Initiation of angiotensin receptor-neprilysin inhibitor (ARNi) and sodium-glucose cotransporter-2 inhibitors (SGLT2i) in patients with heart failure with reduced ejection fraction (HFrEF): the INITIATE-HFrEF randomized open-label trial

2022-502409-14-00 Protocol INITIATE-HFrEF Phase III and Phase IV (Integrated) Ended

Start 4 Aug 2023 · End 31 Jul 2025 · Status Ended · 1 EU/EEA countries · 4 sites · Protocol INITIATE-HFrEF

Overview

Sponsor-declared trial summary

Phase Phase III and Phase IV (Integrated)
Status Ended
Participants planned 172
Countries 1
Sites 4

Heart failure with reduced ejection fraction

To compare the safety of two different initiation strategies: 1) initiation of ARNi and SGLT2i simultaneously (same day or within ± 5 days) 2) sequential prescription: initial SGLT2i prescription and addition of ARNi between week 4 and 12 after randomization The null hypothesis is that: the safety of a simultaneous…

Key facts

Sponsor
University Of Porto
Participant type
Patients
Age range
18-64 years, 65+ years
Gender
Male and Female
Therapeutic area
Diseases [C] - Cardiovascular Diseases [C14]
Trial duration
4 Aug 2023 → 31 Jul 2025
Decision date (initial)
2023-04-12
Transition trial
No
Low-intervention
Yes
Rare-disease indication
No
Vulnerable population
No
Funding sources
Novartis Farma - Produtos Farmacêuticos, S.A. – Portugal

External identifiers

EU CT number
2022-502409-14-00
ClinicalTrials.gov
NCT05989503

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Safety

To compare the safety of two different initiation strategies:
1) initiation of ARNi and SGLT2i simultaneously (same day or within ± 5 days)
2) sequential prescription: initial SGLT2i prescription and addition of ARNi between week 4 and 12 after randomization

The null hypothesis is that: the safety of a simultaneous initiation of ARNi and a SGLT2i is non-inferior to a sequential initiation of SGLT2i first followed by an ARNi in patients with HFrEF or HFmrEF.

Secondary objectives 1

  1. To compare the safety of two distinct initiation treatment strategies: 1) initiation of ARNi and SGLT2i simultaneously (same day or within ± 5 days) 2) sequential prescription: initial SGLT2i prescription and addition of ARNi between week 4 and 12 after randomization on the components identified in the primary outcome; circulating levels of NT-proBNP; high-sensitivity C-reactive protein; high-sensitivity troponin I; occurrence of arrhythmias such as fibrillation or atrial flutter; systolic and diastolic blood pressure; cardiac structural and functional parameters (left atrium volume, left ventricular volume, left ventricular mass, left ventricular ejection fraction, pulmonary artery systolic pressure); serum sodium, potassium, creatinine, glomerular filtration rate, urinary sodium and potassium levels, albuminuria, cholesterol levels, triglycerides, glucose, uric acid, thyroid function, liver function and iron metabolism, HF functional classification (NYHA), quality of life and proportion of patients who reach the maximum titration of ARNi at 3 months of follow-up.

Conditions and MedDRA coding

Heart failure with reduced ejection fraction

VersionLevelCodeTermSystem organ class
20.0 LLT 10078289 Heart failure with reduced ejection fraction 10007541

Study design 2 periods

#TitleAllocationBlindingRoles blindedArms
1 Group A
Simultaneous initiation of ARNi (i.e. sacubitril/valsartan, irrespectively of brand name, at an initial dose 24/26mg b.i.d. or 49/51mg b.i.d. titrated to 97/103mg b.i.d. preferably in the first 3-6 weeks, up to 3 months of follow-up) and SGLT2i (either empagliflozin or dapagliflozin or respective combinations with other substances, providing the total dose of SGLT2i is, at leasdt, of 10mg/day) on the same day or within ± 5 days.
Randomised Controlled None
2 Group B
Sequential prescription: initial (at randomization day) SGLT2i prescription (either empagliflozin or dapagliflozin, or respective combinations with other substances, irrespectively of brand name, providing the total dose of SGLT2i is, at leastd, of 10mg/day) followed by an ARNi initiated between weeks 4 and 12 after randomization (sacubitril/valsartan at an initial dose of 24/26mg b.i.d. or 49/51mg b.i.d., and titrated to 97/103mg b.i.d. if tolerated, according to assistant physician decision)
Randomised Controlled None

