Overview
Sponsor-declared trial summary
HR+/HER2- early breast cancer
To demonstrate - superiority in invasive disease-free survival (iDFS) of ribociclib + ET vs. standard-of-care chemotherapy, - survival rate >92 % in 5-years´ distant disease-free survival (dDFS) in the ribociclib + ET-group.
Key facts
- Sponsor
- WSG Westdeutsche Studiengruppe GmbH
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Female
- Therapeutic area
- Diseases [C] - Neoplasms [C04]
- Trial duration
- 2 Jul 2019 → ongoing
- Decision date (initial)
- 2024-10-01
- Transition trial
- Yes
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
- Funding sources
- Exact Sciences · Novartis · Genomic Health
External identifiers
- EU CT number
- 2024-515769-32-00
- EudraCT number
- 2018-003749-40
- ClinicalTrials.gov
- NCT04055493
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Safety, Therapy, Efficacy
To demonstrate
- superiority in invasive disease-free survival (iDFS) of ribociclib + ET vs. standard-of-care chemotherapy,
- survival rate >92 % in 5-years´ distant disease-free survival (dDFS) in the ribociclib + ET-group.
Secondary objectives 9
- overall survival (OS) and dDFS in both arms
- differences in overall survival (OS) and dDFS
- subgroup and multivariable survival analyses defined by key clinical, genomic, and endocrine-response parameters
- quality of life (QoL) and correlation to treatment related symptoms measured by EQ-VAS and triggered symptom questionnaire
- analysis of treatment adherence
- comparison of Ki-67 values measured by any local pathologist vs. central pathologist in all tissue samples
- to compare pCR by treatment arm
- to compare clinical response rate by treatment arm
- to compare prevalence of breast conservation therapy vs. mastectomy by treatment arm
Conditions and MedDRA coding
HR+/HER2- early breast cancer
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 20.0 | PT | 10006187 | Breast cancer | 100000004864 |
| 23.0 | PT | 10083234 | Hormone receptor positive breast cancer | 100000004864 |
| 21.1 | PT | 10057654 | Breast cancer female | 100000004864 |
| 24.0 | PT | 10085481 | Hormone receptor positive HER2 negative breast cancer | 100000004864 |
| 28.0 | LLT | 10077484 | HER2 negative | 10022891 |
Study design 4 periods
| # | Title | Allocation | Blinding | Roles blinded | Arms |
|---|---|---|---|---|---|
| 1 | Screening Phase An optional screening phase with ET at investigator´s choice (at least 14 days of tamoxifen or AI in postmenopausal patients, and at least 28 days in premenopausal patients, if GnRH agonist is given). In premenopausal patients, GnRH addition (with AI and/or tamoxifen) is strongly recommended to be used in the preoperative setting.
|
Not Applicable | None | ||
| 2 | Randomization Procedure Randomization procedure to one of the 3 treatment arms
|
Randomised Controlled | None | ||
| 3 | Treatment Phase A treatment phase with 2 arms
|
Randomised Controlled | None | Experimental arm: Ribociclib / AI treatment (24 months, 26 cycles) Control arm: Standard-of-care chemotherapy, e.g., according to regional prescribing information depending on patient´s needs and the clinical guidelines of the Breast Committee of the German Gynecological Oncology Group (AGO) for 16-24 weeks |
|
| 4 | Follow-up Phase A follow-up phase with standard ET at investigator´s choice for at least 5 years up to 9 years overall treatment duration, depending on time point of inclusion in the study until fixed end in 2028
|
Not Applicable | None |
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 17
- Written informed consent prior to any screening procedures.
- Female.
- ≥ 18 years of age.
- 4a. EITHER: (Post)menopausal status at the time of initiation of (neo)adjuvant study medication: patient underwent bilateral oophorectomy, or age ≥ 60, or age < 60 and amenorrhea for 12 or more months (in the absence of chemotherapy, tamoxifen, toremifene, or ovarian suppression) and/or FSH and oestradiol in the postmenopausal range per local normal range. 4b. OR: Pre-menopausal patients: confirmed negative serum or urine pregnancy test (β-hCG) before starting study treatment, or patient has had a hysterectomy.
