NeoART – A phase Ib/II platform trial evaluating the safety and activity of neoadjuvant trastuzumab-deruxtecan containing combination therapies for HER2+, resectable esophagogastric adenocarcinoma

2024-518841-12-00 Protocol NeoART Phase I and Phase II (Integrated) - Other Temporarily halted

Start 25 Mar 2025 · Status Temporarily halted · 2 EU/EEA countries · 15 sites · Protocol NeoART

Overview

Sponsor-declared trial summary

Phase Phase I and Phase II (Integrated) - Other
Status Temporarily halted
Participants planned 39
Countries 2
Sites 15

HER2 positive resectable esophagogastric adenocarcinoma

To evaluate the feasibility and safety of different neoadjuvant T-DXd containing combinational treatment regimens in patients with HER2 positive, locally advanced, resectable esophagogastric adenocarcinoma (EGA)

Key facts

Sponsor
Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
Participant type
Patients
Age range
18-64 years, 65+ years
Gender
Male and Female
Therapeutic area
Diseases [C] - Digestive System Diseases [C06], Diseases [C] - Neoplasms [C04]
Trial duration
25 Mar 2025 → ongoing
Decision date (initial)
2025-06-02
Transition trial
No
Low-intervention
No
Rare-disease indication
No
Vulnerable population
Yes
Funding sources
Daiichi-Sankyo

Trial design

CTIS Part I — objectives, methods, condition coding

Main objective

Scope: Therapy, Safety, Efficacy

To evaluate the feasibility and safety of different neoadjuvant T-DXd containing combinational treatment regimens in patients with HER2 positive, locally advanced, resectable esophagogastric adenocarcinoma (EGA)

Secondary objectives 2

  1. To further evaluate the safety and tolerability of different neoadjuvant T-DXd containing combinational treatment regimens
  2. To characterize the efficacy of different neoadjuvant trastuzumab-deruxtecan containing combinational treatment regimens

Conditions and MedDRA coding

HER2 positive resectable esophagogastric adenocarcinoma

VersionLevelCodeTermSystem organ class
23.0 PT 10066896 HER2 positive gastric cancer 100000004864
20.1 PT 10062878 Gastrooesophageal cancer 100000004864

Regulatory references

Plan to share IPD
No
EU CT numberTitleSponsor
2023-507961-24-00 A Phase 3, Multicenter, Randomized, Open-Label, Active-Controlled Study of Trastuzumab Deruxtecan (T-DXd) Versus Trastuzumab Emtansine (T-DM1) in Subjects with High-Risk HER2-Positive Primary Breast Cancer Who Have Residual Invasive Disease in Breast or Axillary Lymph Nodes Following Neoadjuvant Therapy Daiichi Sankyo Inc.

Eligibility criteria

Principal inclusion / exclusion criteria as submitted by sponsor

Inclusion criteria 8

  1. Patient has given written informed consent
  2. Patient is ≥ 18 years of age at time of signing the written informed consent
  3. Patient has histologically proven locally advanced (cT2-4, any cN, M0 OR any cT, cN+, M0 stage) gastric, esophagogastric junction or lower esophageal adenocarcinoma that: a. Is considered technically resectable b. Does not involve distant site of the peritoneal cavity • confirmed by diagnostic laparoscopy for all patients with tumors located in the stomach and those with type 2 and 3 GEJ adenocarcinomas according to guideline recommendation [Lordick et al. 2022]. • Type 1 GEJ and lower esophageal tumors can be enrolled without diagnostic laparoscopy (which is in line with guidelines and the current routine practice in Germany)
  4. Patient has a HER2 positive tumor (by local testing) defined by HER2 IHC 3+ or IHC 2+ plus ISH positive with a HER2:CEP17 ratio of ≥ 2 according to classically used criteria for defining HER2 positivity [Lordick et al. 2017] .
  5. Patient has a ECOG performance status 0 or 1
  6. Patient has adequate blood count, liver-enzymes, and renal function: a. ANC > 1,500 cells/μL without the use of hematopoietic growth factors b. Platelet count ≥ 100 x 109/L (>100,000 per mm3)** c. Hemoglobin ≥ 9 g/dL** d. Serum total bilirubin ≤ 1.5x institutional upper normal limit (ULN) e. AST (SGOT)/ALT (SGPT) ≤ 2.5 x institutional ULN f. Patients not receiving therapeutic anticoagulation must have an INR ≤ 1.5 ULN and aPTT ≤ 1.5 ULN. The use of full dose anticoagulants is allowed as long as the INR or PTT is within therapeutic limits (according to the medical standard in the institution) and the patient has been on a stable dose for anticoagulants for at least three weeks at the time of inclusion g. Serum Creatinine ≤ 1.5 x ULN and a calculated creatinine clearance rate ≥ 50 mL /min
  7. Female patients defined as women of childbearing potential (WOCBP) must agree to remain abstinent (refrain from heterosexual intercourse) or use contraceptive methods that result in a failure rate of <1% per year during the treatment period and for 6 months after last dose of chemotherapy or 7 months after the last dose of T-DXd, whatever is later.
  8. Male patients with WOCBP partners must agree to remain abstinent (refrain from heterosexual intercourse) or use barrier contraceptive during the treatment period as well as up to 4 months after last dose of T-DXd or up to 6 months after last dose of chemotherapy, whatever is later. Male patients must refrain from donating sperm during this same period.