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 9

  1. Age ≥ 18 years
  2. Heart failure symptoms (NYHA II, III or IV)
  3. Left ventricle ejection fraction ≤ 49% (assessed by transthoracic echocardiogram)
  4. Glomerular filtration rate ≥ 25 ml/min/1.73m2 (CKD-EPI formula)
  5. Serum potassium (K+) ≤ 5.4 mmol/L
  6. Systolic blood pressure ≥ 100 mmHg
  7. Not treated with ARNi nor with SGLT2i within the previous month (30 days before inclusion, except if initiated 5 days before randomization; patients treated with an ACEi or ARB can be included and maintain their therapy until the switch to an ARNi is performed))
  8. If female, female patient of non-childbearing potential (detailed in full protocol)
  9. If female patient of childbearing potential, she must have a negative serum pregnancy test at Visit 1 (Day 0) and must agree to use one highly effective method of contraception (detailed in full protocol) consistently and correctly

Exclusion criteria 12

  1. Involvement in the planning and/or conduct of the study (applies to both Investigator staff and/or staff at the study site)
  2. Female patients currently pregnant (confirmed by a positive pregnancy test) or intent to become pregnant or breast feeding
  3. Severe valvulopathy according to the echocardiogram report
  4. Previous history of ketoacidosis due to SGLT2i
  5. Participation in another clinical study with an investigational product during the last month
  6. Unwilling to sign inform consent
  7. Patients with a known hypersensitivity or intolerance to ARNi or SGLT2i or any of the excipients of the products
  8. Hospitalization due to non-cardiovascular causes, surgical procedure, coronary, cerebral or peripheral vascular events or sepsis in the prior month
  9. Cancer (life limiting with an estimated life expectancy of less than 2 years based on investigator’s judgement)
  10. Previously confirmed cardiac amyloidosis
  11. History of angioedema
  12. Implantable cardioverter-defibrillators or cardiac resynchronization therapy within 3 months prior to screening or if there is an intent to implant either device in the 3 months following screening

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 1

  1. Composite outcome (time-to-first event’ occurrence during the 6 months of follow-up): Symptomatic hypotension; Hyperkalaemia; Hypokalemia; eGFR drop ≥50% from baseline; or eGFR <15 ml/min/1.73m2 or renal transplant or dialysis; Increase in diuretic dose due to worsening HF; Use of intravenous diuretics for worsening HF; HF hospitalization; Death from CV causes

Secondary endpoints 31

  1. Symptomatic hypotension (systolic blood pressure <100 mmHg with signs or symptoms compatible with hypoperfusion)
  2. Hyperkalaemia (serum potassium >6.0 mmol/L)
  3. Hypokalemia (serum potassium <3.0 mmol/L)
  4. eGFR drop ≥50% from baseline; or eGFR <15 ml/min/1.73m2 or renal transplant or dialysis
  5. Increase in diuretic dose due to worsening heart failure
  6. Use of intravenous diuretics for worsening heart failure
  7. Heart failure hospitalization
  8. Death from cardiovascular causes
  9. NT-pro BNP or BNP (log)
  10. High sensitivity C-reactive protein
  11. Atrial fibrillation/flutter
  12. Systolic and diastolic blood pressure
  13. High sensitivity Troponin
  14. Left atrial volume
  15. Left ventricular (LV) systolic and diastolic volume
  16. LV mass
  17. LV ejection fraction
  18. Pulmonary artery systolic pressure
  19. Serum sodium
  20. Serum potassium
  21. Creatinine and glomerular filtration rate
  22. Urinary sodium and potassium and albuminuria
  23. Total Cholesterol, LDL Cholesterol, HDL Cholesterol, Triglycerides
  24. Glucose and HbA1C
  25. Uric acid
  26. TSH and free T4
  27. ALT, AST, Gamma-GT, Alkaline Phosphatase, Bilirubin
  28. Iron, Ferritin and Sat. transferrin
  29. Functional class (NYHA, New York Heart Association)
  30. Quality of life (KCCQ, Kansas City Cardiomyopathy Questionnaire)
  31. Dosage titration of sacubitril/valsartan up to the dose 97/103 mg (b.i.d.) at 3 months

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 7

Saxagliptin

SCP13812036 · ATC

Active substance
Saxagliptin
Route of administration
ORAL
Max daily dose
10 mg milligram(s)
Max total dose
10 mg milligram(s)
Max treatment duration
8 Month(s)
Authorisation status
Authorised
ATC code
A10BD21 — SAXAGLIPTIN AND DAPAGLIFLOZIN
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Dapagliflozin Propanediol

SCP100377942 · ATC

Active substance
Dapagliflozin Propanediol
Route of administration
ORAL
Max daily dose
10 mg milligram(s)
Max total dose
10 mg milligram(s)
Max treatment duration
8 Month(s)
Authorisation status
Authorised
ATC code
A10BK01 — DAPAGLIFLOZIN
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Empagliflozin