- Histologically confirmed diagnosis of primary oestrogen-receptor positive and/or progesterone-receptor positive (≥ 1%) early breast cancer by local laboratory.
- Patient has HER2-negative breast cancer defined as a negative in-situ hybridization test or an IHC status of 0, 1+, or 2+, if IHC is 2+, a negative in-situ hybridization (FISH, CISH, or SISH) test is required (based on the most recently analysed tissue sample and all tested by a local laboratory).
- Local therapy of breast cancer (if adjuvant treatment or planned if neoadjuvant treatment) according to current guidelines. Note: This may include radiotherapy of breast cancer. Radiotherapy may be performed in parallel or sequentially to either ribociclib or standard of care treatment, as per investigator´s decision.
- No evidence of distant metastasis (confirmed prior to randomization by CT thorax / abdomen, X-ray chest, ultrasound liver, bone scan, or PET-CT, respectively).
- Patient has available tumour tissue from primary diagnostic biopsy.
- Patient is classified as intermediate risk according to the ADAPT intermediate to high-risk definition (i) (as follows), or (only in case of missing Oncotype DX® data), according to the clinical intermediate-risk definition (ii) (as follows). (For detailed information see study protocol)
- No contraindication for (neo)-adjuvant ET and/or chemotherapy
- Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1.
- Patient has adequate bone marrow and organ function as defined by the following laboratory values: absolute neutrophil count ≥ 1.5 × 109/L, platelets ≥ 100 × 109/L, haemoglobin ≥ 9.0 g/dL, estimated glomerular filtration rate (eGFR) ≥ 30 mL/min by a Cockcroft-Gault formula, INR ≤ 1.5, serum creatinine < 1.5 mg/dL, total bilirubin < ULN, except for patients with Gilbert’s Syndrome who may only be included if the total bilirubin is ≤ 3.0 × ULN or direct bilirubin ≤ 1.5 × ULN, aspartate transaminase (AST) < 2.5 × ULN, alanine transaminase (ALT) < 2.5 × ULN.
- 12-lead-ECG with: QTcF interval at screening < 450 msec (using Fridericia’s correction), mean resting heart rate 50-90 bpm (determined from the ECG).
- Ability to swallow ribociclib tablets or to administer other study medication, respectively.
- Ability to communicate with the investigator and comply with study procedures.
- Willing to remain during therapy at the clinical site, as required by the protocol.
Exclusion criteria 23
- Patient with distant metastases of breast cancer beyond regional lymph nodes.
- Patient has not recovered from clinical and laboratory acute toxicities related to prior anticancer therapies to NCI CTCAE version 5.0 Grade ≤ 1.
- Patient has a concurrent malignancy, or malignancy within 5 years prior to randomization, or known history of invasive breast cancer.
- Patient has impairment of gastrointestinal (GI) function or GI disease that may significantly alter the absorption of the study drugs (e.g., uncontrolled ulcerative diseases, uncontrolled nausea, vomiting, diarrhoea, malabsorption syndrome, or small-bowel resection).
- Patient has a known history of HIV infection. Screening for HIV- infection and testing for HIV is highly recommended according to current valid (local) clinical guidelines, but neither part of the interventional study procedures, nor required for enrolment.
- Patient has known active hepatitis-B-virus (HBV) or hepatitis-C- virus (HCV) infection. Screening for HBV or HBC-infection and testing for hepatitis-B or -C is highly recommended according to current valid (local) clinical guidelines, but neither part of the interventional study procedures, nor required for enrollment.
- Patient has any other concurrent severe and/or uncontrolled medical condition that would, in the investigator´s judgment, cause unacceptable safety risks, contraindicate patient participation in the clinical study, or compromise compliance with the protocol (e.g., chronic pancreatitis, chronic active hepatitis, active untreated or uncontrolled fungal, bacterial, or viral infections, etc.).
