Overview
Sponsor-declared trial summary
HER2 positive resectable esophagogastric adenocarcinoma
To evaluate the feasibility and safety of different neoadjuvant T-DXd containing combinational treatment regimens in patients with HER2 positive, locally advanced, resectable esophagogastric adenocarcinoma (EGA)
Key facts
- Sponsor
- Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
- Participant type
- Patients
- Age range
- 18-64 years, 65+ years
- Gender
- Male and Female
- Therapeutic area
- Diseases [C] - Digestive System Diseases [C06], Diseases [C] - Neoplasms [C04]
- Trial duration
- 25 Mar 2025 → ongoing
- Decision date (initial)
- 2025-06-02
- Transition trial
- No
- Low-intervention
- No
- Rare-disease indication
- No
- Vulnerable population
- Yes
- Funding sources
- Daiichi-Sankyo
Trial design
CTIS Part I — objectives, methods, condition coding
Main objective
Scope: Therapy, Safety, Efficacy
To evaluate the feasibility and safety of different neoadjuvant T-DXd containing combinational treatment regimens in patients with HER2 positive, locally advanced, resectable esophagogastric adenocarcinoma (EGA)
Secondary objectives 2
- To further evaluate the safety and tolerability of different neoadjuvant T-DXd containing combinational treatment regimens
- To characterize the efficacy of different neoadjuvant trastuzumab-deruxtecan containing combinational treatment regimens
Conditions and MedDRA coding
HER2 positive resectable esophagogastric adenocarcinoma
| Version | Level | Code | Term | System organ class |
|---|---|---|---|---|
| 23.0 | PT | 10066896 | HER2 positive gastric cancer | 100000004864 |
| 20.1 | PT | 10062878 | Gastrooesophageal cancer | 100000004864 |
Regulatory references
- Plan to share IPD
- No
| EU CT number | Title | Sponsor |
|---|---|---|
| 2023-507961-24-00 | A Phase 3, Multicenter, Randomized, Open-Label, Active-Controlled Study of Trastuzumab Deruxtecan (T-DXd) Versus Trastuzumab Emtansine (T-DM1) in Subjects with High-Risk HER2-Positive Primary Breast Cancer Who Have Residual Invasive Disease in Breast or Axillary Lymph Nodes Following Neoadjuvant Therapy | Daiichi Sankyo Inc. |
Eligibility criteria
Principal inclusion / exclusion criteria as submitted by sponsor
Inclusion criteria 8
- Patient has given written informed consent
- Patient is ≥ 18 years of age at time of signing the written informed consent
- Patient has histologically proven locally advanced (cT2-4, any cN, M0 OR any cT, cN+, M0 stage) gastric, esophagogastric junction or lower esophageal adenocarcinoma that: a. Is considered technically resectable b. Does not involve distant site of the peritoneal cavity • confirmed by diagnostic laparoscopy for all patients with tumors located in the stomach and those with type 2 and 3 GEJ adenocarcinomas according to guideline recommendation [Lordick et al. 2022]. • Type 1 GEJ and lower esophageal tumors can be enrolled without diagnostic laparoscopy (which is in line with guidelines and the current routine practice in Germany)
- Patient has a HER2 positive tumor (by local testing) defined by HER2 IHC 3+ or IHC 2+ plus ISH positive with a HER2:CEP17 ratio of ≥ 2 according to classically used criteria for defining HER2 positivity [Lordick et al. 2017] .
- Patient has a ECOG performance status 0 or 1
- Patient has adequate blood count, liver-enzymes, and renal function: a. ANC > 1,500 cells/μL without the use of hematopoietic growth factors b. Platelet count ≥ 100 x 109/L (>100,000 per mm3)** c. Hemoglobin ≥ 9 g/dL** d. Serum total bilirubin ≤ 1.5x institutional upper normal limit (ULN) e. AST (SGOT)/ALT (SGPT) ≤ 2.5 x institutional ULN f. Patients not receiving therapeutic anticoagulation must have an INR ≤ 1.5 ULN and aPTT ≤ 1.5 ULN. The use of full dose anticoagulants is allowed as long as the INR or PTT is within therapeutic limits (according to the medical standard in the institution) and the patient has been on a stable dose for anticoagulants for at least three weeks at the time of inclusion g. Serum Creatinine ≤ 1.5 x ULN and a calculated creatinine clearance rate ≥ 50 mL /min
- Female patients defined as women of childbearing potential (WOCBP) must agree to remain abstinent (refrain from heterosexual intercourse) or use contraceptive methods that result in a failure rate of <1% per year during the treatment period and for 6 months after last dose of chemotherapy or 7 months after the last dose of T-DXd, whatever is later.
