwegian 2022-500966-82-00 NEEDS | 3.1 |
Application history
3 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2023-10-09 | Sweden | Acceptable 2023-10-20
|
2023-10-20 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2024-09-18 | Sweden | Acceptable 2024-11-18
|
2024-11-18 |
| 3 | SUBSEQUENT ADDITION OF MSC | APP-3 | 2025-02-14 | 2025-05-07 |