- Clinically significant, uncontrolled heart disease and/or cardiac repolarization abnormality, including any of the following: history of myocardial infarction (MI), angina pectoris, symptomatic pericarditis, or coronary artery bypass graft (CABG) within 6 months prior to study entry, documented cardiomyopathy, left ventricular ejection fraction (LVEF) < 50 % as determined by multiple gated acquisition (MUGA) scan or echocardiogram (ECHO), long QT syndrome, family history of idiopathic sudden death, congenital long QT syndrome, or any of the following: risk factors for Torsades de Pointe (TdP, polymorphic ventricular tachycardia in patients with long QT syndrome) including uncorrected hypokalaemia or hypomagnesemia, history of cardiac failure, or history of clinically significant/ symptomatic bradycardia, concomitant medications with a known risk to prolong the QT interval and/or known to cause Torsades de Pointe that cannot be discontinued or replaced by safe alternative medication (e.g., within 5 half-lives or 7 days prior to starting study drug), inability to determine the QTcF interval, clinically significant cardiac arrhythmias (e.g., ventricular tachycardia), complete left-bundle branch block, high-grade AV block (e.g., bi-fascicular block, Mobitz type II, and 3rd-degree AV block), systolic blood pressure (SBP) > 160 or < 90 mmHg.
- Patient has received prior (neo)-adjuvant treatment with chemotherapy, ET, or any CDK4/6 inhibitor for breast cancer.
- Patient has received tamoxifen, raloxifene, or aromatase inhibitors (AIs) for reduction in risk (“chemoprevention”) of breast cancer and/or treatment for osteoporosis within last 2 years prior to screening.
- Patient has received prior neoadjuvant/adjuvant treatment with anthracyclines at cumulative doses of 450 mg/m² or more for doxorubicin or 900 mg/m² or more for epirubicin.
- Patient with a known hypersensitivity to any of the excipients of ribociclib, ET, or standard-of-care chemotherapy.
- Patient with inflammatory breast cancer at screening.
- Patient is concurrently using other anti-cancer therapy.
- Patient has had major surgery within 14 days prior to starting study drug or has not recovered from major side effects.
- Patient is currently receiving warfarin or other coumarin-derived anti-coagulant for treatment, prophylaxis, or otherwise.
- Patient is currently receiving any of the following substances, which cannot be discontinued 7 days prior to Cycle 1 Day 1: concomitant medications, herbal supplements, fruits (e.g., grapefruit, pomegranates, pomelos, star fruit, Seville oranges) and their juices that are strong inducers or inhibitors of CYP3A4/5, medications that have a narrow therapeutic window and are predominantly metabolized through CYP3A4/5.
- Patient is currently receiving or has received systemic corticosteroids ≤ 2 weeks prior to starting study drug, or who have not fully recovered from side effects of such treatment.
- Participation in another investigational study in which the patient´s IMP-treatment is not yet completed and up to 30 days after ending of IMP-treatment in this respective investigational study
- Not able to understand and to comply with study instructions and requirements.
- Pregnant or nursing (lactating) woman.
- Woman of child-bearing potential defined as woman physiologically capable of becoming pregnant, unless she is using highly effective methods of contraception during the study treatment and for 21 days after stopping the treatment: total abstinence (when this is in line with the preferred and usual lifestyle of the patient). female sterilization (have had surgical bilateral oophorectomy with or without hysterectomy), total hysterectomy, or tubal ligation at least 6 weeks before taking study treatment. male partner sterilization (at least 6 months prior to study screening). For female patients on the study, the vasectomized male partner should be the sole partner for that patient. placement of an intrauterine device (IUD).
- Use of oral (oestrogen and progesterone), transdermal, injected, or implanted hormonal methods of contraception as well as hormonal replacement therapy.
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 1
- iDFS and dDFS
Secondary endpoints 7
- Overall survival (OS) and dDFS,
- quality of life (QoL)
- treatment adherence (measured by drug intake),
- local and central Ki-67 values in all tissue samples.