- Male patients with WOCBP partners must agree to remain abstinent (refrain from heterosexual intercourse) or use barrier contraceptive during the treatment period as well as up to 4 months after last dose of T-DXd or up to 6 months after last dose of chemotherapy, whatever is later. Male patients must refrain from donating sperm during this same period.
Exclusion criteria 22
- Patient received previous (radio)chemotherapy or HER2-targeted therapy for the same condition or within the past five years for any other cancerous condition.
- Patient received prior partial or complete esophagogastric tumor resection
- Patient has known hypersensitivity to any component of the T-DXd formulation as well as a known history of severe allergic, anaphylactic, or other hypersensitivity reactions to chimeric or humanized antibodies or fusion protein and/or any known contraindication (including hypersensitivity) to one of the study drugs.
- Patient has a history of (non-infectious) pneumonitis/interstitial lung disease that required steroids or has current pneumonitis/interstitial lung disease.
- Patient has lung-specific intercurrent clinically significant illnesses including, but not limited to, any underlying pulmonary disorder (e.g., pulmonary emboli within three months of the study enrolment, severe asthma, severe COPD, restrictive lung disease, pleural effusion etc.).
- Patient received a prior complete pneumonectomy
- Patient has inadequate cardiac function (LVEF value < 50 %) as determined by echocardiography.
- Patient has a known complete absence of dihydropyrimidine dehydrogenase (DPD) activity
- Patient received treatment with brivudine, sorivudine or their chemically related analogues within 28 days prior to stud enrollment
- Patients has pernicious anemia or other megaloblastic anemia due to vitamin B12 deficiency
- Patient has peripheral sensitive neuropathy with functional deficits
- Patient has a medical history of myocardial infarction (MI) within 6 months before enrollment, symptomatic congestive heart failure (CHF) (New York Heart Association Class II to IV). Subjects with troponin levels above ULN at screening (as defined by the manufacturer), and without any MI related symptoms should have a cardiologic consultation during screening to rule out MI.
- Patient has a corrected QT interval (QTc) prolongation to > 470 ms (females) or >450 ms (males) based on average of the screening triplicate12-lead ECG.
- Patient has a history of malignancy other than EGA except for: a. Malignancy treated with curative intent and with no known active disease ≥ 5 years before the first dose of study treatment and of low potential risk for recurrence. b. Adequately treated non-melanoma skin cancer or lentigo maligna without evidence of disease. c. Adequately treated carcinoma in situ without evidence of disease.
- Patient has an uncontrolled infection requiring IV antibiotics, antivirals or antifungals
- Patient has active primary immunodeficiency, known uncontrolled active HIV infection or active hepatitis B or C (HBV/HCV) infection. Patients positive for HCV antibody are eligible only if PCR is negative for HCV RNA. Subjects with past or resolved HBV infection are eligible only if they meet all of the following criteria*: • HBsAg(-) (for > 6 months off anti-viral treatment) • Anti-HBc(+) (IgG or total Ig) • HBV DNA undetectable • Absence of cirrhosis or fibrosis on prior imaging or biopsy • Absence of HCV co-infection or history of HCV co-infection • Access to a local hepatitis B expert during and after the study
- Patient has any autoimmune, connective tissue or inflammatory disorders (e.g., Rheumatoid arthritis, Sjogren's, sarcoidosis etc.) with a documented or suspected pulmonary involvement
- Patient received live, attenuated vaccine within 30 days prior initiation of study drug
- Patient has any other serious concomitant or medical condition that, in the opinion of the investigator, presents a high risk of complications to the patient or reduces the likelihood of clinical effect.
- Patient participated in another interventional clinical study within 28 days prior to study enrollment or participation in a clinical study at the same time as this study, unless it is an observational/ non-interventional study or during the follow-up period of an interventional study.