Exclusion criteria 22

  1. Patient received previous (radio)chemotherapy or HER2-targeted therapy for the same condition or within the past five years for any other cancerous condition.
  2. Patient received prior partial or complete esophagogastric tumor resection
  3. Patient has known hypersensitivity to any component of the T-DXd formulation as well as a known history of severe allergic, anaphylactic, or other hypersensitivity reactions to chimeric or humanized antibodies or fusion protein and/or any known contraindication (including hypersensitivity) to one of the study drugs.
  4. Patient has a history of (non-infectious) pneumonitis/interstitial lung disease that required steroids or has current pneumonitis/interstitial lung disease.
  5. Patient has lung-specific intercurrent clinically significant illnesses including, but not limited to, any underlying pulmonary disorder (e.g., pulmonary emboli within three months of the study enrolment, severe asthma, severe COPD, restrictive lung disease, pleural effusion etc.).
  6. Patient received a prior complete pneumonectomy
  7. Patient has inadequate cardiac function (LVEF value < 50 %) as determined by echocardiography.
  8. Patient has a known complete absence of dihydropyrimidine dehydrogenase (DPD) activity
  9. Patient received treatment with brivudine, sorivudine or their chemically related analogues within 28 days prior to stud enrollment
  10. Patients has pernicious anemia or other megaloblastic anemia due to vitamin B12 deficiency
  11. Patient has peripheral sensitive neuropathy with functional deficits
  12. Patient has a medical history of myocardial infarction (MI) within 6 months before enrollment, symptomatic congestive heart failure (CHF) (New York Heart Association Class II to IV). Subjects with troponin levels above ULN at screening (as defined by the manufacturer), and without any MI related symptoms should have a cardiologic consultation during screening to rule out MI.
  13. Patient has a corrected QT interval (QTc) prolongation to > 470 ms (females) or >450 ms (males) based on average of the screening triplicate12-lead ECG.
  14. Patient has a history of malignancy other than EGA except for: a. Malignancy treated with curative intent and with no known active disease ≥ 5 years before the first dose of study treatment and of low potential risk for recurrence. b. Adequately treated non-melanoma skin cancer or lentigo maligna without evidence of disease. c. Adequately treated carcinoma in situ without evidence of disease.
  15. Patient has an uncontrolled infection requiring IV antibiotics, antivirals or antifungals
  16. Patient has active primary immunodeficiency, known uncontrolled active HIV infection or active hepatitis B or C (HBV/HCV) infection. Patients positive for HCV antibody are eligible only if PCR is negative for HCV RNA. Subjects with past or resolved HBV infection are eligible only if they meet all of the following criteria*: • HBsAg(-) (for > 6 months off anti-viral treatment) • Anti-HBc(+) (IgG or total Ig) • HBV DNA undetectable • Absence of cirrhosis or fibrosis on prior imaging or biopsy • Absence of HCV co-infection or history of HCV co-infection • Access to a local hepatitis B expert during and after the study
  17. Patient has any autoimmune, connective tissue or inflammatory disorders (e.g., Rheumatoid arthritis, Sjogren's, sarcoidosis etc.) with a documented or suspected pulmonary involvement
  18. Patient received live, attenuated vaccine within 30 days prior initiation of study drug
  19. Patient has any other serious concomitant or medical condition that, in the opinion of the investigator, presents a high risk of complications to the patient or reduces the likelihood of clinical effect.
  20. Patient participated in another interventional clinical study within 28 days prior to study enrollment or participation in a clinical study at the same time as this study, unless it is an observational/ non-interventional study or during the follow-up period of an interventional study.
  21. Patient has taken an investigational drug within 28 days prior to initiation of study drug
  22. Female patients, who are pregnant or breast feeding or planning to become pregnant within 7 months after the end of treatment. Female patients of childbearing potential must have a negative serum pregnancy test result within 7 days prior to initiation of study treatment