- Pathological response rate (defined as ypT0/is/ypN0), as well as further definitions (ypT0/ypN0; ypT0/is/any ypN, near pCR (ypT1a/any ypN)),
- Clinical response rate (by palpation, ultrasound, and further methods),
- Rate of breast-conservation therapy
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 1
Kisqali 200 mg film-coated tablets
PRD5341551 · Product
- Active substance
- Ribociclib
- Substance synonyms
- LEE011
- Pharmaceutical form
- FILM-COATED TABLET
- Route of administration
- ORAL USE
- Max daily dose
- 600 mg milligram(s)
- Max total dose
- 327600 mg milligram(s)
- Max treatment duration
- 24 Month(s)
- Authorisation status
- Authorised
- ATC code
- L01EF02 — -
- Marketing authorisation
- EU/1/17/1221/005
- MA holder
- NOVARTIS EUROPHARM LIMITED
- MA country
- EU
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- Yes
- Modification description
- Study specific label
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
WSG Westdeutsche Studiengruppe GmbH
- Sponsor organisation
- WSG Westdeutsche Studiengruppe GmbH
- Address
- Fliethstrasse 112-114, Stadtmitte Stadtmitte
- City
- Moenchengladbach
- Postcode
- 41061
- Country
- Germany
Scientific contact point
- Organisation
- WSG Westdeutsche Studiengruppe GmbH
- Contact name
- Medical Board
Public contact point
- Organisation
- WSG Westdeutsche Studiengruppe GmbH
- Contact name
- Project Management
Third parties 6
| Organisation | City, country | Duties |
|---|---|---|
| Medizinische Hochschule Hannover ORG-100024473
|
Hanover, Germany | Other |
| X-act Cologne Clinical Research GmbH ORG-100044002
|
Cologne, Germany | Code 10, Data management |
| CANKADO Service GmbH ORL-000012227
|
Kirchheim b.M., Germany | E-data capture |
| Universitätsklinikum Bonn, Studienzentrum Bonn ORL-000012226
|
Bonn, Germany | Code 8 |
| Universitätsklinikum Düsseldorf AöR, Forschungslabore der Frauenklinik ORL-000012223
|
Düsseldorf, Germany | Laboratory analysis |
| Hannover Unified Biobank ORL-000012224
|
Hannover, Germany | Other |
Locations
1 EU/EEA country · 85 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Germany | Ongoing, recruitment ended | 1,684 | 85 |
| Rest of world | — | 0 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Germany | 2019-07-02 | 2019-07-02 | 2023-06-23 |
Oversight and notifications
Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77
Urgent safety measures 1 · Art. 54 CTR
Urgent safety measure US-132160
- Event date
- 2026-04-29
- Submission date
- 2026-05-05
- In response to
- OTHER
- Member states affected
- Germany
- Event description
- Die für das Prüfzentrum verantwortliche CRA wollte am 08.04.2026 einen Termin zu einer Monitoring Visite für eine andere Studie des Sponsors vereinbaren. Die Study Nurse (SN) erklärte, dass seit dem letzten Monitoring Besuch am 30.12.2025 keine Einträge mehr in den eCRF der Studien erfolgt sind, elektronische Quelldokumente für die SN nicht im Zugriff seien und insofern ein CRA Visit nur den Review des ISF und von Papier- Quelldokumenten beinhalten könnte. Es wurden lediglich die Visiten im eCRF angelegt, damit die Patienten den Quality of Life Fragebogen ausfüllen können.
Für eine weitere WSG-Studie hatte am 08.04.2026 aber eine Monitoring Visite stattfinden können. Daher wurde entschieden, den Monitoring-Bericht abzuwarten, um die Evaluierung eines möglichen Serious Breach vorzunehmen. Am 28.04.2026 erhielt die WSG den finalen Monitoring Report. Die CRA schätzte die Situation als befriedigend ein. Aus dem Bericht ging jedoch hervor, dass Daten teilweise nicht einsehbar waren und die anwesende SN keine Queries setzen und Fragen beantworten konnte.
Bereits am 12.02.2026 nahm die PI per E-Mail Kontakt zur WSG auf und berichtete über diverse Missstände, die im Zusammenhang mit der Aufgabe der Krankenhaus- und MVZ-Trägerschaft (Luisenkrankenhaus Düsseldorf) aufgetreten sind.