- Patient has taken an investigational drug within 28 days prior to initiation of study drug
- Female patients, who are pregnant or breast feeding or planning to become pregnant within 7 months after the end of treatment. Female patients of childbearing potential must have a negative serum pregnancy test result within 7 days prior to initiation of study treatment
Endpoints
Primary and secondary outcome measures (English text)
Primary endpoints 1
- Feasibility rate, defined as proportion of patients receiving the protocol treatment according to the planned schedule before surgery without occurrence of at least one dose-limiting toxicity (DLT)
Secondary endpoints 4
- Assessment of safety of the treatment as determined by the incidence, type, causality, frequency, timing and severity of adverse events using NCI CTCAE 5.0
- Perioperative morbidity (Clavien-Dindo classification) and mortality
- Pathological complete remission (pCR) rate by local assessment corresponding to the ypT0 ypN0 stage category
- R0 resection rate
Investigational products
Investigational medicinal products (IMPs), comparators, placebo, auxiliary
Test 4
Leucovorin 10 mg/ml Lösung zur Injektion/ Infusion
PRD4259228 · Product
- Active substance
- Calcium Folinate Pentahydrate
- Pharmaceutical form
- SOLUTION FOR INJECTION/INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Authorisation status
- Authorised
- ATC code
- V03AF03 — CALCIUM FOLINATE
- Marketing authorisation
- 15034.00.00
- MA holder
- PFIZER PHARMA GMBH
- MA country
- Germany
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
5-FU medac 50 mg/ml, Injektionslösung
PRD536079 · Product
- Active substance
- Fluorouracil
- Pharmaceutical form
- SOLUTION FOR INJECTION
- Route of administration
- INTRAVENOUS INFUSION
- Authorisation status
- Authorised
- ATC code
- L01BC02 — FLUOROURACIL
- Marketing authorisation
- 41196.00.00
- MA holder
- MEDAC GESELLSCHAFT FÜR KLINISCHE SPEZIALPRÄPARATE MBH (WEDEL)
- MA country
- Germany
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
PRD5308994 · Product
- Active substance
- Trastuzumab Deruxtecan
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Authorisation status
- Not Authorised
- MA holder
- DAIICHI SANKYO, INC.
- Paediatric formulation
- No
- Orphan designation
- No
Oxaliplatin Kabi 5 mg/ml Konzentrat zur Herstellung einer Infusionslösung
PRD409106 · Product
- Active substance
- Oxaliplatin
- Pharmaceutical form
- SOLUTION FOR INFUSION
- Route of administration
- INTRAVENOUS INFUSION
- Authorisation status
- Authorised
- ATC code
- L01XA03 — OXALIPLATIN
- Marketing authorisation
- 1-30553
- MA holder
- FRESENIUS KABI AUSTRIA GMBH
- MA country
- Austria
- Paediatric formulation
- No
- Orphan designation
- No
- Modified vs. Marketing Authorisation
- No
Sponsors and contacts
Sponsor organisations, regulatory contacts, third parties
Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
- Sponsor organisation
- Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
- Address
- Steinbacher Hohl 2-26, Praunheim Praunheim
- City
- Frankfurt Am Main
- Postcode
- 60488
- Country
- Germany
Scientific contact point
- Organisation
- Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
- Contact name
- Clinical Trial project manager
Public contact point
- Organisation
- Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
- Contact name
- Clinical Trial project manager
Third parties 1
| Organisation | City, country | Duties |
|---|---|---|
| Universitaet Leipzig ORG-100000273
|
Leipzig, Germany | Other, Laboratory analysis |
Locations
2 EU/EEA countries · 15 investigational sites
By country
| Country | MS status | Planned subjects | Sites |
|---|---|---|---|
| Austria | Temporarily halted | 3 | 2 |
| Germany | Temporarily halted | 36 | 13 |
| Rest of world | — | 0 | — |
Investigational sites
Country notifications
Trial-start, recruitment-start, end and early-termination notifications submitted per Member State
| Country | Trial start | Trial end | Recruitment start | Recruitment end | Early termination |
|---|---|---|---|---|---|
| Austria | 2025-10-23 | 2025-11-05 | 2026-04-09 | ||
| Germany | 2025-03-25 | 2025-04-11 | 2026-04-09 |
Oversight and notifications
Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77
Temporary halts 2 · Art. 38 CTR
Temporary halt TH-128162
- Halt date
- 2026-04-09
- Planned restart
- 2026-10-09
- Member states concerned
- Germany
- Publication date
- 2026-04-09
- Reason
- Sponsor decision
- Explanation
- This temporary halt applies exclusively to the enrollment of new participants into the study. All participants who have already been enrolled will continue to receive treatment and all other study-specific measures strictly according to the current study protocol.
Importantly, the decision to temporarily halt recruitment is not based on safety issues. No safety concerns have been identified that would negatively affect the benefit–risk profile of the investigational treatment or justify discontinuation of ongoing treatment and participation.
The rationale for the temporary halt is of scientific and clinical nature: Following the positive results of the MATTERHORN study and the regulatory approval of Durvalumab in March 2026 in combination with chemotherapy as standard of care for the respective study population, the scientific rationale of the current treatment cohorts needs an amendment. Integration of immunotherapy (Durvalumab) is warranted. Under these circumstances, the continued recruitment of additional patients into the existing cohorts is no longer scientifically meaningful.
The study protocol is already being revised to incorporate these new developments into the investigational treatment, and recruitment will resume once the protocol amendment has been finalized and approved by the relevant regulatory bodies.