Endpoints

Primary and secondary outcome measures (English text)

Primary endpoints 1

  1. Feasibility rate, defined as proportion of patients receiving the protocol treatment according to the planned schedule before surgery without occurrence of at least one dose-limiting toxicity (DLT)

Secondary endpoints 4

  1. Assessment of safety of the treatment as determined by the incidence, type, causality, frequency, timing and severity of adverse events using NCI CTCAE 5.0
  2. Perioperative morbidity (Clavien-Dindo classification) and mortality
  3. Pathological complete remission (pCR) rate by local assessment corresponding to the ypT0 ypN0 stage category
  4. R0 resection rate

Investigational products

Investigational medicinal products (IMPs), comparators, placebo, auxiliary

Test 4

Leucovorin 10 mg/ml Lösung zur Injektion/ Infusion

PRD4259228 · Product

Active substance
Calcium Folinate Pentahydrate
Pharmaceutical form
SOLUTION FOR INJECTION/INFUSION
Route of administration
INTRAVENOUS INFUSION
Authorisation status
Authorised
ATC code
V03AF03 — CALCIUM FOLINATE
Marketing authorisation
15034.00.00
MA holder
PFIZER PHARMA GMBH
MA country
Germany
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

5-FU medac 50 mg/ml, Injektionslösung

PRD536079 · Product

Active substance
Fluorouracil
Pharmaceutical form
SOLUTION FOR INJECTION
Route of administration
INTRAVENOUS INFUSION
Authorisation status
Authorised
ATC code
L01BC02 — FLUOROURACIL
Marketing authorisation
41196.00.00
MA holder
MEDAC GESELLSCHAFT FÜR KLINISCHE SPEZIALPRÄPARATE MBH (WEDEL)
MA country
Germany
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

DS-8201a

PRD5308994 · Product

Active substance
Trastuzumab Deruxtecan
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS INFUSION
Authorisation status
Not Authorised
MA holder
DAIICHI SANKYO, INC.
Paediatric formulation
No
Orphan designation
No

Oxaliplatin Kabi 5 mg/ml Konzentrat zur Herstellung einer Infusionslösung

PRD409106 · Product

Active substance
Oxaliplatin
Pharmaceutical form
SOLUTION FOR INFUSION
Route of administration
INTRAVENOUS INFUSION
Authorisation status
Authorised
ATC code
L01XA03 — OXALIPLATIN
Marketing authorisation
1-30553
MA holder
FRESENIUS KABI AUSTRIA GMBH
MA country
Austria
Paediatric formulation
No
Orphan designation
No
Modified vs. Marketing Authorisation
No

Sponsors and contacts

Sponsor organisations, regulatory contacts, third parties

Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH

Sponsor organisation
Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
Address
Steinbacher Hohl 2-26, Praunheim Praunheim
City
Frankfurt Am Main
Postcode
60488
Country
Germany

Scientific contact point

Organisation
Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
Contact name
Clinical Trial project manager

Public contact point

Organisation
Frankfurter Institut Fuer Klinische Krebsforschung IKF GmbH
Contact name
Clinical Trial project manager

Third parties 1

OrganisationCity, countryDuties
Universitaet Leipzig
ORG-100000273
Leipzig, Germany Other, Laboratory analysis

Locations

2 EU/EEA countries · 15 investigational sites

By country

CountryMS statusPlanned subjectsSites
Austria Temporarily halted 3 2
Germany Temporarily halted 36 13
Rest of world 0

Investigational sites

Austria

2 sites · Temporarily halted
Medical University Of Vienna
Division of Oncology Department of Medicine I, Waehringer Guertel 18-20, Alsergrund, Vienna
Gemeinnuetzige Salzburger Landeskliniken Betriebsgesellschaft mbH
Universitätsinstitut für Innere Medizin III der PMU, Muellner Hauptstrasse 48, 5020, Salzburg