Eine erste Evaluierung der Sachlage führte am 17.02.2026 zu dem Ergebnis, dass die geplanten Maßnahmen des Zentrums ausreichten, um die Studiendurchführung zu rechtfertigen.
Am 15.04.2026 nahm die PI per E-Mail erneut Kontakt zur WSG auf. Daraufhin leitete die WSG als Sponsor eine anwaltliche Konsultation ein, deren Ergebnis am 29.04.2026 schriftlich vorlag.
Der Monitoringbericht vom 28.04.2026, die Aussage der SN und das Ergebnis der anwaltlichen Einschätzung der Gesamtsituation am Zentrum führten zu dem Ergebnis, dass eine Studienfortführung unter den momentanen Gegebenheiten nicht mehr gerechtfertigt werden kann, da die Patientensicherheit und Patientenrechte, sowie die Datenintegrität und -validität nicht mehr gewährleistet werden kann.
Der Serious Breach wird separat gemeldet. - Measures taken
- 1. Stopp der Studiendurchführung am Zentrum am 29.04.2026.
Zu diesem Zeitpunkt befinden sich alle Patienten der ADAPTcycle Studie am Zentrum im Follow-up und es werden keine IMP-Behandlungen mehr vorgenommen.
2. Das Prüfzentrum wird die Dokumentation für die verbliebenen Patienten im eCRF bis spätestens 30.06.2026 vervollständigen und
3. den Patiententransfer an ein anderes Prüfzentrum unterstützen. - Justification
- Aufgrund der Rückmeldungen vom Zentrum und weiterer anwaltlicher Beratung wurde eine erneute Evaluation vorgenommen.
Die Maßnahmen werden wie folgt angepasst:
Der Prüfungsstopp am Zentrum wird mit sofortiger Wirkung aufgehoben, da folgende Maßnahmen durch das Prüfzentrum zugesichert wurden:
1. Accounts zu elektronischen Systemen des ehemaligen Trägers werden für das gesamte Prüfteam bis spätestens 06.05.2026 wieder geöffnet. Dadurch kann khder systematische Mangel der Dokumentation aufgehoben werden.
2. Der Dokumentationsrückstand wird durch das Studienteam bis spätestens 15.06.2026 beseitigt.
3. Das Prüfzentrum arbeitet mit dem Sponsor am Transfer der Patienten und Daten an ein anderes Prüfzentrum bis 30.06.2026.
4. Dies können weitere Prüfzentren in der Umgebung sein oder das neu zu gründende Studienzentrum des momentanen PI. Auch im letzten Fall wird ein entsprechender Vertragsabschluss bis zum 30.06.2026 angestrebt.
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 12 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_Protocol_2024-515769-32-00_redacted | 6.0 |
| Protocol (for publication) | D1_Protocol_Signature Page_2024-515769-32-00_redacted | 6.0 |
| Protocol (for publication) | D4_Patient facingdocuments_Patient card | 1.0 |
| Protocol (for publication) | Placeholder1 | 1 |
| Protocol (for publication) | Placeholder2 | 1 |
| Protocol (for publication) | Placeholder3 | 1 |
| Recruitment arrangements (for publication) | K1_recruitment_arrangements_redacted | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Main_redacted | 5.0 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_TraRe_redacted | 4.0 |
| Subject information and informed consent form (for publication) | L2_Other subject information material_Patient leaflet | 1.1 |
| Summary of Product Characteristics (SmPC) (for publication) | G1_Simplified IMPD_Q_ribociclib | 1 |
| Synopsis of the protocol (for publication) | D1_Protocol synopsis_2024-515769-32-00 | 6.0 |
Application history
2 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2024-09-19 | Germany | Acceptable 2024-09-27
|
2024-10-01 |
| 2 | SUBSTANTIAL MODIFICATION | SM-1 | 2025-12-19 | Germany | Acceptable 2026-02-09
|
2026-02-10 |