SCP274024 · ATC

Active substance
Empagliflozin
Route of administration
ORAL
Max daily dose
10 mg milligram(s)
Max total dose
10 mg milligram(s)
Max treatment duration
8 Month(s)
Authorisation status
Authorised
ATC code
A10BK03 — EMPAGLIFLOZIN
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Metformin Hydrochloride

SCP3722159 · ATC

Active substance
Metformin Hydrochloride
Substance synonyms
BMS207150, 2-(N,N-DIMETHYLCARBAMIMIDOYL)GUANIDINE HYDROCHLORIDE, 3-(DIAMINOMETHYLIDENE)-1,1-DIMETHYL-GUANIDINE HYDROCHLORIDE
Route of administration
ORAL
Max daily dose
10 mg milligram(s)
Max total dose
10 mg milligram(s)
Max treatment duration
8 Month(s)
Authorisation status
Authorised
ATC code
A10BD20 — METFORMIN AND EMPAGLIFLOZIN
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Linagliptin

SCP16885338 · ATC

Active substance
Linagliptin
Substance synonyms
BI 1356 BS
Route of administration
ORAL
Max daily dose
10 mg milligram(s)
Max total dose
10 mg milligram(s)
Max treatment duration
8 Month(s)
Authorisation status
Authorised
ATC code
A10BD19 — LINAGLIPTIN AND EMPAGLIFLOZIN
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Metformin Hydrochloride

SCP182233 · ATC

Active substance
Metformin Hydrochloride
Substance synonyms
BMS207150, 2-(N,N-DIMETHYLCARBAMIMIDOYL)GUANIDINE HYDROCHLORIDE, 3-(DIAMINOMETHYLIDENE)-1,1-DIMETHYL-GUANIDINE HYDROCHLORIDE
Route of administration
ORAL
Max daily dose
10 mg milligram(s)
Max total dose
10 mg milligram(s)
Max treatment duration
8 Month(s)
Authorisation status
Authorised
ATC code
A10BD15 — METFORMIN AND DAPAGLIFLOZIN
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Valsartan

SCP121869466 · ATC

Active substance
Valsartan
Route of administration
ORAL
Max daily dose
194 mg milligram(s)
Max total dose
194 mg milligram(s)
Max treatment duration
8 Month(s)
Authorisation status
Authorised
ATC code
C09DX04 — VALSARTAN AND SACUBITRIL
Marketing authorisation
-
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

University Of Porto

Sponsor organisation
University Of Porto
Address
Alameda Professor Hernani Monteiro
City
Porto
Postcode
4200-319
Country
Portugal

Scientific contact point

Organisation
University Of Porto
Contact name
João Pedro Ferreira

Public contact point

Organisation
University Of Porto
Contact name
João Pedro Ferreira

Locations

1 EU/EEA country · 4 investigational sites

By country

CountryMS statusPlanned subjectsSites
Portugal Ended 172 4
Rest of world 0

Investigational sites

Portugal

4 sites · Ended
Centro Hospitalar De Vila Nova De Gaia/Espinho E.P.E.
Internal Medicine department, Rua Conceicao Fernandes S/n, 4434-502, Vila Nova De Gaia
Sao Joao University Hospital Center
Internal Medicine department, Alameda Professor Hernani Monteiro, 4200-319, Porto
Hospital Pedro Hispano
Cardiology department, Rua Doutor Eduardo Torres 1, 4450-113, Matosinhos
Centro Hospitalar Universitario De Santo Antonio E.P.E.
Cardiology department, Largo Professor Abel Salazar, 4050-011, Porto

Country notifications

Trial-start, recruitment-start, end and early-termination notifications submitted per Member State

Country Trial startTrial end Recruitment startRecruitment end Early termination
Portugal 2023-08-04 2025-07-31 2023-08-04 2024-12-13

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Documents 14 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Protocol (for publication) Protocol EU CT 2022-502409-14-00 4
Summary of Product Characteristics (SmPC) (for publication) Dapagliflozin Viatris SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Ebymect SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Edistride SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Entresto SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Forxiga SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Glyxambi SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Jardiance SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Neparvis SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Qtern SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Synjardy SmPC 1
Summary of Product Characteristics (SmPC) (for publication) Xigduo SmPC 1
Synopsis of the protocol (for publication) Protocol synopsis_ENG EU CT 2022-502409-14-00 4
Synopsis of the protocol (for publication) Protocol synopsis_PT EU CT 2022-502409-14-00 4

Application history

3 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2023-01-24 Portugal Acceptable
2023-04-10
2023-04-12
2 SUBSTANTIAL MODIFICATION SM-1 2023-08-10 Portugal Acceptable
2023-09-18
2023-09-18
3 SUBSTANTIAL MODIFICATION SM-4 2025-03-07 Portugal Acceptable
2025-05-23
2025-05-27