Germany

13 sites · Temporarily halted
Klinikum Chemnitz gGmbH
Klinik für Innere Medizin III, Flemmingstrasse 2, Altendorf, Chemnitz
Martin-Luther-Universitaet Halle-Wittenberg
Universitätsklinik und Poliklinik für Viszerale, Gefäß- und Endokrine Chirurgie, Ernst-Grube-Strasse 40, Kroellwitz, Halle (Saale)
Klinikum Nuernberg
Klinik für Innere Medizin 5, Prof.-Ernst-Nathan-Strasse 1, St. Johannis, Nuremberg
Universitaet Leipzig
Universitäres Krebszentrum Leipzig (UCCL), Liebigstrasse 22, Zentrum-Suedost, Leipzig
KEM I Evang. Kliniken Essen-Mitte gGmbH
Klinik für Internistische Onkologie / Hämatologie mit Integrierter Palliativmedizin, Henricistrasse 92, Huttrop, Essen
Klinikum der Technischen Universitaet Muenchen (TUM Klinikum)
Klinik und Poliklinik für Innere Medizin III, Ismaninger Strasse 22, Au-Haidhausen, Munich
National Center For Tumor Diseases (NCT) Heidelberg
Medizinische Onkologie Interdisziplinäre Ambulanz, Im Neuenheimer Feld 460, Neuenheim, Heidelberg
Charite Universitaetsmedizin Berlin KöR
Campus Berlin Virchow Klinikum (CVK), Augustenburger Platz 1, Wedding, Berlin
Krankenhaus Nordwest GmbH
Institut für Klinisch-Onkologische Forschung am Krankenhaus Nordwest, Steinbacher Hohl 2-26, Praunheim, Frankfurt Am Main
Technische Universitaet Dresden
Medizinische Klinik und Poliklinik I, Fetscherstrasse 74, Johannstadt-Nord, Dresden
Haematologisch Onkologische Praxis Eppendorf / Norddeutsches Studienzentrum für Innovative Onkologie
Norddeutsches Studienzentrum für Innovative Onkologie, Eppendorfer Landstrasse 42, 20249, Hamburg
Universitaetsklinikum Ulm AöR
Zentrum für Innere Medizin Klinik für Innere Medizin I, Albert-Einstein-Allee 23, Eselsberg, Ulm
Universitaetsklinikum Jena KöR
Klinik für Innere Medizin II, Am Klinikum 1, Lobeda, Jena

Country notifications

Trial-start, recruitment-start, end and early-termination notifications submitted per Member State

Country Trial startTrial end Recruitment startRecruitment end Early termination
Austria 2025-10-23 2025-11-05 2026-04-09
Germany 2025-03-25 2025-04-11 2026-04-09

Oversight and notifications

Regulatory notifications under CTR Articles 38, 52, 53, 54 and 77

Temporary halts 2 · Art. 38 CTR

Temporary halt TH-128162

Halt date
2026-04-09
Planned restart
2026-10-09
Member states concerned
Germany
Publication date
2026-04-09
Reason
Sponsor decision
Explanation
This temporary halt applies exclusively to the enrollment of new participants into the study. All participants who have already been enrolled will continue to receive treatment and all other study-specific measures strictly according to the current study protocol.
Importantly, the decision to temporarily halt recruitment is not based on safety issues. No safety concerns have been identified that would negatively affect the benefit–risk profile of the investigational treatment or justify discontinuation of ongoing treatment and participation.
The rationale for the temporary halt is of scientific and clinical nature: Following the positive results of the MATTERHORN study and the regulatory approval of Durvalumab in March 2026 in combination with chemotherapy as standard of care for the respective study population, the scientific rationale of the current treatment cohorts needs an amendment. Integration of immunotherapy (Durvalumab) is warranted. Under these circumstances, the continued recruitment of additional patients into the existing cohorts is no longer scientifically meaningful.
The study protocol is already being revised to incorporate these new developments into the investigational treatment, and recruitment will resume once the protocol amendment has been finalized and approved by the relevant regulatory bodies.
This temporary halt is thus a proactive measure to ensure that study conduct remains aligned with the evolving scientific and clinical landscape, and that all future participants are enrolled under the most appropriate and up to date therapeutical conditions.
Benefit-risk balance changed
No
Treatment stopped
No