This temporary halt is thus a proactive measure to ensure that study conduct remains aligned with the evolving scientific and clinical landscape, and that all future participants are enrolled under the most appropriate and up to date therapeutical conditions. - Benefit-risk balance changed
- No
- Treatment stopped
- No
Temporary halt TH-128164
- Halt date
- 2026-04-09
- Planned restart
- 2026-10-09
- Member states concerned
- Austria
- Publication date
- 2026-04-09
- Reason
- Sponsor decision
- Explanation
- This temporary halt applies exclusively to the enrollment of new participants into the study. All participants who have already been enrolled will continue to receive treatment and all other study-specific measures strictly according to the current study protocol.
Importantly, the decision to temporarily halt recruitment is not based on safety issues. No safety concerns have been identified that would negatively affect the benefit–risk profile of the investigational treatment or justify discontinuation of ongoing treatment and participation.
The rationale for the temporary halt is of scientific and clinical nature: Following the positive results of the MATTERHORN study and the regulatory approval of Durvalumab in March 2026 in combination with chemotherapy as standard of care for the respective study population, the scientific rationale of the current treatment cohorts needs an amendment. Integration of immunotherapy (Durvalumab) is warranted. Under these circumstances, the continued recruitment of additional patients into the existing cohorts is no longer scientifically meaningful.
The study protocol is already being revised to incorporate these new developments into the investigational treatment, and recruitment will resume once the protocol amendment has been finalized and approved by the relevant regulatory bodies.
This temporary halt is thus a proactive measure to ensure that study conduct remains aligned with the evolving scientific and clinical landscape, and that all future participants are enrolled under the most appropriate and up to date therapeutical conditions. - Benefit-risk balance changed
- No
- Treatment stopped
- No
Results and documents
Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial
Documents 21 files
Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.
| Type | Title | Version |
|---|---|---|
| Protocol (for publication) | D1_neoART_Clinical Trial Protocol_2024-518841-12-00_redacted for publication | 1.1 |
| Recruitment arrangements (for publication) | K_Recruitment arrangement_CTR_AT | 1 |
| Recruitment arrangements (for publication) | K1_neoART_Recruitment arrangements | 1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Main Study_Cohort 1_AT_redacted for publication | 1.1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Main Study_Cohort 1_redacted for publication | 1.1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Main Study_Cohort 2_AT_redacted for publication | 1.1 |
| Subject information and informed consent form (for publication) | L1_SIS and ICF_Main Study_Cohort 2_redacted for publication | 1.1 |
| Subject information and informed consent form (for publication) | L2_SIS and ICF_Translational Research_AT_redacted for publication | 1.2 |
| Subject information and informed consent form (for publication) | L2_SIS and ICF_Translational Research_redacted for publication | 1.1 |
| Subject information and informed consent form (for publication) | L3_neoART_Patient facing document_Patient ID Card_template_AT_redacted for publication | 1.0 |
| Subject information and informed consent form (for publication) | L3_neoART_Patient facing document_Patient ID Card_template_DE_redacted for publication | 1.0 |
| Subject information and informed consent form (for publication) | L3_Other subject information material_Patient_advoc_contact_data_protection_AT_redacted | 1.1 |
| Subject information and informed consent form (for publication) | L4_SIS and ICF_Pregnancy observation_AT_redacted for publication | 1.2 |
| Subject information and informed consent form (for publication) | L4_SIS and ICF_Pregnancy observation_AT_trackchange | 1.2 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SmPC_5FU | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SMPC_Calciumfoli Sandoz | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SMPC_Fluorouracil Accord | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SMPC_Leucovorin | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SMPC_Oxaliplatin | 1 |
| Summary of Product Characteristics (SmPC) (for publication) | E2_SMPC_Oxaliplatin Accord | 1 |
| Synopsis of the protocol (for publication) | D1_Protocol Synopsis_DE_2024-518841-12-00_redacted for publication | 1.1 |
Application history
5 submissions — initial application plus substantial / non-substantial modifications
| # | Type | Code | Submitted | Reference MS | Conclusion | Decision date |
|---|---|---|---|---|---|---|
| 1 | INITIAL | IN | 2024-12-03 | Germany | Acceptable 2025-01-29
|
2025-01-31 |
| 2 | SUBSEQUENT ADDITION OF MSC | APP-2 | 2025-03-10 | Acceptable 2025-01-29
|
2025-06-02 | |
| 3 | SUBSTANTIAL MODIFICATION | SM-2 | 2025-10-02 | Germany | Acceptable | 2025-11-25 |
| 4 | SUBSTANTIAL MODIFICATION | SM-1 | 2025-10-22 | Acceptable | 2025-12-01 | |
| 5 | SUBSTANTIAL MODIFICATION | SM-3 | 2026-02-05 | Germany | Acceptable | 2026-04-20 |