Temporary halt TH-128164

Halt date
2026-04-09
Planned restart
2026-10-09
Member states concerned
Austria
Publication date
2026-04-09
Reason
Sponsor decision
Explanation
This temporary halt applies exclusively to the enrollment of new participants into the study. All participants who have already been enrolled will continue to receive treatment and all other study-specific measures strictly according to the current study protocol.
Importantly, the decision to temporarily halt recruitment is not based on safety issues. No safety concerns have been identified that would negatively affect the benefit–risk profile of the investigational treatment or justify discontinuation of ongoing treatment and participation.
The rationale for the temporary halt is of scientific and clinical nature: Following the positive results of the MATTERHORN study and the regulatory approval of Durvalumab in March 2026 in combination with chemotherapy as standard of care for the respective study population, the scientific rationale of the current treatment cohorts needs an amendment. Integration of immunotherapy (Durvalumab) is warranted. Under these circumstances, the continued recruitment of additional patients into the existing cohorts is no longer scientifically meaningful.
The study protocol is already being revised to incorporate these new developments into the investigational treatment, and recruitment will resume once the protocol amendment has been finalized and approved by the relevant regulatory bodies.
This temporary halt is thus a proactive measure to ensure that study conduct remains aligned with the evolving scientific and clinical landscape, and that all future participants are enrolled under the most appropriate and up to date therapeutical conditions.
Benefit-risk balance changed
No
Treatment stopped
No

Results and documents

Annex IV summary of results, Annex V layperson summary, and all documents registered in CTIS for this trial

Documents 21 files

Public protocol annexes, IB summaries, regulatory submissions and post-authorisation documents registered in CTIS.

TypeTitleVersion
Protocol (for publication) D1_neoART_Clinical Trial Protocol_2024-518841-12-00_redacted for publication 1.1
Recruitment arrangements (for publication) K_Recruitment arrangement_CTR_AT 1
Recruitment arrangements (for publication) K1_neoART_Recruitment arrangements 1
Subject information and informed consent form (for publication) L1_SIS and ICF_Main Study_Cohort 1_AT_redacted for publication 1.1
Subject information and informed consent form (for publication) L1_SIS and ICF_Main Study_Cohort 1_redacted for publication 1.1
Subject information and informed consent form (for publication) L1_SIS and ICF_Main Study_Cohort 2_AT_redacted for publication 1.1
Subject information and informed consent form (for publication) L1_SIS and ICF_Main Study_Cohort 2_redacted for publication 1.1
Subject information and informed consent form (for publication) L2_SIS and ICF_Translational Research_AT_redacted for publication 1.2
Subject information and informed consent form (for publication) L2_SIS and ICF_Translational Research_redacted for publication 1.1
Subject information and informed consent form (for publication) L3_neoART_Patient facing document_Patient ID Card_template_AT_redacted for publication 1.0
Subject information and informed consent form (for publication) L3_neoART_Patient facing document_Patient ID Card_template_DE_redacted for publication 1.0
Subject information and informed consent form (for publication) L3_Other subject information material_Patient_advoc_contact_data_protection_AT_redacted 1.1
Subject information and informed consent form (for publication) L4_SIS and ICF_Pregnancy observation_AT_redacted for publication 1.2
Subject information and informed consent form (for publication) L4_SIS and ICF_Pregnancy observation_AT_trackchange 1.2
Summary of Product Characteristics (SmPC) (for publication) E2_SmPC_5FU 1
Summary of Product Characteristics (SmPC) (for publication) E2_SMPC_Calciumfoli Sandoz 1
Summary of Product Characteristics (SmPC) (for publication) E2_SMPC_Fluorouracil Accord 1
Summary of Product Characteristics (SmPC) (for publication) E2_SMPC_Leucovorin 1
Summary of Product Characteristics (SmPC) (for publication) E2_SMPC_Oxaliplatin 1
Summary of Product Characteristics (SmPC) (for publication) E2_SMPC_Oxaliplatin Accord 1
Synopsis of the protocol (for publication) D1_Protocol Synopsis_DE_2024-518841-12-00_redacted for publication 1.1

Application history

5 submissions — initial application plus substantial / non-substantial modifications

#TypeCodeSubmittedReference MSConclusionDecision date
1 INITIAL IN 2024-12-03 Germany Acceptable
2025-01-29
2025-01-31
2 SUBSEQUENT ADDITION OF MSC APP-2 2025-03-10 Acceptable
2025-01-29
2025-06-02
3 SUBSTANTIAL MODIFICATION SM-2 2025-10-02 Germany Acceptable 2025-11-25
4 SUBSTANTIAL MODIFICATION SM-1 2025-10-22 Acceptable 2025-12-01
5 SUBSTANTIAL MODIFICATION SM-3 2026-02-05 Germany Acceptable 2026-04-20